UBS AG current holdings: USA Other Stocks
UBS AG reported $19.17 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 2,408 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are UBS AG, GENERAL ELECTRIC CO, UNITED TECHNOLOGIES CORP.
- CORNERSTONE PROGRESSIVE RTN: Country of operation —; Class COM; Shares 9,031; Value $37,000.
- SOUTHERN NATL BANCORP OF VA: Country of operation —; Class COM; Shares 3,131; Value $36,000.
- PHARMATHENE INC: Country of operation —; Class COM; Shares 20,227; Value $36,000.
- STEIN MART INC: Country of operation —; Class COM; Shares 3,140; Value $36,000.
Form 13F-HR as filed (SEC CIK 1114446): quarter ended 2014-09-30, filed 2014-11-12. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|---|---|---|---|---|---|
| CORNERSTONE PROGRESSIVE RTN CUSIP 21925C101 | COM | 9,031 | $37,000 | 2014-09-30 | 2014-11-12 | |
| SOUTHERN NATL BANCORP OF VA CUSIP 843395104 | COM | 3,131 | $36,000 | 2014-09-30 | 2014-11-12 | |
| PHARMATHENE INC CUSIP 71714G102 | COM | 20,227 | $36,000 | 2014-09-30 | 2014-11-12 | |
| STEIN MART INC CUSIP 858375108 | COM | 3,140 | $36,000 | 2014-09-30 | 2014-11-12 | |
| ECOLOGY & ENVIRONMENT INC CUSIP 278878103 | CL A | 3,743 | $36,000 | 2014-09-30 | 2014-11-12 | |
| HILL INTERNATIONAL INC CUSIP 431466101 | COM | 9,000 | $36,000 | 2014-09-30 | 2014-11-12 | |
| NAVIDEA BIOPHARMACEUTICALS I CUSIP 63937X103 | COM | 27,404 | $36,000 | 2014-09-30 | 2014-11-12 | |
| DEUTSCHE GLOBAL HIGH INCOME CUSIP 25158V108 | COM | 4,463 | $36,000 | 2014-09-30 | 2014-11-12 | |
| ENDOCYTE INC CUSIP 29269A102 | COM | 6,000 | $36,000 | 2014-09-30 | 2014-11-12 | |
| REALNETWORKS INC CUSIP 75605L708 | COM NEW | 5,041 | $35,000 | 2014-09-30 | 2014-11-12 | |
| VALLEY FINL CORP VA CUSIP 919629105 | COM | 2,863 | $35,000 | 2014-09-30 | 2014-11-12 | |
| TERRAFORM PWR INC CUSIP 88104R100 | CL A COM | 1,206 | $35,000 | 2014-09-30 | 2014-11-12 | |
| YADKIN FINL CORP CUSIP 984305102 | COM | 1,928 | $35,000 | 2014-09-30 | 2014-11-12 | |
| FRANKLIN FINL CORP VA CUSIP 35353C102 | COM | 1,864 | $35,000 | 2014-09-30 | 2014-11-12 | |
| WOLVERINE BANCORP INC CUSIP 977880103 | COM | 1,559 | $35,000 | 2014-09-30 | 2014-11-12 | |
| YRC WORLDWIDE INC CUSIP 984249607 | COM PAR $.01 | 1,700 | $35,000 | 2014-09-30 | 2014-11-12 | |
| WARREN RES INC CUSIP 93564A100 | United States | COM | 6,665 | $35,000 | 2014-09-30 | 2014-11-12 |
| ZHONE TECHNOLOGIES INC NEW CUSIP 98950P884 | COM NEW | 13,127 | $35,000 | 2014-09-30 | 2014-11-12 | |
| BBCN BANCORP INC CUSIP 073295107 | COM | 2,402 | $35,000 | 2014-09-30 | 2014-11-12 | |
| CLIFTON BANCORP INC CUSIP 186873105 | COM | 2,848 | $35,000 | 2014-09-30 | 2014-11-12 | |
| TF FINL CORP CUSIP 872391107 | COM | 819 | $34,000 | 2014-09-30 | 2014-11-12 | |
| UTSTARCOM HOLDINGS CORP CUSIP G9310A114 | SHS NEW | 11,417 | $34,000 | 2014-09-30 | 2014-11-12 | |
| OCLARO INC CUSIP 67555N206 | COM NEW | 23,836 | $34,000 | 2014-09-30 | 2014-11-12 | |
| TERRITORIAL BANCORP INC CUSIP 88145X108 | United States | COM | 1,687 | $34,000 | 2014-09-30 | 2014-11-12 |
| ZOGENIX INC CUSIP 98978L105 | COM | 29,727 | $34,000 | 2014-09-30 | 2014-11-12 | |
| GLATFELTER CUSIP 377316104 | COM | 1,542 | $34,000 | 2014-09-30 | 2014-11-12 | |
| FOREST CITY ENTERPRISES INC CUSIP 345550305 | CL B CONV | 1,746 | $34,000 | 2014-09-30 | 2014-11-12 | |
| INTERCLOUD SYS INC CUSIP 458488202 | COM NEW | 7,412 | $34,000 | 2014-09-30 | 2014-11-12 | |
| CLEARONE INC CUSIP 18506U104 | United States | COM | 4,078 | $34,000 | 2014-09-30 | 2014-11-12 |
| ORCHID IS CAP INC CUSIP 68571X103 | COM | 2,479 | $33,000 | 2014-09-30 | 2014-11-12 | |
| SPEEDWAY MOTORSPORTS INC CUSIP 847788106 | COM | 1,917 | $33,000 | 2014-09-30 | 2014-11-12 | |
| PRGX GLOBAL INC CUSIP 69357C503 | COM NEW | 5,585 | $33,000 | 2014-09-30 | 2014-11-12 | |
| XOMA CORP DEL CUSIP 98419J107 | COM | 7,899 | $33,000 | 2014-09-30 | 2014-11-12 | |
| HARDINGE INC CUSIP 412324303 | COM | 3,025 | $33,000 | 2014-09-30 | 2014-11-12 | |
| LMI AEROSPACE INC CUSIP 502079106 | COM | 2,539 | $33,000 | 2014-09-30 | 2014-11-12 | |
| MALVERN BANCORP INC CUSIP 561409103 | COM | 2,889 | $33,000 | 2014-09-30 | 2014-11-12 | |
| POAGE BANKSHARES INC CUSIP 730206109 | COM | 2,177 | $33,000 | 2014-09-30 | 2014-11-12 | |
| SWISHER HYGIENE INC CUSIP 870808300 | COM NEW | 10,815 | $33,000 | 2014-09-30 | 2014-11-12 | |
| ASCENT CAP GROUP INC CUSIP 043632108 | COM SER A | 554 | $33,000 | 2014-09-30 | 2014-11-12 | |
| FIRST CASH FINL SVCS INC CUSIP 31942D107 | COM | 592 | $33,000 | 2014-09-30 | 2014-11-12 | |
| LDR HLDG CORP CUSIP 50185U105 | COM | 1,043 | $33,000 | 2014-09-30 | 2014-11-12 | |
| WORLD ENERGY SOLUTIONS INC D CUSIP 98145W208 | COM NEW | 6,758 | $33,000 | 2014-09-30 | 2014-11-12 | |
| PENNS WOODS BANCORP INC CUSIP 708430103 | United States | COM | 763 | $32,000 | 2014-09-30 | 2014-11-12 |
| UNI PIXEL INC CUSIP 904572203 | United States | COM NEW | 5,000 | $32,000 | 2014-09-30 | 2014-11-12 |
| PETROQUEST ENERGY INC CUSIP 716748108 | COM | 5,687 | $32,000 | 2014-09-30 | 2014-11-12 | |
| TOWN SPORTS INTL HLDGS INC CUSIP 89214A102 | United States | COM | 4,774 | $32,000 | 2014-09-30 | 2014-11-12 |
| PATRIOT TRANSN HLDG INC CUSIP 70337B102 | COM | 957 | $32,000 | 2014-09-30 | 2014-11-12 | |
| ALEXCO RESOURCE CORP CUSIP 01535P106 | COM | 48,158 | $32,000 | 2014-09-30 | 2014-11-12 | |
| CMS BANCORP INC CUSIP 12600U102 | COM | 2,469 | $32,000 | 2014-09-30 | 2014-11-12 | |
| COASTWAY BANCORP INC CUSIP 190632109 | COM | 2,945 | $32,000 | 2014-09-30 | 2014-11-12 | |
| QUEST RARE MINERALS LTD CUSIP 74836T101 | COM | 204,023 | $32,000 | 2014-09-30 | 2014-11-12 | |
| AIR TRANSPORT SERVICES GRP I CUSIP 00922R105 | United States | COM | 4,420 | $32,000 | 2014-09-30 | 2014-11-12 |
| BENEFICIAL MUTUAL BANCORP IN CUSIP 08173R104 | COM | 2,469 | $32,000 | 2014-09-30 | 2014-11-12 | |
| BLACKHAWK NETWORK HLDGS INC CUSIP 09238E104 | CL A | 1,000 | $32,000 | 2014-09-30 | 2014-11-12 | |
| ENDOLOGIX INC CUSIP 29266S106 | COM | 3,000 | $32,000 | 2014-09-30 | 2014-11-12 | |
| CEL SCI CORP CUSIP 150837508 | COM PAR $0.01 | 35,636 | $32,000 | 2014-09-30 | 2014-11-12 | |
| T2 BIOSYSTEMS INC CUSIP 89853L104 | COM | 1,780 | $32,000 | 2014-09-30 | 2014-11-12 | |
| THESTREET INC CUSIP 88368Q103 | COM | 13,865 | $31,000 | 2014-09-30 | 2014-11-12 | |
| PREMIERE GLOBAL SVCS INC CUSIP 740585104 | COM | 2,593 | $31,000 | 2014-09-30 | 2014-11-12 | |
| NOVA LIFESTYLE INC CUSIP 66979P102 | COM | 7,232 | $31,000 | 2014-09-30 | 2014-11-12 | |
| DIXIE GROUP INC CUSIP 255519100 | United States | CL A | 3,522 | $31,000 | 2014-09-30 | 2014-11-12 |
| FORTEGRA FINL CORP CUSIP 34954W104 | COM | 3,087 | $31,000 | 2014-09-30 | 2014-11-12 | |
| INVENTURE FOODS INC CUSIP 461212102 | COM | 2,406 | $31,000 | 2014-09-30 | 2014-11-12 | |
| LOCAL CORP CUSIP 53954W104 | COM | 15,474 | $31,000 | 2014-09-30 | 2014-11-12 | |
| NAVIGANT CONSULTING INC CUSIP 63935N107 | COM | 2,225 | $31,000 | 2014-09-30 | 2014-11-12 | |
| ENTERPRISE BANCORP INC MASS CUSIP 293668109 | United States | COM | 1,632 | $31,000 | 2014-09-30 | 2014-11-12 |
| GLOBAL SHIP LEASE INC NEW CUSIP Y27183105 | SHS A | 7,644 | $31,000 | 2014-09-30 | 2014-11-12 | |
| SINOVAC BIOTECH LTD CUSIP P8696W104 | SHS | 6,509 | $31,000 | 2014-09-30 | 2014-11-12 | |
| BLACKROCK PA STRATEGIC MUN T CUSIP 09248R103 | COM | 2,442 | $31,000 | 2014-09-30 | 2014-11-12 | |
| TEMPLETON RUS AND EAST EUR F CUSIP 88022F105 | COM | 2,395 | $30,000 | 2014-09-30 | 2014-11-12 | |
| COLUMBIA LABS INC CUSIP 197779200 | COM NEW | 5,080 | $30,000 | 2014-09-30 | 2014-11-12 | |
| DISCOVERY LABORATORIES INC N CUSIP 254668403 | COM NEW | 16,340 | $30,000 | 2014-09-30 | 2014-11-12 | |
| HAWAIIAN HOLDINGS INC CUSIP 419879101 | United States | COM | 2,204 | $30,000 | 2014-09-30 | 2014-11-12 |
| WELLESLEY BANCORP INC CUSIP 949485106 | COM | 1,599 | $30,000 | 2014-09-30 | 2014-11-12 | |
| STARTEK INC CUSIP 85569C107 | COM | 3,932 | $30,000 | 2014-09-30 | 2014-11-12 | |
| GLOBAL INDEMNITY PLC CUSIP G39319101 | SHS | 1,185 | $30,000 | 2014-09-30 | 2014-11-12 | |
| QLOGIC CORP CUSIP 747277101 | COM | 3,290 | $30,000 | 2014-09-30 | 2014-11-12 | |
| WILSHIRE BANCORP INC CUSIP 97186T108 | COM | 3,242 | $30,000 | 2014-09-30 | 2014-11-12 | |
| CHARTER FINL CORP MD CUSIP 16122W108 | COM | 2,810 | $30,000 | 2014-09-30 | 2014-11-12 | |
| COSI INC CUSIP 22122P200 | COM NEW | 13,590 | $30,000 | 2014-09-30 | 2014-11-12 | |
| REGIS CORP MINN CUSIP 758932107 | United States | COM | 1,811 | $29,000 | 2014-09-30 | 2014-11-12 |
| STEMLINE THERAPEUTICS INC CUSIP 85858C107 | COM | 2,350 | $29,000 | 2014-09-30 | 2014-11-12 | |
| COMMUNITY BK SHS IND INC CUSIP 203599105 | COM | 1,108 | $29,000 | 2014-09-30 | 2014-11-12 | |
| DNB FINL CORP CUSIP 233237106 | COM | 1,331 | $29,000 | 2014-09-30 | 2014-11-12 | |
| CHEROKEE INC DEL NEW CUSIP 16444H102 | COM | 1,583 | $29,000 | 2014-09-30 | 2014-11-12 | |
| BLUE HILLS BANCORP INC CUSIP 095573101 | COM | 2,224 | $29,000 | 2014-09-30 | 2014-11-12 | |
| EMPIRE RESORTS INC CUSIP 292052206 | COM NEW | 4,299 | $29,000 | 2014-09-30 | 2014-11-12 | |
| MANDALAY DIGITAL GROUP INC CUSIP 562562207 | COM NEW | 6,262 | $29,000 | 2014-09-30 | 2014-11-12 | |
| ALTEVA CUSIP 02153V102 | COM | 4,098 | $29,000 | 2014-09-30 | 2014-11-12 | |
| ANCHOR BANCORP WA CUSIP 032838104 | COM | 1,429 | $29,000 | 2014-09-30 | 2014-11-12 | |
| BOX SHIPS INCORPORATED CUSIP Y09675102 | SHS | 24,090 | $29,000 | 2014-09-30 | 2014-11-12 | |
| RELM WIRELESS CORP CUSIP 759525108 | COM | 5,398 | $28,000 | 2014-09-30 | 2014-11-12 | |
| OXIGENE INC CUSIP 691828404 | COM PAR$.001 | 12,984 | $28,000 | 2014-09-30 | 2014-11-12 | |
| SI FINL GROUP INC MD CUSIP 78425V104 | COM | 2,537 | $28,000 | 2014-09-30 | 2014-11-12 | |
| NORTH VALLEY BANCORP CUSIP 66304M204 | COM NEW | 1,298 | $28,000 | 2014-09-30 | 2014-11-12 | |
| SPAN AMER MED SYS INC CUSIP 846396109 | COM | 1,430 | $28,000 | 2014-09-30 | 2014-11-12 | |
| ZOES KITCHEN INC CUSIP 98979J109 | COM | 895 | $28,000 | 2014-09-30 | 2014-11-12 | |
| ADAMS RES & ENERGY INC CUSIP 006351308 | United States | COM NEW | 648 | $28,000 | 2014-09-30 | 2014-11-12 |
| DAKOTA PLAINS HLDGS INC CUSIP 234255107 | COM | 11,986 | $28,000 | 2014-09-30 | 2014-11-12 | |
| FEDFIRST FINL CORP NEW CUSIP 31429C101 | COM | 1,288 | $28,000 | 2014-09-30 | 2014-11-12 |
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