UBS AG quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 103 positions, added to 949, reduced 744, sold out of 62 and left 44 unchanged. The largest increase in value was AMGN (+$451,283,000); the largest decrease was WYNN (-$316,344,000).
- BFA: Country of operation United States; Class CL A; Shares 2014-06-30 3,600; Shares 2014-09-30 4,573.
- ATRO: Country of operation United States; Class COM; Shares 2014-06-30 1,832; Shares 2014-09-30 3,737.
- WSFS: Country of operation United States; Class COM; Shares 2014-06-30 300; Shares 2014-09-30 1,359.
- DKL: Country of operation United States; Class COM UNT RP INT; Shares 2014-06-30 11,580; Shares 2014-09-30 11,618.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| BFA BROWN FORMAN CORP | United States | CL A | 3,600 | 4,573 | +973 | $332,000 | $408,000 | +$76,000 |
| ATRO ASTRONICS CORP | United States | COM | 1,832 | 3,737 | +1,905 | $103,000 | $178,000 | +$75,000 |
| WSFS WSFS FINL CORP | United States | COM | 300 | 1,359 | +1,059 | $22,000 | $97,000 | +$75,000 |
| DKL DELEK LOGISTICS PARTNERS LP | United States | COM UNT RP INT | 11,580 | 11,618 | +38 | $399,000 | $473,000 | +$74,000 |
| GCO GENESCO INC | United States | COM | 718 | 1,774 | +1,056 | $59,000 | $132,000 | +$73,000 |
| CDNS CADENCE DESIGN SYSTEM INC | United States | COM | 183,395 | 190,606 | +7,211 | $3,208,000 | $3,280,000 | +$72,000 |
| FHN FIRST HORIZON NATL CORP | United States | COM | 17,302 | 22,497 | +5,195 | $205,000 | $277,000 | +$72,000 |
| UEIC UNIVERSAL ELECTRS INC | United States | COM | 6,568 | 7,943 | +1,375 | $322,000 | $393,000 | +$71,000 |
| EGHT 8X8 INC NEW | United States | COM | 5,817 | 17,706 | +11,889 | $47,000 | $118,000 | +$71,000 |
| GPI GROUP 1 AUTOMOTIVE INC | United States | COM | 16,801 | 18,544 | +1,743 | $1,417,000 | $1,348,000 | -$69,000 |
| CHGG CHEGG INC | United States | COM | 150 | 11,230 | +11,080 | $1,000 | $70,000 | +$69,000 |
| SAFT SAFETY INS GROUP INC | United States | COM | 3,863 | 4,942 | +1,079 | $198,000 | $266,000 | +$68,000 |
| TGTX TG THERAPEUTICS INC | United States | COM | 3,000 | 9,000 | +6,000 | $28,000 | $96,000 | +$68,000 |
| CNA CNA FINL CORP | United States | COM | 80,697 | 87,534 | +6,837 | $3,262,000 | $3,329,000 | +$67,000 |
| EGP EASTGROUP PPTY INC | United States | COM | 21,110 | 21,260 | +150 | $1,356,000 | $1,289,000 | -$67,000 |
| HAFC HANMI FINL CORP | United States | COM NEW | 91,779 | 92,710 | +931 | $1,935,000 | $1,869,000 | -$66,000 |
| INVE IDENTIV INC | United States | COM NEW | 7,500 | 11,070 | +3,570 | $83,000 | $149,000 | +$66,000 |
| GSBC GREAT SOUTHN BANCORP INC | United States | COM | 1,608 | 3,902 | +2,294 | $52,000 | $118,000 | +$66,000 |
| HELE HELEN OF TROY CORP LTD | COM | 2,251 | 3,813 | +1,562 | $137,000 | $201,000 | +$64,000 | |
| THR THERMON GROUP HLDGS INC | United States | COM | 244 | 2,807 | +2,563 | $6,000 | $69,000 | +$63,000 |
| TBRG COMPUTER PROGRAMS & SYS INC | United States | COM | 4,577 | 6,143 | +1,566 | $291,000 | $353,000 | +$62,000 |
| APEI AMERICAN PUBLIC EDUCATION IN | United States | COM | 18,987 | 21,920 | +2,933 | $653,000 | $592,000 | -$61,000 |
| GBCI GLACIER BANCORP INC NEW | United States | COM | 50,576 | 53,221 | +2,645 | $1,435,000 | $1,376,000 | -$59,000 |
| LE LANDS END INC NEW | United States | COM | 3,119 | 3,976 | +857 | $105,000 | $164,000 | +$59,000 |
| FIZZ NATIONAL BEVERAGE CORP | United States | COM | 33,513 | 35,541 | +2,028 | $634,000 | $693,000 | +$59,000 |
| PFIS PEOPLES FINL SVCS CORP | United States | COM | 2,928 | 4,512 | +1,584 | $150,000 | $207,000 | +$57,000 |
| CAC CAMDEN NATL CORP | United States | COM | 6,346 | 8,599 | +2,253 | $246,000 | $301,000 | +$55,000 |
| BDL FLANIGANS ENTERPRISES INC | United States | COM | 371 | 3,037 | +2,666 | $5,000 | $60,000 | +$55,000 |
| HIW HIGHWOODS PPTYS INC | United States | COM | 22,267 | 22,610 | +343 | $935,000 | $880,000 | -$55,000 |
| NEN NEW ENGLAND RLTY ASSOC LTD P | DEPOSITRY RCPT | 957 | 2,082 | +1,125 | $47,000 | $99,000 | +$52,000 | |
| PIPRXXXX PIPER JAFFRAY COS | United States | COM | 713 | 1,695 | +982 | $37,000 | $89,000 | +$52,000 |
| SBR SABINE ROYALTY TR | United States | UNIT BEN INT | 6,333 | 8,024 | +1,691 | $384,000 | $435,000 | +$51,000 |
| SAIA SAIA INC | United States | COM | 5,432 | 5,864 | +432 | $239,000 | $290,000 | +$51,000 |
| ANIP ANI PHARMACEUTICALS INC | United States | COM | 617 | 2,540 | +1,923 | $21,000 | $72,000 | +$51,000 |
| ALEX ALEXANDER & BALDWIN INC NEW | United States | COM | 11,534 | 11,879 | +345 | $478,000 | $427,000 | -$51,000 |
| MAG MAG SILVER CORP | COM | 159 | 7,059 | +6,900 | $2,000 | $53,000 | +$51,000 | |
| PEB PEBBLEBROOK HOTEL TR | United States | COM | 17,384 | 18,527 | +1,143 | $642,000 | $692,000 | +$50,000 |
| UNF UNIFIRST CORP MASS | United States | COM | 3,352 | 4,200 | +848 | $355,000 | $405,000 | +$50,000 |
| IBKR INTERACTIVE BROKERS GROUP IN | United States | COM | 362 | 2,325 | +1,963 | $8,000 | $58,000 | +$50,000 |
| SHOO MADDEN STEVEN LTD | United States | COM | 39,695 | 43,815 | +4,120 | $1,362,000 | $1,412,000 | +$50,000 |
| PEG PUBLIC SVC ENTERPRISE GROUP | United States | COM | 337,392 | 370,926 | +33,534 | $13,763,000 | $13,813,000 | +$50,000 |
| PLUS EPLUS INC | United States | COM | 181 | 1,066 | +885 | $11,000 | $60,000 | +$49,000 |
| MGPI MGP INGREDIENTS INC NEW | United States | COM | 289 | 3,732 | +3,443 | $2,000 | $49,000 | +$47,000 |
| CFFI C & F FINL CORP | United States | COM | 100 | 1,530 | +1,430 | $4,000 | $51,000 | +$47,000 |
| RGEN REPLIGEN CORP | United States | COM | 23,067 | 28,694 | +5,627 | $526,000 | $572,000 | +$46,000 |
| FSFG FIRST SAVINGS FINL GROUP INC | United States | COM | 641 | 2,493 | +1,852 | $16,000 | $62,000 | +$46,000 |
| LSAK NET 1 UEPS TECHNOLOGIES INC | COM NEW | 8,617 | 11,948 | +3,331 | $98,000 | $144,000 | +$46,000 | |
| WTBA WEST BANCORPORATION INC | United States | CAP STK | 3,500 | 7,000 | +3,500 | $53,000 | $99,000 | +$46,000 |
| BSX BOSTON SCIENTIFIC CORP | United States | COM | 1,492,960 | 1,610,474 | +117,514 | $19,065,000 | $19,019,000 | -$46,000 |
| GERN GERON CORP | United States | COM | 50,911 | 59,025 | +8,114 | $163,000 | $118,000 | -$45,000 |
| NTCT NETSCOUT SYS INC | United States | COM | 40 | 1,030 | +990 | $2,000 | $47,000 | +$45,000 |
| CRS CARPENTER TECHNOLOGY CORP | United States | COM | 4,931 | 5,919 | +988 | $312,000 | $267,000 | -$45,000 |
| SPPP SPROTT PHYSICAL PLAT PALLAD | Canada | UNIT | 10,000 | 16,407 | +6,407 | $101,000 | $145,000 | +$44,000 |
| PLOW DOUGLAS DYNAMICS INC | United States | COM | 7,800 | 9,300 | +1,500 | $137,000 | $181,000 | +$44,000 |
| UEC URANIUM ENERGY CORP | COM | 152,932 | 156,118 | +3,186 | $238,000 | $195,000 | -$43,000 | |
| KTOS KRATOS DEFENSE & SEC SOLUTIO | United States | COM NEW | 5,952 | 13,532 | +7,580 | $46,000 | $89,000 | +$43,000 |
| REXR REXFORD INDL RLTY INC | United States | COM | 59,017 | 63,720 | +4,703 | $840,000 | $882,000 | +$42,000 |
| CBSH COMMERCE BANCSHARES INC | United States | COM | 71,237 | 73,264 | +2,027 | $3,312,000 | $3,271,000 | -$41,000 |
| PAHC PHIBRO ANIMAL HEALTH CORP | United States | CL A COM | 44 | 1,828 | +1,784 | $1,000 | $41,000 | +$40,000 |
| BOH BANK HAWAII CORP | United States | COM | 15,131 | 16,335 | +1,204 | $888,000 | $928,000 | +$40,000 |
| FLGPRU NEW YORK CMNTY CAP TR V | United States | UNIT 11/01/2051 | 1,173 | 1,924 | +751 | $58,000 | $97,000 | +$39,000 |
| CFR CULLEN FROST BANKERS INC | United States | COM | 16,010 | 16,092 | +82 | $1,271,000 | $1,232,000 | -$39,000 |
| BANF BANCFIRST CORP | United States | COM | 351 | 972 | +621 | $22,000 | $61,000 | +$39,000 |
| UMBF UMB FINL CORP | United States | COM | 4,724 | 4,777 | +53 | $299,000 | $261,000 | -$38,000 |
| BCO BRINKS CO | United States | COM | 11,105 | 11,427 | +322 | $313,000 | $275,000 | -$38,000 |
| KRO KRONOS WORLDWIDE INC | United States | COM | 1,000 | 3,887 | +2,887 | $16,000 | $54,000 | +$38,000 |
| THFF FIRST FINL CORP IND | United States | COM | 150 | 1,371 | +1,221 | $5,000 | $43,000 | +$38,000 |
| SIF SIFCO INDS INC | United States | COM | 6,525 | 8,004 | +1,479 | $204,000 | $241,000 | +$37,000 |
| DHIL DIAMOND HILL INVESTMENT GROU | United States | COM NEW | 150 | 462 | +312 | $19,000 | $56,000 | +$37,000 |
| ERII ENERGY RECOVERY INC | United States | COM | 30,897 | 32,540 | +1,643 | $152,000 | $115,000 | -$37,000 |
| AAT AMERICAN ASSETS TR INC | United States | COM | 24,563 | 24,648 | +85 | $849,000 | $812,000 | -$37,000 |
| MZTI LANCASTER COLONY CORP | United States | COM | 4,491 | 4,589 | +98 | $427,000 | $391,000 | -$36,000 |
| MATX MATSON INC | United States | COM | 2,260 | 3,901 | +1,641 | $61,000 | $97,000 | +$36,000 |
| FRME FIRST MERCHANTS CORP | United States | COM | 786 | 2,616 | +1,830 | $17,000 | $53,000 | +$36,000 |
| BANR BANNER CORP | United States | COM NEW | 3,515 | 4,539 | +1,024 | $139,000 | $175,000 | +$36,000 |
| BLDP BALLARD PWR SYS INC NEW | COM | 5,810 | 18,341 | +12,531 | $24,000 | $60,000 | +$36,000 | |
| PRKS SEAWORLD ENTMT INC | United States | COM | 16,887 | 23,022 | +6,135 | $478,000 | $443,000 | -$35,000 |
| KALU KAISER ALUMINUM CORP | United States | COM PAR $0.01 | 10,112 | 10,132 | +20 | $737,000 | $772,000 | +$35,000 |
| CRNT CERAGON NETWORKS LTD | ORD | 1,600 | 16,584 | +14,984 | $4,000 | $39,000 | +$35,000 | |
| EXLS EXLSERVICE HOLDINGS INC | United States | COM | 2,571 | 4,561 | +1,990 | $76,000 | $111,000 | +$35,000 |
| NQP NUVEEN PA INVT QUALITY MUN F | United States | COM | 6,136 | 8,755 | +2,619 | $85,000 | $119,000 | +$34,000 |
| COLB COLUMBIA BKG SYS INC | United States | COM | 6,786 | 8,542 | +1,756 | $178,000 | $212,000 | +$34,000 |
| EARN ELLINGTON RESIDENTIAL MTG RE | United States | COM SHS BEN INT | 13,607 | 16,450 | +2,843 | $232,000 | $266,000 | +$34,000 |
| VRTS VIRTUS INVT PARTNERS INC | United States | COM | 2,669 | 3,058 | +389 | $565,000 | $531,000 | -$34,000 |
| CVR CHICAGO RIVET & MACH CO | United States | COM | 35 | 1,131 | +1,096 | $1,000 | $35,000 | +$34,000 |
| PLCE CHILDRENS PL INC | United States | COM | 5,348 | 6,270 | +922 | $265,000 | $299,000 | +$34,000 |
| QCRH QCR HOLDINGS INC | United States | COM | 2,700 | 4,548 | +1,848 | $47,000 | $81,000 | +$34,000 |
| AMWD AMERICAN WOODMARK CORP | United States | COM | 210 | 1,127 | +917 | $7,000 | $41,000 | +$34,000 |
| AZZ AZZ INC | United States | COM | 9,333 | 11,098 | +1,765 | $430,000 | $464,000 | +$34,000 |
| FSP FRANKLIN STREET PPTYS CORP | United States | COM | 40,778 | 42,778 | +2,000 | $513,000 | $480,000 | -$33,000 |
| AUDC AUDIOCODES LTD | ORD | 1,500 | 9,210 | +7,710 | $11,000 | $44,000 | +$33,000 | |
| PAYC PAYCOM SOFTWARE INC | United States | COM | 125 | 2,070 | +1,945 | $2,000 | $34,000 | +$32,000 |
| PSLV SPROTT PHYSICAL SILVER TR | Canada | TR UNIT | 200 | 5,000 | +4,800 | $2,000 | $34,000 | +$32,000 |
| PNRG PRIMEENERGY CORP | United States | COM | 18 | 504 | +486 | $1,000 | $33,000 | +$32,000 |
| WEX WEX INC | United States | COM | 1,852 | 2,049 | +197 | $194,000 | $226,000 | +$32,000 |
| WERN WERNER ENTERPRISES INC | United States | COM | 686 | 1,995 | +1,309 | $18,000 | $50,000 | +$32,000 |
| CVCO CAVCO INDS INC DEL | United States | COM | 2,963 | 3,251 | +288 | $253,000 | $221,000 | -$32,000 |
| NWE NORTHWESTERN CORP | United States | COM NEW | 4,493 | 4,496 | +3 | $235,000 | $204,000 | -$31,000 |
| HTO SJW CORP | United States | COM | 35,767 | 37,365 | +1,598 | $973,000 | $1,004,000 | +$31,000 |
| NATR NATURES SUNSHINE PRODUCTS IN | United States | COM | 598 | 2,755 | +2,157 | $10,000 | $41,000 | +$31,000 |
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