UBS AG historic quarter change: Foreign Options, Added
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 239 positions, added to 508, reduced 579 and sold out of 237.
- Q2 2014: Stock TEVA; Country of operation —; Class ADR · Call; Shares before 1,258,700.
- Q2 2014: Stock BP; Country of operation —; Class SPONSORED ADR · Call; Shares before 115,222.
- Q2 2014: Stock MLCO; Country of operation —; Class ADR · Put; Shares before 1,000.
- Q2 2014: Stock BIDU; Country of operation —; Class SPON ADR REP A · Call; Shares before 122,100.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q2 2014 | TEVA TEVA PHARMACEUTICAL INDS LTD | ADR · Call | 1,258,700 | 13,418,800 | +12,160,100 | $66,510,000 | $703,414,000 | +$636,904,000 | 2014-08-14 | |
| Q2 2014 | BP BP PLC | SPONSORED ADR · Call | 115,222 | 1,028,600 | +913,378 | $5,542,000 | $54,259,000 | +$48,717,000 | 2014-08-14 | |
| Q2 2014 | MLCO MELCO CROWN ENTMT LTD | ADR · Put | 1,000 | 712,150 | +711,150 | $39,000 | $25,431,000 | +$25,392,000 | 2014-08-14 | |
| Q2 2014 | BIDU BAIDU INC | SPON ADR REP A · Call | 122,100 | 190,560 | +68,460 | $18,592,000 | $35,599,000 | +$17,007,000 | 2014-08-14 | |
| Q2 2014 | VOD VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR · Call | 3,300 | 455,800 | +452,500 | $121,000 | $15,219,000 | +$15,098,000 | 2014-08-14 | |
| Q2 2014 | VALE VALE S A | ADR · Put | 237,700 | 1,173,400 | +935,700 | $3,287,000 | $15,524,000 | +$12,237,000 | 2014-08-14 | |
| Q2 2014 | PBR PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR · Put | 175,700 | 732,500 | +556,800 | $2,310,000 | $10,716,000 | +$8,406,000 | 2014-08-14 | |
| Q2 2014 | 58 COM INC CUSIP 31680Q104 | SPON ADR REP A · Call | 5,700 | 124,700 | +119,000 | $237,000 | $6,741,000 | +$6,504,000 | 2014-08-14 | |
| Q2 2014 | NTES NETEASE INC | SPONSORED ADR · Call | 5,000 | 83,800 | +78,800 | $337,000 | $6,567,000 | +$6,230,000 | 2014-08-14 | |
| Q2 2014 | TSM TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR · Put | 101,800 | 370,800 | +269,000 | $2,038,000 | $7,931,000 | +$5,893,000 | 2014-08-14 | |
| Q2 2014 | CHINACACHE INTL HLDG LTD CUSIP 16950M107 | SPON ADR · Call | 100 | 351,600 | +351,500 | $2,000 | $5,499,000 | +$5,497,000 | 2014-08-14 | |
| Q2 2014 | VOD VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR · Put | 6,700 | 171,000 | +164,300 | $246,000 | $5,710,000 | +$5,464,000 | 2014-08-14 | |
| Q2 2014 | YPF YPF SOCIEDAD ANONIMA | SPON ADR CL D · Put | 3,000 | 168,600 | +165,600 | $93,000 | $5,510,000 | +$5,417,000 | 2014-08-14 | |
| Q2 2014 | ASTRAZENECA PLC CUSIP 046353108 | SPONSORED ADR · Call | 50,900 | 114,500 | +63,600 | $3,302,000 | $8,509,000 | +$5,207,000 | 2014-08-14 | |
| Q2 2014 | SIBANYE GOLD LTD CUSIP 825724206 | SPONSORED ADR · Call | 347,500 | 687,100 | +339,600 | $2,895,000 | $7,579,000 | +$4,684,000 | 2014-08-14 | |
| Q2 2014 | NQ MOBILE INC CUSIP 64118U108 | ADR REPSTG CL A · Call | 322,600 | 1,646,500 | +1,323,900 | $5,681,000 | $10,110,000 | +$4,429,000 | 2014-08-14 | |
| Q2 2014 | YPF YPF SOCIEDAD ANONIMA | SPON ADR CL D · Call | 51,500 | 181,700 | +130,200 | $1,605,000 | $5,938,000 | +$4,333,000 | 2014-08-14 | |
| Q2 2014 | VIPS VIPSHOP HLDGS LTD | SPONSORED ADR · Call | 2,100 | 20,700 | +18,600 | $314,000 | $3,886,000 | +$3,572,000 | 2014-08-14 | |
| Q2 2014 | ANGLOGOLD ASHANTI LTD CUSIP 035128206 | SPONSORED ADR · Call | 195,500 | 367,100 | +171,600 | $3,339,000 | $6,318,000 | +$2,979,000 | 2014-08-14 | |
| Q2 2014 | IBN ICICI BK LTD | ADR · Put | 12,433 | 62,100 | +49,667 | $545,000 | $3,099,000 | +$2,554,000 | 2014-08-14 | |
| Q2 2014 | CX CEMEX SAB DE CV | SPON ADR NEW · Call | 2,538,456 | 2,585,092 | +46,636 | $32,061,000 | $34,201,000 | +$2,140,000 | 2014-08-14 | |
| Q2 2014 | SHIRE PLC CUSIP 82481R106 | SPONSORED ADR · Call | 3,900 | 11,500 | +7,600 | $579,000 | $2,708,000 | +$2,129,000 | 2014-08-14 | |
| Q2 2014 | GW PHARMACEUTICALS PLC CUSIP 36197T103 | ADS · Put | 600 | 17,500 | +16,900 | $36,000 | $1,878,000 | +$1,842,000 | 2014-08-14 | |
| Q2 2014 | HMY HARMONY GOLD MNG LTD | SPONSORED ADR · Put | 1,000 | 564,800 | +563,800 | $3,000 | $1,677,000 | +$1,674,000 | 2014-08-14 | |
| Q2 2014 | VALE VALE S A | ADR · Call | 986,950 | 1,155,900 | +168,950 | $13,650,000 | $15,293,000 | +$1,643,000 | 2014-08-14 | |
| Q2 2014 | MEDTRONIC INC CUSIP 585055106 | COM · Put | 5,300 | 27,029 | +21,729 | $326,000 | $1,723,000 | +$1,397,000 | 2014-08-14 | |
| Q2 2014 | TM TOYOTA MOTOR CORP | SP ADR REP2COM · Call | 12,095 | 22,655 | +10,560 | $1,366,000 | $2,711,000 | +$1,345,000 | 2014-08-14 | |
| Q2 2014 | VIMPELCOM LTD CUSIP 92719A106 | SPONSORED ADR · Call | 27,000 | 163,865 | +136,865 | $244,000 | $1,376,000 | +$1,132,000 | 2014-08-14 | |
| Q2 2014 | NVS NOVARTIS A G | SPONSORED ADR · Call | 4,700 | 16,500 | +11,800 | $400,000 | $1,493,000 | +$1,093,000 | 2014-08-14 | |
| Q2 2014 | SNY SANOFI | SPONSORED ADR · Put | 2,600 | 21,000 | +18,400 | $136,000 | $1,117,000 | +$981,000 | 2014-08-14 | |
| Q2 2014 | RDA MICROELECTRONICS INC CUSIP 749394102 | SPONSORED ADR · Call | 14,500 | 60,200 | +45,700 | $260,000 | $1,030,000 | +$770,000 | 2014-08-14 | |
| Q2 2014 | QIHOO 360 TECHNOLOGY CO LTD CUSIP 74734M109 | ADS · Call | 52,400 | 64,500 | +12,100 | $5,218,000 | $5,937,000 | +$719,000 | 2014-08-14 | |
| Q2 2014 | GW PHARMACEUTICALS PLC CUSIP 36197T103 | ADS · Call | 1,500 | 7,200 | +5,700 | $89,000 | $772,000 | +$683,000 | 2014-08-14 | |
| Q2 2014 | YY INC CUSIP 98426T106 | ADS REPCOM CLA · Call | 20,200 | 28,500 | +8,300 | $1,542,000 | $2,152,000 | +$610,000 | 2014-08-14 | |
| Q2 2014 | CHINA MOBILE LIMITED CUSIP 16941M109 | SPONSORED ADR · Put | 700 | 8,600 | +7,900 | $32,000 | $418,000 | +$386,000 | 2014-08-14 | |
| Q2 2014 | GGB GERDAU S A | SPON ADR REP PFD · Call | 200 | 51,100 | +50,900 | $1,000 | $301,000 | +$300,000 | 2014-08-14 | |
| Q2 2014 | E ENI S P A | SPONSORED ADR · Call | 52,000 | 52,500 | +500 | $2,609,000 | $2,882,000 | +$273,000 | 2014-08-14 | |
| Q2 2014 | E ENI S P A | SPONSORED ADR · Put | 300 | 5,000 | +4,700 | $15,000 | $275,000 | +$260,000 | 2014-08-14 | |
| Q2 2014 | BCS BARCLAYS PLC | ADR · Call | 17,600 | 35,600 | +18,000 | $276,000 | $520,000 | +$244,000 | 2014-08-14 | |
| Q2 2014 | INFY INFOSYS LTD | SPONSORED ADR · Call | 20,300 | 24,900 | +4,600 | $1,100,000 | $1,339,000 | +$239,000 | 2014-08-14 | |
| Q2 2014 | MEDTRONIC INC CUSIP 585055106 | COM · Call | 21,700 | 24,100 | +2,400 | $1,335,000 | $1,537,000 | +$202,000 | 2014-08-14 | |
| Q2 2014 | SAP SAP AG | SPON ADR · Put | 1,100 | 3,300 | +2,200 | $89,000 | $254,000 | +$165,000 | 2014-08-14 | |
| Q2 2014 | IEP ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT · Put | 1,400 | 3,000 | +1,600 | $144,000 | $299,000 | +$155,000 | 2014-08-14 |
| Q2 2014 | CREDIT SUISSE GROUP CUSIP 225401108 | SPONSORED ADR · Put | 79,000 | 85,600 | +6,600 | $2,558,000 | $2,428,000 | -$130,000 | 2014-08-14 | |
| Q2 2014 | NEW ORIENTAL ED & TECH GRP I CUSIP 647581107 | SPON ADR · Call | 300 | 5,000 | +4,700 | $9,000 | $133,000 | +$124,000 | 2014-08-14 | |
| Q2 2014 | COCA COLA ENTERPRISES INC NE CUSIP 19122T109 | COM · Call | 3,900 | 6,400 | +2,500 | $186,000 | $306,000 | +$120,000 | 2014-08-14 | |
| Q2 2014 | TRANSCANADA CORP CUSIP 89353D107 | COM · Put | 2,900 | 5,200 | +2,300 | $132,000 | $248,000 | +$116,000 | 2014-08-14 | |
| Q2 2014 | TATA MTRS LTD CUSIP 876568502 | SPONSORED ADR · Call | 2,600 | 5,000 | +2,400 | $92,000 | $195,000 | +$103,000 | 2014-08-14 | |
| Q2 2014 | SNY SANOFI | SPONSORED ADR · Call | 2,900 | 4,600 | +1,700 | $152,000 | $245,000 | +$93,000 | 2014-08-14 | |
| Q2 2014 | YOUKU TUDOU INC CUSIP 98742U100 | SPONSORED ADR · Put | 34,600 | 44,500 | +9,900 | $970,000 | $1,062,000 | +$92,000 | 2014-08-14 | |
| Q2 2014 | BCS BARCLAYS PLC | ADR · Put | 11,900 | 18,800 | +6,900 | $187,000 | $275,000 | +$88,000 | 2014-08-14 | |
| Q2 2014 | SSL SASOL LTD | SPONSORED ADR · Call | 1,100 | 2,400 | +1,300 | $61,000 | $142,000 | +$81,000 | 2014-08-14 | |
| Q2 2014 | TELEFONICA BRASIL SA CUSIP 87936R106 | SPONSORED ADR · Put | 300 | 4,200 | +3,900 | $6,000 | $86,000 | +$80,000 | 2014-08-14 | |
| Q2 2014 | SONY SONY CORP | ADR NEW · Put | 11,300 | 17,500 | +6,200 | $216,000 | $293,000 | +$77,000 | 2014-08-14 | |
| Q2 2014 | GLAXOSMITHKLINE PLC CUSIP 37733W105 | SPONSORED ADR · Call | 6,800 | 8,200 | +1,400 | $363,000 | $439,000 | +$76,000 | 2014-08-14 | |
| Q2 2014 | BUD ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR · Call | 100 | 700 | +600 | $11,000 | $80,000 | +$69,000 | 2014-08-14 | |
| Q2 2014 | NTES NETEASE INC | SPONSORED ADR · Put | 1,400 | 1,900 | +500 | $94,000 | $149,000 | +$55,000 | 2014-08-14 | |
| Q2 2014 | PHOENIX NEW MEDIA LTD CUSIP 71910C103 | SPONSORED ADS · Call | 700 | 5,600 | +4,900 | $7,000 | $60,000 | +$53,000 | 2014-08-14 | |
| Q2 2014 | JKS JINKOSOLAR HLDG CO LTD | SPONSORED ADR · Call | 1,900 | 3,500 | +1,600 | $53,000 | $106,000 | +$53,000 | 2014-08-14 | |
| Q2 2014 | RDY DR REDDYS LABS LTD | ADR · Call | 100 | 1,300 | +1,200 | $4,000 | $56,000 | +$52,000 | 2014-08-14 | |
| Q2 2014 | FOCL EDAP TMS S A | SPONSORED ADR · Call | 1,100 | 11,100 | +10,000 | $3,000 | $55,000 | +$52,000 | 2014-08-14 | |
| Q2 2014 | TSM TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR · Call | 3,600 | 5,800 | +2,200 | $72,000 | $124,000 | +$52,000 | 2014-08-14 | |
| Q2 2014 | SESA STERLITE LTD CUSIP 78413F103 | SPONSORED ADR · Call | 100 | 2,700 | +2,600 | $1,000 | $52,000 | +$51,000 | 2014-08-14 | |
| Q2 2014 | ATHM AUTOHOME INC | SP ADR RP CL A · Put | 500 | 2,000 | +1,500 | $19,000 | $69,000 | +$50,000 | 2014-08-14 | |
| Q2 2014 | TRINA SOLAR LIMITED CUSIP 89628E104 | SPON ADR · Call | 2,800 | 6,800 | +4,000 | $38,000 | $87,000 | +$49,000 | 2014-08-14 | |
| Q2 2014 | CREDIT SUISSE GROUP CUSIP 225401108 | SPONSORED ADR · Call | 300 | 2,000 | +1,700 | $10,000 | $57,000 | +$47,000 | 2014-08-14 | |
| Q2 2014 | RANDGOLD RES LTD CUSIP 752344309 | ADR · Call | 3,900 | 4,000 | +100 | $293,000 | $338,000 | +$45,000 | 2014-08-14 | |
| Q2 2014 | SKY-MOBI LTD CUSIP 83084G109 | SPONSORED ADS · Call | 85,800 | 86,300 | +500 | $755,000 | $715,000 | -$40,000 | 2014-08-14 | |
| Q2 2014 | CHUBB CORP CUSIP 171232101 | COM · Put | 7,200 | 7,400 | +200 | $643,000 | $682,000 | +$39,000 | 2014-08-14 | |
| Q2 2014 | HOME INNS & HOTELS MGMT INC CUSIP 43713W107 | SPON ADR · Call | 200 | 1,200 | +1,000 | $6,000 | $41,000 | +$35,000 | 2014-08-14 | |
| Q2 2014 | TELEFONICA BRASIL SA CUSIP 87936R106 | SPONSORED ADR · Call | 3,200 | 4,900 | +1,700 | $68,000 | $101,000 | +$33,000 | 2014-08-14 | |
| Q2 2014 | GRFS GRIFOLS S A | SP ADR REP B NVT · Put | 500 | 1,200 | +700 | $21,000 | $53,000 | +$32,000 | 2014-08-14 | |
| Q2 2014 | CHKR CHESAPEAKE GRANITE WASH TR | United States | COM SH BEN INT · Put | 500 | 3,200 | +2,700 | $5,000 | $35,000 | +$30,000 | 2014-08-14 |
| Q2 2014 | TELFY TELEFONICA S A | Spain | SPONSORED ADR · Put | 6,000 | 7,300 | +1,300 | $95,000 | $125,000 | +$30,000 | 2014-08-14 |
| Q2 2014 | SIMO SILICON MOTION TECHNOLOGY CO | SPONSORED ADR · Call | 100 | 1,500 | +1,400 | $2,000 | $31,000 | +$29,000 | 2014-08-14 | |
| Q2 2014 | QUNAR CAYMAN IS LTD CUSIP 74906P104 | SPNS ADR CL B · Call | 300 | 1,300 | +1,000 | $9,000 | $37,000 | +$28,000 | 2014-08-14 | |
| Q2 2014 | MECHEL OAO CUSIP 583840103 | SPONSORED ADR · Call | 29,400 | 39,800 | +10,400 | $61,000 | $87,000 | +$26,000 | 2014-08-14 | |
| Q2 2014 | GOL LINHAS AEREAS INTLG S A CUSIP 38045R107 | SP ADR REP PFD · Call | 9,800 | 13,200 | +3,400 | $48,000 | $72,000 | +$24,000 | 2014-08-14 | |
| Q2 2014 | QIWI PLC CUSIP 74735M108 | SPON ADR REP B · Call | 500 | 1,000 | +500 | $17,000 | $40,000 | +$23,000 | 2014-08-14 | |
| Q2 2014 | E-COMMERCE CHINA DANGDANG IN CUSIP 26833A105 | SPN ADS COM A · Put | 17,300 | 20,000 | +2,700 | $248,000 | $268,000 | +$20,000 | 2014-08-14 | |
| Q2 2014 | LYG LLOYDS BANKING GROUP PLC | SPONSORED ADR · Call | 21,700 | 25,200 | +3,500 | $110,000 | $130,000 | +$20,000 | 2014-08-14 | |
| Q2 2014 | SID COMPANHIA SIDERURGICA NACION | SPONSORED ADR · Call | 3,800 | 8,200 | +4,400 | $17,000 | $35,000 | +$18,000 | 2014-08-14 | |
| Q2 2014 | CORESITE RLTY CORP CUSIP 21870Q105 | COM · Call | 100 | 600 | +500 | $3,000 | $20,000 | +$17,000 | 2014-08-14 | |
| Q2 2014 | QIHOO 360 TECHNOLOGY CO LTD CUSIP 74734M109 | ADS · Put | 11,800 | 12,600 | +800 | $1,175,000 | $1,160,000 | -$15,000 | 2014-08-14 | |
| Q2 2014 | AMERICA MOVIL SAB DE CV CUSIP 02364W105 | SPON ADR L SHS · Put | 4,600 | 5,100 | +500 | $91,000 | $106,000 | +$15,000 | 2014-08-14 | |
| Q2 2014 | ALCATEL-LUCENT CUSIP 013904305 | SPONSORED ADR · Put | 28,100 | 34,600 | +6,500 | $110,000 | $123,000 | +$13,000 | 2014-08-14 | |
| Q2 2014 | NOAH NOAH HLDGS LTD | SPONSORED ADS · Call | 400 | 1,300 | +900 | $6,000 | $18,000 | +$12,000 | 2014-08-14 | |
| Q2 2014 | ROYAL BK SCOTLAND GROUP PLC CUSIP 780097689 | SPONS ADR 20 ORD · Call | 7,100 | 7,500 | +400 | $74,000 | $85,000 | +$11,000 | 2014-08-14 | |
| Q2 2014 | HSBC HSBC HLDGS PLC | SPON ADR NEW · Call | 18,600 | 18,800 | +200 | $945,000 | $955,000 | +$10,000 | 2014-08-14 | |
| Q2 2014 | ZNOG ZION OIL & GAS INC | United States | COM · Call | 200 | 4,700 | +4,500 | $0 | $10,000 | +$10,000 | 2014-08-14 |
| Q2 2014 | TRINA SOLAR LIMITED CUSIP 89628E104 | SPON ADR · Put | 10,800 | 12,000 | +1,200 | $145,000 | $154,000 | +$9,000 | 2014-08-14 | |
| Q2 2014 | VOXELJET AG CUSIP 92912L107 | ADS · Put | 700 | 1,300 | +600 | $18,000 | $27,000 | +$9,000 | 2014-08-14 | |
| Q2 2014 | SOUFUN HLDGS LTD CUSIP 836034108 | ADR · Put | 600 | 3,300 | +2,700 | $41,000 | $32,000 | -$9,000 | 2014-08-14 | |
| Q2 2014 | NWBO NORTHWEST BIOTHERAPEUTICS IN | United States | COM PAR $0.001 · Call | 9,000 | 11,100 | +2,100 | $65,000 | $74,000 | +$9,000 | 2014-08-14 |
| Q2 2014 | BVN COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR · Put | 300 | 1,000 | +700 | $4,000 | $12,000 | +$8,000 | 2014-08-14 | |
| Q2 2014 | FORTUNA SILVER MINES INC CUSIP 349915108 | COM · Call | 1,200 | 2,100 | +900 | $4,000 | $12,000 | +$8,000 | 2014-08-14 | |
| Q2 2014 | CIG COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD · Put | 2,600 | 3,100 | +500 | $18,000 | $25,000 | +$7,000 | 2014-08-14 | |
| Q2 2014 | BONA FILM GROUP LTD CUSIP 09777B107 | SPONSORED ADS · Call | 1,000 | 1,600 | +600 | $6,000 | $10,000 | +$4,000 | 2014-08-14 | |
| Q2 2014 | REDIFF COM INDIA LTD CUSIP 757479100 | SPONSORED ADR · Call | 4,000 | 4,300 | +300 | $9,000 | $13,000 | +$4,000 | 2014-08-14 | |
| Q2 2014 | ARM HLDGS PLC CUSIP 042068106 | SPONSORED ADR · Put | 200 | 300 | +100 | $10,000 | $14,000 | +$4,000 | 2014-08-14 |
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