UBS AG quarter change: USA Warrants, Reduced
In warrants (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 10 positions, added to 18, reduced 14, sold out of 15 and left 10 unchanged. The largest increase in value was KINDER MORGAN INC DEL (+$1,848,000); the largest decrease was GENERAL MTRS CO (-$1,835,000).
- GENERAL MTRS CO: Country of operation —; Class *W EXP 07/10/201; Shares 2014-06-30 366,384; Shares 2014-09-30 343,322.
- GENERAL MTRS CO: Country of operation —; Class *W EXP 07/10/201; Shares 2014-06-30 377,664; Shares 2014-09-30 375,348.
- BANK AMER CORP: Country of operation —; Class *W EXP 01/16/201; Shares 2014-06-30 217,572; Shares 2014-09-30 126,935.
- AMERICAN INTL GROUP INC: Country of operation —; Class *W EXP 01/19/202; Shares 2014-06-30 90,651; Shares 2014-09-30 87,047.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|
GENERAL MTRS CO
CUSIP 37045V126 | | *W EXP 07/10/201 | 366,384 | 343,322 | -23,062 | $6,800,000 | $4,965,000 | -$1,835,000 |
|---|
GENERAL MTRS CO
CUSIP 37045V118 | | *W EXP 07/10/201 | 377,664 | 375,348 | -2,316 | $10,049,000 | $8,400,000 | -$1,649,000 |
|---|
BANK AMER CORP
CUSIP 060505146 | | *W EXP 01/16/201 | 217,572 | 126,935 | -90,637 | $1,492,000 | $952,000 | -$540,000 |
|---|
AMERICAN INTL GROUP INC
CUSIP 026874156 | | *W EXP 01/19/202 | 90,651 | 87,047 | -3,604 | $2,412,000 | $2,072,000 | -$340,000 |
|---|
LINCOLN NATL CORP IND
CUSIP 534187117 | | *W EXP 07/10/201 | 1,981 | 506 | -1,475 | $84,000 | $23,000 | -$61,000 |
|---|
AMBAC FINL GROUP INC
CUSIP 023139116 | | *W EXP 04/30/202 | 1,404 | 102 | -1,302 | $24,000 | $1,000 | -$23,000 |
|---|
COMERICA INC
CUSIP 200340115 | | *W EXP 11/14/201 | 1,422 | 912 | -510 | $30,000 | $19,000 | -$11,000 |
|---|
HARTFORD FINL SVCS GROUP INC
CUSIP 416515120 | | *W EXP 06/26/201 | 5,122 | 4,945 | -177 | $140,000 | $143,000 | +$3,000 |
|---|
RIT TECHNOLOGIES LTD
CUSIP M8215Q128 | | *W EXP 12/01/201 | 1,700 | 300 | -1,400 | $1,000 | $0 | -$1,000 |
|---|
COEUR MNG INC
CUSIP 192108116 | | *W EXP 04/16/201 | 6,134 | 6,068 | -66 | $5,000 | $4,000 | -$1,000 |
|---|
WASHINGTON FED INC
CUSIP 938824117 | | *W EXP 11/14/201 | 315 | 140 | -175 | $2,000 | $1,000 | -$1,000 |
|---|
CORMEDIX INC
CUSIP 21900C118 | | *W EXP 03/24/201 | 2,928 | 2,828 | -100 | $1,000 | $1,000 | $0 |
|---|
METHES ENERGIES INTL LTD
CUSIP 591517115 | | *W EXP 10/12/201 | 1,200 | 1,050 | -150 | $0 | $0 | $0 |
|---|
METHES ENERGIES INTL LTD
CUSIP 591517123 | | *W EXP 10/12/201 | 2,050 | 50 | -2,000 | $0 | $0 | $0 |
|---|
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