UBS AG quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 103 positions, added to 949, reduced 744, sold out of 62 and left 44 unchanged. The largest increase in value was AMGN (+$451,283,000); the largest decrease was WYNN (-$316,344,000).
- BRC: Country of operation United States; Class CL A; Shares 2014-06-30 5,170; Shares 2014-09-30 5,488.
- UG: Country of operation United States; Class COM; Shares 2014-06-30 2,420; Shares 2014-09-30 4,466.
- BWEN: Country of operation United States; Class COM NEW; Shares 2014-06-30 300; Shares 2014-09-30 4,353.
- IMAX: Country of operation —; Class COM; Shares 2014-06-30 8,273; Shares 2014-09-30 9,657.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| BRC BRADY CORP | United States | CL A | 5,170 | 5,488 | +318 | $154,000 | $123,000 | -$31,000 |
| UG UNITED GUARDIAN INC | United States | COM | 2,420 | 4,466 | +2,046 | $70,000 | $100,000 | +$30,000 |
| BWEN BROADWIND ENERGY INC | United States | COM NEW | 300 | 4,353 | +4,053 | $3,000 | $33,000 | +$30,000 |
| IMAX IMAX CORP | COM | 8,273 | 9,657 | +1,384 | $235,000 | $265,000 | +$30,000 | |
| ACHC ACADIA HEALTHCARE COMPANY IN | United States | COM | 2,838 | 3,290 | +452 | $129,000 | $159,000 | +$30,000 |
| COTY COTY INC | United States | COM CL A | 37 | 1,855 | +1,818 | $1,000 | $31,000 | +$30,000 |
| BCBP BCB BANCORP INC | United States | COM | 424 | 2,628 | +2,204 | $6,000 | $35,000 | +$29,000 |
| HTBK HERITAGE COMMERCE CORP | United States | COM | 52,800 | 55,878 | +3,078 | $431,000 | $459,000 | +$28,000 |
| ABCB AMERIS BANCORP | United States | COM | 4,472 | 5,650 | +1,178 | $96,000 | $124,000 | +$28,000 |
| ESCA ESCALADE INC | United States | COM | 356 | 2,822 | +2,466 | $6,000 | $34,000 | +$28,000 |
| HDSN HUDSON TECHNOLOGIES INC | United States | COM | 17,334 | 23,334 | +6,000 | $50,000 | $77,000 | +$27,000 |
| SVVC FIRSTHAND TECH VALUE FD INC | COM | 2,373 | 3,238 | +865 | $51,000 | $78,000 | +$27,000 | |
| TRAK PARK CITY GROUP INC | United States | COM NEW | 12,300 | 16,209 | +3,909 | $134,000 | $160,000 | +$26,000 |
| AHRT ARMADA HOFFLER PPTYS INC | United States | COM | 184 | 3,065 | +2,881 | $2,000 | $28,000 | +$26,000 |
| HNI HNI CORP | United States | COM | 13,361 | 13,759 | +398 | $522,000 | $496,000 | -$26,000 |
| NPK NATIONAL PRESTO INDS INC | United States | COM | 2,251 | 3,133 | +882 | $164,000 | $190,000 | +$26,000 |
| CAMT CAMTEK LTD | ORD | 6,000 | 11,526 | +5,526 | $19,000 | $45,000 | +$26,000 | |
| FCNCA FIRST CTZNS BANCSHARES INC N | United States | CL A | 1,285 | 1,335 | +50 | $315,000 | $289,000 | -$26,000 |
| CNS COHEN & STEERS INC | United States | COM | 10,212 | 10,845 | +633 | $443,000 | $417,000 | -$26,000 |
| PRK PARK NATL CORP | United States | COM | 7,554 | 8,068 | +514 | $583,000 | $608,000 | +$25,000 |
| GPRK GEOPARK LTD | USD SHS | 1,000 | 3,476 | +2,476 | $9,000 | $34,000 | +$25,000 | |
| CXH MFS INVT GRADE MUN TR | United States | SH BEN INT | 2,173 | 4,940 | +2,767 | $20,000 | $45,000 | +$25,000 |
| RDCM RADCOM LTD | SHS NEW | 756 | 4,887 | +4,131 | $4,000 | $29,000 | +$25,000 | |
| ERIE ERIE INDTY CO | United States | CL A | 1,992 | 2,305 | +313 | $150,000 | $175,000 | +$25,000 |
| PESI PERMA-FIX ENVIRONMENTAL SVCS | United States | COM NEW | 48 | 6,404 | +6,356 | $0 | $24,000 | +$24,000 |
| HWC HANCOCK HLDG CO | United States | COM | 5,062 | 6,339 | +1,277 | $179,000 | $203,000 | +$24,000 |
| GMED GLOBUS MED INC | United States | CL A | 17,223 | 19,700 | +2,477 | $412,000 | $388,000 | -$24,000 |
| EVTC EVERTEC INC | COM | 749 | 1,879 | +1,130 | $18,000 | $42,000 | +$24,000 | |
| ESP ESPEY MFG & ELECTRS CORP | United States | COM | 57 | 1,241 | +1,184 | $1,000 | $25,000 | +$24,000 |
| STC STEWART INFORMATION SVCS COR | United States | COM | 694 | 1,535 | +841 | $22,000 | $45,000 | +$23,000 |
| IOSP INNOSPEC INC | United States | COM | 3,466 | 3,491 | +25 | $149,000 | $126,000 | -$23,000 |
| HIFS HINGHAM INSTN SVGS MASS | United States | COM | 7,715 | 7,796 | +81 | $613,000 | $636,000 | +$23,000 |
| MVO MV OIL TR | TR UNITS | 1,469 | 2,516 | +1,047 | $42,000 | $65,000 | +$23,000 | |
| CRT CROSS TIMBERS RTY TR | United States | TR UNIT | 11,654 | 12,873 | +1,219 | $386,000 | $409,000 | +$23,000 |
| RGCO RGC RES INC | United States | COM | 10,842 | 11,621 | +779 | $209,000 | $231,000 | +$22,000 |
| MX MAGNACHIP SEMICONDUCTOR CORP | COM | 14,832 | 16,020 | +1,188 | $209,000 | $187,000 | -$22,000 | |
| GEFB GREIF INC | United States | CL B | 3,130 | 3,330 | +200 | $187,000 | $165,000 | -$22,000 |
| GOLD A MARK PRECIOUS METALS INC | United States | COM | 1,780 | 3,705 | +1,925 | $20,000 | $42,000 | +$22,000 |
| SENEA SENECA FOODS CORP NEW | United States | CL A | 1,406 | 2,226 | +820 | $43,000 | $64,000 | +$21,000 |
| SBFG SB FINL GROUP INC | United States | COM | 476 | 2,801 | +2,325 | $4,000 | $25,000 | +$21,000 |
| TDS TELEPHONE & DATA SYS INC | United States | COM NEW | 14,235 | 14,640 | +405 | $372,000 | $351,000 | -$21,000 |
| CCOI COGENT COMMUNICATIONS HLDGS | United States | COM NEW | 78 | 722 | +644 | $3,000 | $24,000 | +$21,000 |
| GLU GABELLI GLOBL UTIL & INCOME | United States | COM SH BEN INT | 19,506 | 20,187 | +681 | $407,000 | $386,000 | -$21,000 |
| HUBG HUB GROUP INC | United States | CL A | 212 | 804 | +592 | $11,000 | $32,000 | +$21,000 |
| CMU MFS HIGH YIELD MUN TR | United States | SH BEN INT | 52,673 | 57,329 | +4,656 | $228,000 | $249,000 | +$21,000 |
| ASMIY ASM INTL N V | NY REGISTER SH | 2,504 | 3,435 | +931 | $104,000 | $125,000 | +$21,000 | |
| ASTE ASTEC INDS INC | United States | COM | 439 | 1,116 | +677 | $19,000 | $40,000 | +$21,000 |
| FCCO FIRST CMNTY CORP S C | United States | COM | 1,986 | 3,950 | +1,964 | $21,000 | $42,000 | +$21,000 |
| QUAD QUAD / GRAPHICS INC | United States | COM CL A | 2,521 | 4,000 | +1,479 | $56,000 | $77,000 | +$21,000 |
| TXRH TEXAS ROADHOUSE INC | United States | COM | 5,087 | 5,462 | +375 | $132,000 | $152,000 | +$20,000 |
| GROW U S GLOBAL INVS INC | United States | CL A | 2,550 | 8,306 | +5,756 | $9,000 | $29,000 | +$20,000 |
| PLAB PHOTRONICS INC | United States | COM | 130,139 | 136,474 | +6,335 | $1,119,000 | $1,099,000 | -$20,000 |
| WRN WESTERN COPPER & GOLD CORP | COM | 150,503 | 165,358 | +14,855 | $116,000 | $96,000 | -$20,000 | |
| DAKT DAKTRONICS INC | United States | COM | 2,675 | 4,245 | +1,570 | $32,000 | $52,000 | +$20,000 |
| HWBK HAWTHORN BANCSHARES INC | United States | COM | 899 | 2,242 | +1,343 | $11,000 | $31,000 | +$20,000 |
| GLDD GREAT LAKES DREDGE & DOCK CO | United States | COM | 11,105 | 17,639 | +6,534 | $89,000 | $109,000 | +$20,000 |
| CXE MFS HIGH INCOME MUN TR | United States | SH BEN INT | 10,324 | 14,498 | +4,174 | $49,000 | $69,000 | +$20,000 |
| TG TREDEGAR CORP | United States | COM | 3,328 | 5,295 | +1,967 | $78,000 | $97,000 | +$19,000 |
| ARMK ARAMARK | United States | COM | 760 | 1,495 | +735 | $20,000 | $39,000 | +$19,000 |
| ABR ARBOR RLTY TR INC | United States | COM | 1,515 | 4,481 | +2,966 | $11,000 | $30,000 | +$19,000 |
| DNN DENISON MINES CORP | COM | 235,910 | 237,533 | +1,623 | $290,000 | $271,000 | -$19,000 | |
| CRMT AMERICAS CAR MART INC | United States | COM | 308 | 795 | +487 | $12,000 | $31,000 | +$19,000 |
| BMRC BANK OF MARIN BANCORP | United States | COM | 326 | 741 | +415 | $15,000 | $34,000 | +$19,000 |
| SPTN SPARTANNASH CO | United States | COM | 760 | 1,722 | +962 | $16,000 | $34,000 | +$18,000 |
| ACRE ARES COML REAL ESTATE CORP | United States | COM | 408 | 1,957 | +1,549 | $5,000 | $23,000 | +$18,000 |
| ELSE ELECTRO-SENSORS INC | United States | COM | 42,912 | 43,941 | +1,029 | $182,000 | $164,000 | -$18,000 |
| GALT GALECTIN THERAPEUTICS INC | United States | COM NEW | 2,925 | 4,377 | +1,452 | $40,000 | $22,000 | -$18,000 |
| HURC HURCO COMPANIES INC | United States | COM | 39 | 500 | +461 | $1,000 | $19,000 | +$18,000 |
| POR PORTLAND GEN ELEC CO | United States | COM NEW | 19,574 | 21,712 | +2,138 | $679,000 | $697,000 | +$18,000 |
| AGFXF DEUTSCHE BK AG LDN BRH | PS AGRI LG ETN | 321 | 1,782 | +1,461 | $5,000 | $23,000 | +$18,000 | |
| MSEX MIDDLESEX WATER CO | United States | COM | 114,861 | 124,999 | +10,138 | $2,432,000 | $2,450,000 | +$18,000 |
| DIOD DIODES INC | United States | COM | 5,360 | 5,716 | +356 | $155,000 | $137,000 | -$18,000 |
| SHBI SHORE BANCSHARES INC | United States | COM | 350 | 2,232 | +1,882 | $3,000 | $20,000 | +$17,000 |
| USL UNITED STS 12 MONTH OIL FD L | United States | UNIT BEN INT | 3,815 | 3,876 | +61 | $180,000 | $163,000 | -$17,000 |
| TRNS TRANSCAT INC | United States | COM | 4,500 | 6,833 | +2,333 | $46,000 | $63,000 | +$17,000 |
| ALE ALLETE INC | United States | COM NEW | 13,323 | 15,017 | +1,694 | $684,000 | $667,000 | -$17,000 |
| NBHC NATIONAL BK HLDGS CORP | United States | CL A | 504 | 1,419 | +915 | $10,000 | $27,000 | +$17,000 |
| ALNT ALLIED MOTION TECHNOLOGIES I | United States | COM | 1,371 | 2,639 | +1,268 | $20,000 | $37,000 | +$17,000 |
| MLAB MESA LABS INC | United States | COM | 982 | 1,715 | +733 | $82,000 | $99,000 | +$17,000 |
| TBI TRUEBLUE INC | United States | COM | 615 | 1,329 | +714 | $17,000 | $34,000 | +$17,000 |
| CECO CECO ENVIRONMENTAL CORP | United States | COM | 38,962 | 44,129 | +5,167 | $608,000 | $591,000 | -$17,000 |
| JEQ ABERDEEN JAPAN EQUITY FD INC | United States | COM | 3,093 | 5,454 | +2,361 | $22,000 | $39,000 | +$17,000 |
| UFCS UNITED FIRE GROUP INC | United States | COM | 7,403 | 8,378 | +975 | $217,000 | $233,000 | +$16,000 |
| PSIX POWER SOLUTIONS INTL INC | United States | COM NEW | 3,587 | 3,968 | +381 | $258,000 | $274,000 | +$16,000 |
| CYTK CYTOKINETICS INC | United States | COM NEW | 2,994 | 8,556 | +5,562 | $14,000 | $30,000 | +$16,000 |
| INDB INDEPENDENT BANK CORP MASS | United States | COM | 7,526 | 7,656 | +130 | $289,000 | $273,000 | -$16,000 |
| CRDA CRAWFORD & CO | United States | CL A | 143 | 2,239 | +2,096 | $1,000 | $17,000 | +$16,000 |
| NFBK NORTHFIELD BANCORP INC DEL | United States | COM | 7,759 | 8,537 | +778 | $101,000 | $116,000 | +$15,000 |
| SFST SOUTHERN FIRST BANCSHARES IN | United States | COM | 1,602 | 2,642 | +1,040 | $22,000 | $37,000 | +$15,000 |
| FLXS FLEXSTEEL INDS INC | United States | COM | 500 | 935 | +435 | $17,000 | $32,000 | +$15,000 |
| MED MEDIFAST INC | United States | COM | 3,982 | 4,146 | +164 | $121,000 | $136,000 | +$15,000 |
| MTSI MA COM TECHNOLOGY SOLUTIONS | United States | COM | 1,812 | 2,514 | +702 | $40,000 | $55,000 | +$15,000 |
| BPOP POPULAR INC | United States | COM NEW | 8,154 | 9,993 | +1,839 | $279,000 | $294,000 | +$15,000 |
| BELFA BEL FUSE INC | United States | CL A | 348 | 984 | +636 | $9,000 | $24,000 | +$15,000 |
| KODK EASTMAN KODAK CO | United States | COM NEW | 363 | 1,090 | +727 | $9,000 | $24,000 | +$15,000 |
| MTRN MATERION CORP | United States | COM | 7,568 | 9,618 | +2,050 | $280,000 | $295,000 | +$15,000 |
| OPOF OLD POINT FINL CORP | United States | COM | 525 | 1,572 | +1,047 | $8,000 | $23,000 | +$15,000 |
| ESPR ESPERION THERAPEUTICS INC NE | United States | COM | 119 | 666 | +547 | $2,000 | $17,000 | +$15,000 |
| CPER UNITED STS COMMODITY IDX FDT | United States | CM REP COPP FD | 63 | 750 | +687 | $1,000 | $15,000 | +$14,000 |
| DAR DARLING INGREDIENTS INC | United States | COM | 83,645 | 96,225 | +12,580 | $1,749,000 | $1,763,000 | +$14,000 |
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