UBS AG quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), from the quarter ended 2014-06-30 to 2014-09-30, UBS AG opened 103 positions, added to 949, reduced 744, sold out of 62 and left 44 unchanged. The largest increase in value was AMGN (+$451,283,000); the largest decrease was WYNN (-$316,344,000).
- KEQU: Country of operation United States; Class COM; Shares 2014-06-30 7,242; Shares 2014-09-30 7,857.
- MMYT: Country of operation —; Class SHS; Shares 2014-06-30 3,526; Shares 2014-09-30 4,948.
- EVC: Country of operation United States; Class CL A; Shares 2014-06-30 7,722; Shares 2014-09-30 8,655.
- BOTJ: Country of operation United States; Class COM; Shares 2014-06-30 309; Shares 2014-09-30 1,893.
Two Form 13F-HR filings compared (SEC CIK 1114446): 2014-06-30 (filed 2014-08-14) and 2014-09-30 (filed 2014-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2014-06-30 | Shares 2014-09-30 | Share change | Value 2014-06-30 | Value 2014-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| KEQU KEWAUNEE SCIENTIFIC CORP | United States | COM | 7,242 | 7,857 | +615 | $126,000 | $140,000 | +$14,000 |
| MMYT MAKEMYTRIP LIMITED MAURITIUS | SHS | 3,526 | 4,948 | +1,422 | $124,000 | $138,000 | +$14,000 | |
| EVC ENTRAVISION COMMUNICATIONS C | United States | CL A | 7,722 | 8,655 | +933 | $48,000 | $34,000 | -$14,000 |
| BOTJ BANK OF THE ST JAMES FINL GP | United States | COM | 309 | 1,893 | +1,584 | $3,000 | $17,000 | +$14,000 |
| ORBT ORBIT INTL CORP | COM NEW | 1,505 | 5,758 | +4,253 | $4,000 | $17,000 | +$13,000 | |
| PACB PACIFIC BIOSCIENCES CALIF IN | United States | COM | 2,300 | 5,643 | +3,343 | $14,000 | $27,000 | +$13,000 |
| USLM UNITED STATES LIME & MINERAL | United States | COM | 185 | 426 | +241 | $12,000 | $25,000 | +$13,000 |
| LADR LADDER CAP CORP | United States | CL A | 2,000 | 2,563 | +563 | $36,000 | $49,000 | +$13,000 |
| ALG ALAMO GROUP INC | United States | COM | 606 | 1,116 | +510 | $33,000 | $46,000 | +$13,000 |
| LCNB LCNB CORP | United States | COM | 6,033 | 7,315 | +1,282 | $97,000 | $110,000 | +$13,000 |
| MPX MARINE PRODS CORP | United States | COM | 1,130 | 2,840 | +1,710 | $9,000 | $22,000 | +$13,000 |
| MXL MAXLINEAR INC | United States | CL A | 342 | 2,310 | +1,968 | $3,000 | $16,000 | +$13,000 |
| MOH MOLINA HEALTHCARE INC | United States | COM | 15,815 | 16,392 | +577 | $706,000 | $693,000 | -$13,000 |
| SYPR SYPRIS SOLUTIONS INC | United States | COM | 413 | 4,922 | +4,509 | $3,000 | $16,000 | +$13,000 |
| ORN ORION MARINE GROUP INC | United States | COM | 531 | 1,803 | +1,272 | $6,000 | $18,000 | +$12,000 |
| JPI NUVEEN PFD & INCOME TERM FD | United States | COM | 59,633 | 61,646 | +2,013 | $1,400,000 | $1,412,000 | +$12,000 |
| RPM RPM INTL INC | United States | COM | 108,812 | 110,029 | +1,217 | $5,025,000 | $5,037,000 | +$12,000 |
| ZUMZ ZUMIEZ INC | United States | COM | 385 | 815 | +430 | $11,000 | $23,000 | +$12,000 |
| HCKT HACKETT GROUP INC | United States | COM | 1,379 | 3,452 | +2,073 | $9,000 | $21,000 | +$12,000 |
| ADC AGREE REALTY CORP | United States | COM | 16,526 | 18,666 | +2,140 | $499,000 | $511,000 | +$12,000 |
| IBCP INDEPENDENT BANK CORP MICH | United States | COM NEW | 5,983 | 7,459 | +1,476 | $77,000 | $89,000 | +$12,000 |
| AUBN AUBURN NATL BANCORP | United States | COM | 500 | 987 | +487 | $12,000 | $24,000 | +$12,000 |
| RLI RLI CORP | United States | COM | 4,851 | 5,376 | +525 | $222,000 | $233,000 | +$11,000 |
| SAH SONIC AUTOMOTIVE INC | United States | CL A | 38,414 | 41,373 | +2,959 | $1,025,000 | $1,014,000 | -$11,000 |
| LAKE LAKELAND INDS INC | United States | COM | 1,550 | 3,093 | +1,543 | $11,000 | $22,000 | +$11,000 |
| WDFC WD-40 CO | United States | COM | 2,866 | 3,345 | +479 | $216,000 | $227,000 | +$11,000 |
| MOFG MIDWESTONE FINL GROUP INC NE | United States | COM | 876 | 1,387 | +511 | $21,000 | $32,000 | +$11,000 |
| TYL TYLER TECHNOLOGIES INC | United States | COM | 19,926 | 20,677 | +751 | $1,818,000 | $1,828,000 | +$10,000 |
| PEGA PEGASYSTEMS INC | United States | COM | 8,598 | 9,000 | +402 | $182,000 | $172,000 | -$10,000 |
| UNTY UNITY BANCORP INC | United States | COM | 3,376 | 4,285 | +909 | $31,000 | $41,000 | +$10,000 |
| HBM HUDBAY MINERALS INC | COM | 20,874 | 23,826 | +2,952 | $194,000 | $204,000 | +$10,000 | |
| ISSC INNOVATIVE SOLUTIONS & SUPPO | United States | COM | 1,300 | 3,800 | +2,500 | $10,000 | $20,000 | +$10,000 |
| MNRO MONRO MUFFLER BRAKE INC | United States | COM | 3,134 | 3,644 | +510 | $167,000 | $177,000 | +$10,000 |
| WEYS WEYCO GROUP INC | United States | COM | 12,273 | 12,965 | +692 | $336,000 | $326,000 | -$10,000 |
| AIT APPLIED INDL TECHNOLOGIES IN | United States | COM | 2,276 | 2,296 | +20 | $115,000 | $105,000 | -$10,000 |
| FNLC FIRST BANCORP INC ME | United States | COM | 14,410 | 14,494 | +84 | $252,000 | $242,000 | -$10,000 |
| BOKF BOK FINL CORP | United States | COM NEW | 430 | 579 | +149 | $29,000 | $39,000 | +$10,000 |
| EGY VAALCO ENERGY INC | United States | COM NEW | 100 | 1,200 | +1,100 | $1,000 | $10,000 | +$9,000 |
| RBCAA REPUBLIC BANCORP KY | United States | CL A | 3,145 | 3,538 | +393 | $75,000 | $84,000 | +$9,000 |
| AMH AMERICAN HOMES 4 RENT | United States | CL A | 30,699 | 32,872 | +2,173 | $546,000 | $555,000 | +$9,000 |
| ENS ENERSYS | United States | COM | 3,232 | 3,630 | +398 | $222,000 | $213,000 | -$9,000 |
| GLRE GREENLIGHT CAPITAL RE LTD | CLASS A | 40,049 | 40,976 | +927 | $1,319,000 | $1,328,000 | +$9,000 | |
| UBFO UNITED SECURITY BANCSHARES C | United States | COM | 5,615 | 6,893 | +1,278 | $31,000 | $39,000 | +$8,000 |
| TITN TITAN MACHY INC | United States | COM | 5,811 | 6,790 | +979 | $96,000 | $88,000 | -$8,000 |
| GHM GRAHAM CORP | United States | COM | 1,550 | 2,127 | +577 | $54,000 | $62,000 | +$8,000 |
| CIF MFS INTERMEDIATE HIGH INC FD | United States | SH BEN INT | 8,937 | 12,794 | +3,857 | $26,000 | $34,000 | +$8,000 |
| CZWI CITIZENS CMNTY BANCORP INC M | United States | COM | 719 | 1,607 | +888 | $6,000 | $14,000 | +$8,000 |
| FRBA FIRST BANK WILLIAMSTOWN NJ | United States | COM | 8,506 | 9,622 | +1,116 | $51,000 | $59,000 | +$8,000 |
| FEIM FREQUENCY ELECTRS INC | United States | COM | 872 | 1,789 | +917 | $11,000 | $19,000 | +$8,000 |
| LGL LGL GROUP INC | United States | COM | 168 | 2,386 | +2,218 | $1,000 | $9,000 | +$8,000 |
| MTR MESA RTY TR | United States | UNIT BEN INT | 2,932 | 3,107 | +175 | $100,000 | $108,000 | +$8,000 |
| CENTA CENTRAL GARDEN & PET CO | United States | CL A NON-VTG | 7,333 | 9,297 | +1,964 | $67,000 | $75,000 | +$8,000 |
| TRS TRIMAS CORP | United States | COM NEW | 5,099 | 7,693 | +2,594 | $194,000 | $187,000 | -$7,000 |
| SILC SILICOM LTD | ORD | 34 | 280 | +246 | $1,000 | $8,000 | +$7,000 | |
| PATK PATRICK INDS INC | United States | COM | 500 | 711 | +211 | $23,000 | $30,000 | +$7,000 |
| CTBI COMMUNITY TR BANCORP INC | United States | COM | 5,432 | 5,713 | +281 | $185,000 | $192,000 | +$7,000 |
| IRIX IRIDEX CORP | United States | COM | 2,103 | 3,544 | +1,441 | $18,000 | $25,000 | +$7,000 |
| KOPN KOPIN CORP | United States | COM | 1,888 | 3,945 | +2,057 | $6,000 | $13,000 | +$7,000 |
| BGFV BIG 5 SPORTING GOODS CORP | United States | COM | 1,000 | 2,000 | +1,000 | $12,000 | $19,000 | +$7,000 |
| WRLD WORLD ACCEP CORP DEL | United States | COM | 7,789 | 8,663 | +874 | $592,000 | $585,000 | -$7,000 |
| ACTG ACACIA RESH CORP | United States | ACACIA TCH COM | 4,614 | 5,696 | +1,082 | $81,000 | $88,000 | +$7,000 |
| ROG ROGERS CORP | United States | COM | 1,918 | 2,435 | +517 | $127,000 | $133,000 | +$6,000 |
| PEBO PEOPLES BANCORP INC | United States | COM | 4,830 | 5,598 | +768 | $127,000 | $133,000 | +$6,000 |
| TSBK TIMBERLAND BANCORP INC | United States | COM | 688 | 1,254 | +566 | $7,000 | $13,000 | +$6,000 |
| NWPX NORTHWEST PIPE CO | United States | COM | 2,657 | 3,318 | +661 | $107,000 | $113,000 | +$6,000 |
| PRIM PRIMORIS SVCS CORP | United States | COM | 8,178 | 9,015 | +837 | $236,000 | $242,000 | +$6,000 |
| RGP RESOURCES CONNECTION INC | United States | COM | 3,125 | 3,400 | +275 | $41,000 | $47,000 | +$6,000 |
| GASS STEALTHGAS INC | SHS | 68 | 739 | +671 | $1,000 | $7,000 | +$6,000 | |
| ACIW ACI WORLDWIDE INC | United States | COM | 12,105 | 35,718 | +23,613 | $676,000 | $670,000 | -$6,000 |
| HIHO HIGHWAY HLDGS LTD | ORD | 661 | 2,500 | +1,839 | $2,000 | $8,000 | +$6,000 | |
| NSP INSPERITY INC | United States | COM | 994 | 1,005 | +11 | $33,000 | $27,000 | -$6,000 |
| LTRX LANTRONIX INC | United States | COM NEW | 1,116 | 4,397 | +3,281 | $2,000 | $8,000 | +$6,000 |
| MLI MUELLER INDS INC | United States | COM | 7,121 | 7,527 | +406 | $209,000 | $215,000 | +$6,000 |
| FNB FNB CORP PA | United States | COM | 43,216 | 45,722 | +2,506 | $554,000 | $548,000 | -$6,000 |
| GVA GRANITE CONSTR INC | United States | COM | 1,890 | 2,322 | +432 | $68,000 | $74,000 | +$6,000 |
| GBR NEW CONCEPT ENERGY INC | United States | COM | 261 | 4,616 | +4,355 | $1,000 | $7,000 | +$6,000 |
| VSEC VSE CORP | United States | COM | 450 | 509 | +59 | $31,000 | $25,000 | -$6,000 |
| PRTA PROTHENA CORP PLC | Ireland | SHS | 6,567 | 6,963 | +396 | $148,000 | $154,000 | +$6,000 |
| DGII DIGI INTL INC | United States | COM | 357 | 1,230 | +873 | $3,000 | $9,000 | +$6,000 |
| VLGEA VILLAGE SUPER MKT INC | United States | CL A NEW | 10,199 | 10,369 | +170 | $241,000 | $236,000 | -$5,000 |
| TORM TOR MINERALS INTL INC | COM NEW | 909 | 1,672 | +763 | $9,000 | $14,000 | +$5,000 | |
| NWFL NORWOOD FINANCIAL CORP | United States | COM | 4,236 | 4,400 | +164 | $121,000 | $126,000 | +$5,000 |
| WVFC WVS FINL CORP | United States | COM | 1,534 | 1,985 | +451 | $17,000 | $22,000 | +$5,000 |
| FIX COMFORT SYS USA INC | United States | COM | 3,925 | 4,975 | +1,050 | $62,000 | $67,000 | +$5,000 |
| AJG GALLAGHER ARTHUR J & CO | United States | COM | 30,516 | 31,454 | +938 | $1,422,000 | $1,427,000 | +$5,000 |
| GIFI GULF ISLAND FABRICATION INC | United States | COM | 1,184 | 1,806 | +622 | $26,000 | $31,000 | +$5,000 |
| QTWO Q2 HLDGS INC | United States | COM | 1,427 | 1,784 | +357 | $20,000 | $25,000 | +$5,000 |
| ARTW ARTS WAY MFG INC | United States | COM | 3,244 | 4,563 | +1,319 | $18,000 | $23,000 | +$5,000 |
| DLB DOLBY LABORATORIES INC | United States | COM | 11,831 | 12,107 | +276 | $511,000 | $506,000 | -$5,000 |
| MCHP MICROCHIP TECHNOLOGY INC | United States | COM | 546,437 | 564,819 | +18,382 | $26,671,000 | $26,676,000 | +$5,000 |
| CDXS CODEXIS INC | United States | COM | 4,700 | 4,708 | +8 | $7,000 | $11,000 | +$4,000 |
| CLWT EURO TECH HOLDINGS CO LTD | SHS NEW | 411 | 1,660 | +1,249 | $2,000 | $6,000 | +$4,000 | |
| IHT INNSUITES HOSPITALITY TR | United States | SH BEN INT | 1,551 | 3,463 | +1,912 | $3,000 | $7,000 | +$4,000 |
| VPG VISHAY PRECISION GROUP INC | United States | COM | 789 | 1,123 | +334 | $13,000 | $17,000 | +$4,000 |
| THM INTERNATIONAL TOWER HILL MIN | COM | 12,880 | 26,838 | +13,958 | $9,000 | $13,000 | +$4,000 | |
| ACCS ISSUER DIRECT CORPORATION | United States | COM NEW | 345 | 950 | +605 | $4,000 | $8,000 | +$4,000 |
| SNFCA SECURITY NATL FINL CORP | United States | CL A NEW | 1,538 | 2,069 | +531 | $7,000 | $10,000 | +$3,000 |
| RELL RICHARDSON ELECTRS LTD | United States | COM | 2,515 | 2,951 | +436 | $26,000 | $29,000 | +$3,000 |
| NRT NORTH EUROPEAN OIL RTY TR | United States | SH BEN INT | 1,340 | 1,653 | +313 | $32,000 | $35,000 | +$3,000 |
| AD UNITED STATES CELLULAR CORP | United States | COM | 9,831 | 11,221 | +1,390 | $401,000 | $398,000 | -$3,000 |
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