UBS AG quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 103 positions, added to 949, reduced 744, sold out of 62 and left 44 unchanged. The largest increase in value was AMGN (+$451,283,000); the largest decrease was WYNN (-$316,344,000).
- LKQ: Country of operation United States; Class COM; Shares 2014-06-30 155,781; Shares 2014-09-30 174,695.
- SFBS: Country of operation United States; Class COM; Shares 2014-06-30 27,298; Shares 2014-09-30 65,100.
- CNO: Country of operation United States; Class COM; Shares 2014-06-30 63,138; Shares 2014-09-30 94,678.
- TNET: Country of operation United States; Class COM; Shares 2014-06-30 14,570; Shares 2014-09-30 31,681.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| LKQ LKQ CORP | United States | COM | 155,781 | 174,695 | +18,914 | $4,158,000 | $4,646,000 | +$488,000 |
| SFBS SERVISFIRST BANCSHARES INC | United States | COM | 27,298 | 65,100 | +37,802 | $2,360,000 | $1,875,000 | -$485,000 |
| CNO CNO FINL GROUP INC | United States | COM | 63,138 | 94,678 | +31,540 | $1,124,000 | $1,606,000 | +$482,000 |
| TNET TRINET GROUP INC | United States | COM | 14,570 | 31,681 | +17,111 | $350,000 | $816,000 | +$466,000 |
| AMN AMN HEALTHCARE SERVICES INC | United States | COM | 8,305 | 36,000 | +27,695 | $102,000 | $565,000 | +$463,000 |
| BKU BANKUNITED INC | United States | COM | 109,971 | 135,436 | +25,465 | $3,682,000 | $4,130,000 | +$448,000 |
| PPL PPL CORP | United States | COM | 610,704 | 647,122 | +36,418 | $21,698,000 | $21,252,000 | -$446,000 |
| GAM GENERAL AMERN INVS INC | United States | COM | 1,559 | 13,496 | +11,937 | $57,000 | $500,000 | +$443,000 |
| RHP RYMAN HOSPITALITY PPTYS INC | United States | COM | 26,500 | 36,231 | +9,731 | $1,276,000 | $1,714,000 | +$438,000 |
| HURN HURON CONSULTING GROUP INC | United States | COM | 651 | 7,920 | +7,269 | $46,000 | $483,000 | +$437,000 |
| CORN TEUCRIUM COMMODITY TR | United States | CORN FD SHS | 13,136 | 36,093 | +22,957 | $387,000 | $822,000 | +$435,000 |
| CW CURTISS WRIGHT CORP | United States | COM | 29,955 | 36,335 | +6,380 | $1,964,000 | $2,395,000 | +$431,000 |
| ZION ZIONS BANCORPORATION | United States | COM | 16,275 | 31,307 | +15,032 | $479,000 | $910,000 | +$431,000 |
| GRC GORMAN RUPP CO | United States | COM | 25,670 | 44,256 | +18,586 | $908,000 | $1,330,000 | +$422,000 |
| WKC WORLD FUEL SVCS CORP | United States | COM | 68,292 | 73,727 | +5,435 | $3,362,000 | $2,943,000 | -$419,000 |
| GTLS CHART INDS INC | United States | COM PAR $0.01 | 71,061 | 103,002 | +31,941 | $5,879,000 | $6,296,000 | +$417,000 |
| NEU NEWMARKET CORP | United States | COM | 4,671 | 5,897 | +1,226 | $1,831,000 | $2,247,000 | +$416,000 |
| SLRC SOLAR CAP LTD | United States | COM | 929,445 | 1,036,549 | +107,104 | $19,779,000 | $19,363,000 | -$416,000 |
| O REALTY INCOME CORP | United States | COM | 411,664 | 458,435 | +46,771 | $18,286,000 | $18,699,000 | +$413,000 |
| VLY VALLEY NATL BANCORP | United States | COM | 164,693 | 210,686 | +45,993 | $1,632,000 | $2,042,000 | +$410,000 |
| CRM SALESFORCE COM INC | United States | COM | 563,260 | 575,729 | +12,469 | $32,714,000 | $33,122,000 | +$408,000 |
| ENB ENBRIDGE INC | COM | 238,541 | 245,012 | +6,471 | $11,324,000 | $11,732,000 | +$408,000 | |
| OSK OSHKOSH CORP | United States | COM | 67,619 | 75,902 | +8,283 | $3,755,000 | $3,351,000 | -$404,000 |
| NAK NORTHERN DYNASTY MINERALS LT | COM NEW | 1,422,214 | 1,442,921 | +20,707 | $1,191,000 | $789,000 | -$402,000 | |
| KN KNOWLES CORP | United States | COM | 156,463 | 166,447 | +9,984 | $4,810,000 | $4,410,000 | -$400,000 |
| AWK AMERICAN WTR WKS CO INC NEW | United States | COM | 623,441 | 630,938 | +7,497 | $30,830,000 | $30,430,000 | -$400,000 |
| HRTG HERITAGE INS HLDGS INC | United States | COM | 231 | 26,287 | +26,056 | $4,000 | $396,000 | +$392,000 |
| EUO PROSHARES TR II | United States | ULTRASHRT EURO | 13,289 | 30,908 | +17,619 | $227,000 | $617,000 | +$390,000 |
| USAC USA COMPRESSION PARTNERS LP | United States | COMUNIT LTDPAR | 38,802 | 57,084 | +18,282 | $997,000 | $1,386,000 | +$389,000 |
| MTD METTLER TOLEDO INTERNATIONAL | COM | 17,634 | 18,921 | +1,287 | $4,465,000 | $4,845,000 | +$380,000 | |
| OMCL OMNICELL INC | United States | COM | 5,887 | 20,116 | +14,229 | $169,000 | $549,000 | +$380,000 |
| BRKR BRUKER CORP | United States | COM | 71,535 | 73,375 | +1,840 | $1,736,000 | $1,359,000 | -$377,000 |
| BAH BOOZ ALLEN HAMILTON HLDG COR | United States | CL A | 62,049 | 72,064 | +10,015 | $1,318,000 | $1,687,000 | +$369,000 |
| BKN BLACKROCK INVT QUALITY MUN T | United States | COM | 26,602 | 50,576 | +23,974 | $403,000 | $770,000 | +$367,000 |
| CNP CENTERPOINT ENERGY INC | United States | COM | 979,679 | 1,007,572 | +27,893 | $25,021,000 | $24,655,000 | -$366,000 |
| HE HAWAIIAN ELEC INDUSTRIES | United States | COM | 148,031 | 154,622 | +6,591 | $3,748,000 | $4,105,000 | +$357,000 |
| OMC OMNICOM GROUP INC | United States | COM | 191,444 | 192,857 | +1,413 | $13,635,000 | $13,280,000 | -$355,000 |
| CSGS CSG SYS INTL INC | United States | COM | 71,698 | 84,684 | +12,986 | $1,872,000 | $2,225,000 | +$353,000 |
| RGLD ROYAL GOLD INC | United States | COM | 47,558 | 50,547 | +2,989 | $3,621,000 | $3,283,000 | -$338,000 |
| LPG DORIAN LPG LTD | United States | SHS USD | 8,900 | 30,453 | +21,553 | $205,000 | $542,000 | +$337,000 |
| AEO AMERICAN EAGLE OUTFITTERS NE | United States | COM | 14,311 | 33,464 | +19,153 | $161,000 | $486,000 | +$325,000 |
| DJP BARCLAYS BK PLC | United Kingdom | DJUBS CMDT ETN36 | 114,659 | 140,989 | +26,330 | $4,522,000 | $4,846,000 | +$324,000 |
| CBU COMMUNITY BK SYS INC | United States | COM | 4,612 | 14,612 | +10,000 | $167,000 | $491,000 | +$324,000 |
| WCC WESCO INTL INC | United States | COM | 41,533 | 41,703 | +170 | $3,588,000 | $3,264,000 | -$324,000 |
| ARI APOLLO COML REAL EST FIN INC | United States | COM | 633,362 | 644,437 | +11,075 | $10,445,000 | $10,124,000 | -$321,000 |
| SSP SCRIPPS E W CO OHIO | United States | CL A NEW | 19,017 | 44,131 | +25,114 | $402,000 | $720,000 | +$318,000 |
| JACK JACK IN THE BOX INC | United States | COM | 26,272 | 27,639 | +1,367 | $1,572,000 | $1,885,000 | +$313,000 |
| FLR FLUOR CORP NEW | United States | COM | 354,457 | 403,518 | +49,061 | $27,258,000 | $26,951,000 | -$307,000 |
| MKTX MARKETAXESS HLDGS INC | United States | COM | 33,959 | 34,644 | +685 | $1,836,000 | $2,143,000 | +$307,000 |
| SLF SUN LIFE FINL INC | COM | 151,248 | 161,585 | +10,337 | $5,553,000 | $5,860,000 | +$307,000 | |
| GAP GAP INC DEL | United States | COM | 859,107 | 863,934 | +4,827 | $35,713,000 | $36,017,000 | +$304,000 |
| ARQ ADVANCED EMISSIONS SOLUTS IN | United States | COM | 49,257 | 67,181 | +17,924 | $1,129,000 | $1,429,000 | +$300,000 |
| GGG GRACO INC | United States | COM | 16,881 | 22,144 | +5,263 | $1,318,000 | $1,616,000 | +$298,000 |
| CROX CROCS INC | United States | COM | 297,737 | 332,127 | +34,390 | $4,475,000 | $4,178,000 | -$297,000 |
| GWRE GUIDEWIRE SOFTWARE INC | United States | COM | 13,721 | 19,140 | +5,419 | $558,000 | $849,000 | +$291,000 |
| VNO VORNADO RLTY TR | United States | SH BEN INT | 115,091 | 125,742 | +10,651 | $12,283,000 | $12,569,000 | +$286,000 |
| BRX BRIXMOR PPTY GROUP INC | United States | COM | 9,300 | 22,072 | +12,772 | $214,000 | $492,000 | +$278,000 |
| STWD STARWOOD PPTY TR INC | United States | COM | 1,953,071 | 2,101,469 | +148,398 | $46,425,000 | $46,148,000 | -$277,000 |
| ENPH ENPHASE ENERGY INC | United States | COM | 9,038 | 23,572 | +14,534 | $77,000 | $354,000 | +$277,000 |
| VISN COMMSCOPE HLDG CO INC | United States | COM | 91,994 | 100,548 | +8,554 | $2,128,000 | $2,404,000 | +$276,000 |
| AKBA AKEBIA THERAPEUTICS INC | United States | COM | 16,731 | 33,318 | +16,587 | $465,000 | $738,000 | +$273,000 |
| HMN HORACE MANN EDUCATORS CORP N | United States | COM | 114,335 | 115,960 | +1,625 | $3,576,000 | $3,306,000 | -$270,000 |
| CGEN COMPUGEN LTD | ORD | 9,034 | 40,543 | +31,509 | $81,000 | $347,000 | +$266,000 | |
| FNV FRANCO NEVADA CORP | COM | 55,802 | 70,904 | +15,102 | $3,200,000 | $3,465,000 | +$265,000 | |
| FAST FASTENAL CO | United States | COM | 190,681 | 216,032 | +25,351 | $9,437,000 | $9,700,000 | +$263,000 |
| ATMP BARCLAYS BK PLC | United Kingdom | ETN+ SEL MLP | 331 | 8,400 | +8,069 | $10,000 | $272,000 | +$262,000 |
| BHE BENCHMARK ELECTRS INC | United States | COM | 138,726 | 147,407 | +8,681 | $3,535,000 | $3,274,000 | -$261,000 |
| CHH CHOICE HOTELS INTL INC | United States | COM | 8,834 | 13,011 | +4,177 | $416,000 | $677,000 | +$261,000 |
| OKE ONEOK INC NEW | United States | COM | 283,250 | 290,228 | +6,978 | $19,284,000 | $19,024,000 | -$260,000 |
| OXLCXXXX OXFORD LANE CAP CORP | United States | COM | 2,724 | 19,922 | +17,198 | $46,000 | $305,000 | +$259,000 |
| AVT AVNET INC | United States | COM | 75,765 | 87,079 | +11,314 | $3,357,000 | $3,614,000 | +$257,000 |
| ODFL OLD DOMINION FGHT LINES INC | United States | COM | 26,136 | 27,174 | +1,038 | $1,664,000 | $1,919,000 | +$255,000 |
| DCH AMERICAN AXLE & MFG HLDGS IN | United States | COM | 181,927 | 189,848 | +7,921 | $3,437,000 | $3,184,000 | -$253,000 |
| BLE BLACKROCK MUNI INCOME TR II | United States | COM | 123,906 | 142,504 | +18,598 | $1,802,000 | $2,048,000 | +$246,000 |
| MSTR MICROSTRATEGY INC | United States | CL A NEW | 142,213 | 154,715 | +12,502 | $19,998,000 | $20,243,000 | +$245,000 |
| DORM DORMAN PRODUCTS INC | United States | COM | 19,163 | 29,665 | +10,502 | $945,000 | $1,189,000 | +$244,000 |
| BYM BLACKROCK MUNICIPL INC QLTY | United States | COM | 175,814 | 196,638 | +20,824 | $2,481,000 | $2,721,000 | +$240,000 |
| EXPO EXPONENT INC | United States | COM | 14,329 | 18,369 | +4,040 | $1,062,000 | $1,302,000 | +$240,000 |
| VOC VOC ENERGY TR | United States | TR UNIT | 193,052 | 243,111 | +50,059 | $3,295,000 | $3,056,000 | -$239,000 |
| SPH SUBURBAN PROPANE PARTNERS L | United States | UNIT LTD PARTN | 130,451 | 140,068 | +9,617 | $6,001,000 | $6,240,000 | +$239,000 |
| ARW ARROW ELECTRS INC | United States | COM | 103,071 | 108,222 | +5,151 | $6,227,000 | $5,990,000 | -$237,000 |
| RGA REINSURANCE GROUP AMER INC | United States | COM NEW | 148,642 | 149,205 | +563 | $11,728,000 | $11,956,000 | +$228,000 |
| MUE BLACKROCK MUNIHLDNGS QLTY II | United States | COM | 70,725 | 87,701 | +16,976 | $937,000 | $1,165,000 | +$228,000 |
| HAS HASBRO INC | United States | COM | 31,195 | 34,219 | +3,024 | $1,655,000 | $1,882,000 | +$227,000 |
| GAB GABELLI EQUITY TR INC | United States | COM | 1,604,667 | 1,929,321 | +324,654 | $12,083,000 | $12,309,000 | +$226,000 |
| MCY MERCURY GENL CORP NEW | United States | COM | 36,450 | 39,761 | +3,311 | $1,714,000 | $1,940,000 | +$226,000 |
| TPVG TRIPLEPOINT VENTR GRW BDC CO | United States | COM | 175,693 | 181,711 | +6,018 | $2,878,000 | $2,654,000 | -$224,000 |
| HVT HAVERTY FURNITURE INC | United States | COM | 2,068 | 12,545 | +10,477 | $52,000 | $273,000 | +$221,000 |
| MORN MORNINGSTAR INC | United States | COM | 64,269 | 64,716 | +447 | $4,615,000 | $4,394,000 | -$221,000 |
| WSBC WESBANCO INC | United States | COM | 2,716 | 9,956 | +7,240 | $84,000 | $305,000 | +$221,000 |
| WLY WILEY JOHN & SONS INC | United States | CL A | 81,522 | 91,960 | +10,438 | $4,940,000 | $5,159,000 | +$219,000 |
| BXMX NUVEEN EQUITY PREM INCOME FD | United States | COM | 303,718 | 329,349 | +25,631 | $3,982,000 | $4,199,000 | +$217,000 |
| HASI HANNON ARMSTRONG SUST INFR C | United States | COM | 433,349 | 465,057 | +31,708 | $6,214,000 | $6,427,000 | +$213,000 |
| MPWR MONOLITHIC PWR SYS INC | United States | COM | 1,164 | 5,953 | +4,789 | $49,000 | $262,000 | +$213,000 |
| GIS GENERAL MLS INC | United States | COM | 2,711,835 | 2,828,424 | +116,589 | $142,481,000 | $142,694,000 | +$213,000 |
| RHI ROBERT HALF INTL INC | United States | COM | 78,894 | 81,163 | +2,269 | $3,766,000 | $3,976,000 | +$210,000 |
| VRSK VERISK ANALYTICS INC | United States | CL A | 102,684 | 104,649 | +1,965 | $6,162,000 | $6,372,000 | +$210,000 |
| TRMB TRIMBLE NAVIGATION LTD | United States | COM | 84,790 | 109,259 | +24,469 | $3,133,000 | $3,333,000 | +$200,000 |
| ACAD ACADIA PHARMACEUTICALS INC | United States | COM | 40,571 | 45,048 | +4,477 | $916,000 | $1,116,000 | +$200,000 |
| BCE BCE INC | COM NEW | 805,338 | 858,936 | +53,598 | $36,529,000 | $36,728,000 | +$199,000 |
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