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UBS AG Last Quarter Change: USA Stocks, New, 2014 Q3, Page 2

UBS AG quarter change: USA Stocks, New

In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 103 positions, added to 949, reduced 744, sold out of 62 and left 44 unchanged. The largest increase in value was AMGN (+$451,283,000); the largest decrease was WYNN (-$316,344,000).

  • INTT: Country of operation United States; Class COM; Shares 2014-06-30 0; Shares 2014-09-30 75.
  • BGI: Country of operation —; Class CL A COM; Shares 2014-06-30 0; Shares 2014-09-30 250.
  • AUPH: Country of operation —; Class COM; Shares 2014-06-30 0; Shares 2014-09-30 40.

Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2014-06-30Shares 2014-09-30Share changeValue 2014-06-30Value 2014-09-30Value change
INTT
INTEST CORP
United StatesCOM075+75$0$0$0
BGI
BIRKS GROUP INC
CL A COM0250+250$0$0$0
AUPH
AURINIA PHARMACEUTICALS INC
COM040+40$0$0$0

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