UBS AG historic quarter change: Foreign Options, New
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 239 positions, added to 508, reduced 579 and sold out of 237.
- Q3 2014: Stock BABA; Country of operation —; Class SPONSORED ADS · Put; Shares before 0.
- Q3 2014: Stock IBN; Country of operation —; Class ADR · Call; Shares before 0.
- Q3 2014: Stock WEATHERFORD INTL PLC; Country of operation —; Class ORD SHS · Call; Shares before 0.
- Q3 2014: Stock WEATHERFORD INTL PLC; Country of operation —; Class ORD SHS · Put; Shares before 0.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2014 | BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Put | 0 | 283,800 | +283,800 | $0 | $25,216,000 | +$25,216,000 | 2014-11-12 |
|---|
| Q3 2014 | IBN
ICICI BK LTD | | ADR · Call | 0 | 292,900 | +292,900 | $0 | $14,381,000 | +$14,381,000 | 2014-11-12 |
|---|
| Q3 2014 | WEATHERFORD INTL PLC
CUSIP G48833100 | | ORD SHS · Call | 0 | 574,110 | +574,110 | $0 | $11,941,000 | +$11,941,000 | 2014-11-12 |
|---|
| Q3 2014 | WEATHERFORD INTL PLC
CUSIP G48833100 | | ORD SHS · Put | 0 | 125,900 | +125,900 | $0 | $2,619,000 | +$2,619,000 | 2014-11-12 |
|---|
| Q3 2014 | BBD
BANCO BRADESCO S A | | SP ADR PFD NEW · Put | 0 | 119,100 | +119,100 | $0 | $1,697,000 | +$1,697,000 | 2014-11-12 |
|---|
| Q3 2014 | BABA
ALIBABA GROUP HLDG LTD | | SPONSORED ADS · Call | 0 | 14,500 | +14,500 | $0 | $1,288,000 | +$1,288,000 | 2014-11-12 |
|---|
| Q3 2014 | ITUB
ITAU UNIBANCO HLDG SA | | SPON ADR REP PFD · Call | 0 | 85,500 | +85,500 | $0 | $1,187,000 | +$1,187,000 | 2014-11-12 |
|---|
| Q3 2014 | NEW ORIENTAL ED & TECH GRP I
CUSIP 647581107 | | SPON ADR · Put | 0 | 20,000 | +20,000 | $0 | $464,000 | +$464,000 | 2014-11-12 |
|---|
| Q3 2014 | NOK
NOKIA CORP | | SPONSORED ADR · Put | 0 | 23,800 | +23,800 | $0 | $201,000 | +$201,000 | 2014-11-12 |
|---|
| Q3 2014 | CRITEO S A
CUSIP 226718104 | | SPONS ADS · Put | 0 | 5,900 | +5,900 | $0 | $199,000 | +$199,000 | 2014-11-12 |
|---|
| Q3 2014 | JUMEI INTL HLDG LTD
CUSIP 48138L107 | | SPONSORED ADR · Call | 0 | 5,000 | +5,000 | $0 | $117,000 | +$117,000 | 2014-11-12 |
|---|
| Q3 2014 | IDREAMSKY TECHNOLOGY LIMITED
CUSIP 45173K101 | | SPONSORED ADS · Put | 0 | 2,900 | +2,900 | $0 | $49,000 | +$49,000 | 2014-11-12 |
|---|
| Q3 2014 | CIG
COMPANHIA ENERGETICA DE MINA | | SP ADR N-V PFD · Call | 0 | 4,800 | +4,800 | $0 | $30,000 | +$30,000 | 2014-11-12 |
|---|
| Q3 2014 | ITUB
ITAU UNIBANCO HLDG SA | | SPON ADR REP PFD · Put | 0 | 1,500 | +1,500 | $0 | $21,000 | +$21,000 | 2014-11-12 |
|---|
| Q3 2014 | ALUMINUM CORP CHINA LTD
CUSIP 022276109 | | SPON ADR H SHS · Call | 0 | 1,800 | +1,800 | $0 | $18,000 | +$18,000 | 2014-11-12 |
|---|
| Q3 2014 | VIMICRO INTL CORP
CUSIP 92718N109 | | ADR · Put | 0 | 1,700 | +1,700 | $0 | $17,000 | +$17,000 | 2014-11-12 |
|---|
| Q3 2014 | NTTYY
NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR · Call | 0 | 500 | +500 | $0 | $16,000 | +$16,000 | 2014-11-12 |
|---|
| Q3 2014 | FLAMEL TECHNOLOGIES SA
CUSIP 338488109 | | SPONSORED ADR · Call | 0 | 1,000 | +1,000 | $0 | $14,000 | +$14,000 | 2014-11-12 |
|---|
| Q3 2014 | IDREAMSKY TECHNOLOGY LIMITED
CUSIP 45173K101 | | SPONSORED ADS · Call | 0 | 800 | +800 | $0 | $14,000 | +$14,000 | 2014-11-12 |
|---|
| Q3 2014 | ASR
GRUPO AEROPORTUARIO DEL SURE | | SPON ADR SER B · Call | 0 | 100 | +100 | $0 | $13,000 | +$13,000 | 2014-11-12 |
|---|
| Q3 2014 | SYNGENTA AG
CUSIP 87160A100 | | SPONSORED ADR · Put | 0 | 200 | +200 | $0 | $13,000 | +$13,000 | 2014-11-12 |
|---|
| Q3 2014 | KT
KT CORP | | SPONSORED ADR · Call | 0 | 700 | +700 | $0 | $11,000 | +$11,000 | 2014-11-12 |
|---|
| Q3 2014 | TAL
TAL ED GROUP | | ADS REPSTG COM · Call | 0 | 300 | +300 | $0 | $10,000 | +$10,000 | 2014-11-12 |
|---|
| Q3 2014 | VIMICRO INTL CORP
CUSIP 92718N109 | | ADR · Call | 0 | 700 | +700 | $0 | $7,000 | +$7,000 | 2014-11-12 |
|---|
| Q3 2014 | WUXI PHARMATECH CAYMAN INC
CUSIP 929352102 | | SPONS ADR SHS · Call | 0 | 200 | +200 | $0 | $7,000 | +$7,000 | 2014-11-12 |
|---|
| Q3 2014 | CHINA FIN ONLINE CO LTD
CUSIP 169379104 | | SPONSORED ADR · Put | 0 | 1,000 | +1,000 | $0 | $7,000 | +$7,000 | 2014-11-12 |
|---|
| Q3 2014 | IKANG HEALTHCARE GROUP INC
CUSIP 45174L108 | | SPONSORED ADR · Call | 0 | 300 | +300 | $0 | $6,000 | +$6,000 | 2014-11-12 |
|---|
| Q3 2014 | HDB
HDFC BANK LTD | | ADR REPS 3 SHS · Call | 0 | 100 | +100 | $0 | $5,000 | +$5,000 | 2014-11-12 |
|---|
| Q3 2014 | ARM HLDGS PLC
CUSIP 042068106 | | SPONSORED ADR · Call | 0 | 100 | +100 | $0 | $4,000 | +$4,000 | 2014-11-12 |
|---|
| Q3 2014 | YZCAY
YANZHOU COAL MNG CO LTD | | SPON ADR H SHS · Call | 0 | 500 | +500 | $0 | $4,000 | +$4,000 | 2014-11-12 |
|---|
| Q3 2014 | PUK
PRUDENTIAL PLC | | ADR · Call | 0 | 100 | +100 | $0 | $4,000 | +$4,000 | 2014-11-12 |
|---|
| Q3 2014 | CUK
CARNIVAL PLC | | ADR · Call | 0 | 100 | +100 | $0 | $4,000 | +$4,000 | 2014-11-12 |
|---|
| Q3 2014 | NTTYY
NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR · Put | 0 | 100 | +100 | $0 | $3,000 | +$3,000 | 2014-11-12 |
|---|
| Q3 2014 | TIM PARTICIPACOES S A
CUSIP 88706P205 | | SPONSORED ADR · Call | 0 | 100 | +100 | $0 | $3,000 | +$3,000 | 2014-11-12 |
|---|
| Q3 2014 | TV
GRUPO TELEVISA SA | | SPON ADR REP ORD · Call | 0 | 100 | +100 | $0 | $3,000 | +$3,000 | 2014-11-12 |
|---|
| Q3 2014 | CPFL ENERGIA S A
CUSIP 126153105 | | SPONSORED ADR · Put | 0 | 200 | +200 | $0 | $3,000 | +$3,000 | 2014-11-12 |
|---|
| Q3 2014 | ENERSIS S A
CUSIP 29274F104 | | SPONSORED ADR · Call | 0 | 100 | +100 | $0 | $2,000 | +$2,000 | 2014-11-12 |
|---|
| Q3 2014 | GENETIC TECHNOLOGIES LTD
CUSIP 37185R109 | | SPONSORED ADR · Call | 0 | 3,000 | +3,000 | $0 | $2,000 | +$2,000 | 2014-11-12 |
|---|
| Q3 2014 | OI S.A.
CUSIP 670851203 | | SPN ADR REP PFD · Call | 0 | 1,000 | +1,000 | $0 | $1,000 | +$1,000 | 2014-11-12 |
|---|
| Q3 2014 | CHKR
CHESAPEAKE GRANITE WASH TR | United States | COM SH BEN INT · Call | 0 | 100 | +100 | $0 | $1,000 | +$1,000 | 2014-11-12 |
|---|
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