UBS AG historic quarter change: Foreign Options, Added
In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 239 positions, added to 508, reduced 579 and sold out of 237.
- Q1 2014: Stock CX; Country of operation —; Class SPON ADR NEW · Call; Shares before 60,736.
- Q1 2014: Stock NOK; Country of operation —; Class SPONSORED ADR · Put; Shares before 4,140,000.
- Q1 2014: Stock TEVA; Country of operation —; Class ADR · Put; Shares before 128,800.
- Q1 2014: Stock INFY; Country of operation —; Class SPONSORED ADR · Put; Shares before 40,400.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q1 2014 | CX CEMEX SAB DE CV | SPON ADR NEW · Call | 60,736 | 2,538,456 | +2,477,720 | $719,000 | $32,061,000 | +$31,342,000 | 2014-05-16 | |
| Q1 2014 | NOK NOKIA CORP | SPONSORED ADR · Put | 4,140,000 | 8,427,100 | +4,287,100 | $33,575,000 | $61,855,000 | +$28,280,000 | 2014-05-16 | |
| Q1 2014 | TEVA TEVA PHARMACEUTICAL INDS LTD | ADR · Put | 128,800 | 389,800 | +261,000 | $5,162,000 | $20,597,000 | +$15,435,000 | 2014-05-16 | |
| Q1 2014 | INFY INFOSYS LTD | SPONSORED ADR · Put | 40,400 | 198,500 | +158,100 | $2,287,000 | $10,755,000 | +$8,468,000 | 2014-05-16 | |
| Q1 2014 | SEAGATE TECHNOLOGY PLC CUSIP G7945M107 | SHS · Put | 33,100 | 173,900 | +140,800 | $1,859,000 | $9,766,000 | +$7,907,000 | 2014-05-16 | |
| Q1 2014 | VIMPELCOM LTD CUSIP 92719A106 | SPONSORED ADR · Put | 900 | 825,200 | +824,300 | $12,000 | $7,452,000 | +$7,440,000 | 2014-05-16 | |
| Q1 2014 | YY INC CUSIP 98426T106 | ADS REPCOM CLA · Put | 11,200 | 92,600 | +81,400 | $563,000 | $7,071,000 | +$6,508,000 | 2014-05-16 | |
| Q1 2014 | BIDU BAIDU INC | SPON ADR REP A · Put | 275,200 | 356,000 | +80,800 | $48,953,000 | $54,208,000 | +$5,255,000 | 2014-05-16 | |
| Q1 2014 | NQ MOBILE INC CUSIP 64118U108 | ADR REPSTG CL A · Call | 57,100 | 322,600 | +265,500 | $839,000 | $5,681,000 | +$4,842,000 | 2014-05-16 | |
| Q1 2014 | RIO RIO TINTO PLC | SPONSORED ADR · Put | 70,800 | 150,000 | +79,200 | $3,995,000 | $8,375,000 | +$4,380,000 | 2014-05-16 | |
| Q1 2014 | CHUBB CORP CUSIP 171232101 | COM · Call | 10,900 | 54,200 | +43,300 | $1,053,000 | $4,840,000 | +$3,787,000 | 2014-05-16 | |
| Q1 2014 | BHP BHP BILLITON LTD | SPONSORED ADR · Put | 129,900 | 179,300 | +49,400 | $8,859,000 | $12,151,000 | +$3,292,000 | 2014-05-16 | |
| Q1 2014 | RIO RIO TINTO PLC | SPONSORED ADR · Call | 38,464 | 89,350 | +50,886 | $2,171,000 | $4,988,000 | +$2,817,000 | 2014-05-16 | |
| Q1 2014 | TM TOYOTA MOTOR CORP | SP ADR REP2COM · Put | 19,600 | 46,000 | +26,400 | $2,390,000 | $5,193,000 | +$2,803,000 | 2014-05-16 | |
| Q1 2014 | 58 COM INC CUSIP 31680Q104 | SPON ADR REP A · Put | 400 | 62,300 | +61,900 | $15,000 | $2,594,000 | +$2,579,000 | 2014-05-16 | |
| Q1 2014 | ASTRAZENECA PLC CUSIP 046353108 | SPONSORED ADR · Call | 15,200 | 50,900 | +35,700 | $902,000 | $3,302,000 | +$2,400,000 | 2014-05-16 | |
| Q1 2014 | GLAXOSMITHKLINE PLC CUSIP 37733W105 | SPONSORED ADR · Put | 8,500 | 46,800 | +38,300 | $454,000 | $2,501,000 | +$2,047,000 | 2014-05-16 | |
| Q1 2014 | BRFS BRF SA | SPONSORED ADR · Call | 2,800 | 86,700 | +83,900 | $58,000 | $1,732,000 | +$1,674,000 | 2014-05-16 | |
| Q1 2014 | BHP BHP BILLITON LTD | SPONSORED ADR · Call | 230,560 | 255,400 | +24,840 | $15,724,000 | $17,308,000 | +$1,584,000 | 2014-05-16 | |
| Q1 2014 | YY INC CUSIP 98426T106 | ADS REPCOM CLA · Call | 5,400 | 20,200 | +14,800 | $272,000 | $1,542,000 | +$1,270,000 | 2014-05-16 | |
| Q1 2014 | SOUFUN HLDGS LTD CUSIP 836034108 | ADR · Call | 100,700 | 103,100 | +2,400 | $8,299,000 | $7,054,000 | -$1,245,000 | 2014-05-16 | |
| Q1 2014 | QIHOO 360 TECHNOLOGY CO LTD CUSIP 74734M109 | ADS · Put | 2,100 | 11,800 | +9,700 | $172,000 | $1,175,000 | +$1,003,000 | 2014-05-16 | |
| Q1 2014 | SGMOQ SANGAMO BIOSCIENCES INC | United States | COM · Call | 27,000 | 75,800 | +48,800 | $375,000 | $1,370,000 | +$995,000 | 2014-05-16 |
| Q1 2014 | BVN COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR · Call | 2,400 | 78,300 | +75,900 | $27,000 | $984,000 | +$957,000 | 2014-05-16 | |
| Q1 2014 | SKY-MOBI LTD CUSIP 83084G109 | SPONSORED ADS · Call | 2,800 | 85,800 | +83,000 | $10,000 | $755,000 | +$745,000 | 2014-05-16 | |
| Q1 2014 | DEO DIAGEO P L C | SPON ADR NEW · Call | 2,700 | 8,500 | +5,800 | $357,000 | $1,059,000 | +$702,000 | 2014-05-16 | |
| Q1 2014 | VIPS VIPSHOP HLDGS LTD | SPONSORED ADR · Put | 900 | 5,100 | +4,200 | $75,000 | $761,000 | +$686,000 | 2014-05-16 | |
| Q1 2014 | BUD ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR · Put | 200 | 6,400 | +6,200 | $21,000 | $674,000 | +$653,000 | 2014-05-16 | |
| Q1 2014 | NVO NOVO-NORDISK A S | ADR · Put | 900 | 17,600 | +16,700 | $166,000 | $803,000 | +$637,000 | 2014-05-16 | |
| Q1 2014 | BBD BANCO BRADESCO S A | SP ADR PFD NEW · Call | 3,900 | 49,700 | +45,800 | $49,000 | $679,000 | +$630,000 | 2014-05-16 | |
| Q1 2014 | SHIRE PLC CUSIP 82481R106 | SPONSORED ADR · Call | 100 | 3,900 | +3,800 | $14,000 | $579,000 | +$565,000 | 2014-05-16 | |
| Q1 2014 | IBN ICICI BK LTD | ADR · Put | 2,500 | 12,433 | +9,933 | $93,000 | $545,000 | +$452,000 | 2014-05-16 | |
| Q1 2014 | ERIC ERICSSON | ADR B SEK 10 · Put | 50,300 | 80,000 | +29,700 | $616,000 | $1,066,000 | +$450,000 | 2014-05-16 | |
| Q1 2014 | HSBC HSBC HLDGS PLC | SPON ADR NEW · Call | 9,300 | 18,600 | +9,300 | $513,000 | $945,000 | +$432,000 | 2014-05-16 | |
| Q1 2014 | FMX FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS · Call | 400 | 5,000 | +4,600 | $39,000 | $466,000 | +$427,000 | 2014-05-16 | |
| Q1 2014 | IEP ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT · Call | 2,400 | 6,500 | +4,100 | $263,000 | $668,000 | +$405,000 | 2014-05-16 |
| Q1 2014 | ROYAL BK SCOTLAND GROUP PLC CUSIP 780097689 | SPONS ADR 20 ORD · Put | 2,200 | 40,600 | +38,400 | $25,000 | $421,000 | +$396,000 | 2014-05-16 | |
| Q1 2014 | SQM SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B · Call | 7,700 | 18,400 | +10,700 | $199,000 | $584,000 | +$385,000 | 2014-05-16 | |
| Q1 2014 | E-COMMERCE CHINA DANGDANG IN CUSIP 26833A105 | SPN ADS COM A · Call | 49,700 | 54,000 | +4,300 | $475,000 | $775,000 | +$300,000 | 2014-05-16 | |
| Q1 2014 | CHINA PETE & CHEM CORP CUSIP 16941R108 | SPON ADR H SHS · Call | 1,200 | 3,800 | +2,600 | $99,000 | $340,000 | +$241,000 | 2014-05-16 | |
| Q1 2014 | RENESOLA LTD CUSIP 75971T103 | SPONS ADS · Call | 34,500 | 110,300 | +75,800 | $119,000 | $354,000 | +$235,000 | 2014-05-16 | |
| Q1 2014 | VIMPELCOM LTD CUSIP 92719A106 | SPONSORED ADR · Call | 1,900 | 27,000 | +25,100 | $25,000 | $244,000 | +$219,000 | 2014-05-16 | |
| Q1 2014 | CHINA MOBILE LIMITED CUSIP 16941M109 | SPONSORED ADR · Call | 11,600 | 18,010 | +6,410 | $607,000 | $821,000 | +$214,000 | 2014-05-16 | |
| Q1 2014 | TELFY TELEFONICA S A | Spain | SPONSORED ADR · Call | 1,300 | 14,100 | +12,800 | $21,000 | $223,000 | +$202,000 | 2014-05-16 |
| Q1 2014 | 58 COM INC CUSIP 31680Q104 | SPON ADR REP A · Call | 1,500 | 5,700 | +4,200 | $58,000 | $237,000 | +$179,000 | 2014-05-16 | |
| Q1 2014 | ORANY ORANGE | France | SPONSORED ADR · Call | 500 | 11,900 | +11,400 | $6,000 | $175,000 | +$169,000 | 2014-05-16 |
| Q1 2014 | NTES NETEASE INC | SPONSORED ADR · Call | 2,200 | 5,000 | +2,800 | $173,000 | $337,000 | +$164,000 | 2014-05-16 | |
| Q1 2014 | ING ING GROEP N V | SPONSORED ADR · Call | 4,700 | 15,800 | +11,100 | $66,000 | $225,000 | +$159,000 | 2014-05-16 | |
| Q1 2014 | E HOUSE CHINA HLDGS LTD CUSIP 26852W103 | ADR · Call | 3,700 | 17,200 | +13,500 | $56,000 | $208,000 | +$152,000 | 2014-05-16 | |
| Q1 2014 | NVO NOVO-NORDISK A S | ADR · Call | 4,100 | 13,600 | +9,500 | $758,000 | $621,000 | -$137,000 | 2014-05-16 | |
| Q1 2014 | E ENI S P A | SPONSORED ADR · Call | 51,200 | 52,000 | +800 | $2,483,000 | $2,609,000 | +$126,000 | 2014-05-16 | |
| Q1 2014 | BITAUTO HLDGS LTD CUSIP 091727107 | SPONSORED ADS · Put | 2,100 | 4,600 | +2,500 | $67,000 | $165,000 | +$98,000 | 2014-05-16 | |
| Q1 2014 | EMBJ EMBRAER S A | SP ADR REP 4 COM · Call | 300 | 3,000 | +2,700 | $10,000 | $106,000 | +$96,000 | 2014-05-16 | |
| Q1 2014 | RANDGOLD RES LTD CUSIP 752344309 | ADR · Put | 100 | 1,300 | +1,200 | $6,000 | $98,000 | +$92,000 | 2014-05-16 | |
| Q1 2014 | STATOIL ASA CUSIP 85771P102 | SPONSORED ADR · Put | 2,500 | 4,700 | +2,200 | $60,000 | $133,000 | +$73,000 | 2014-05-16 | |
| Q1 2014 | NWBO NORTHWEST BIOTHERAPEUTICS IN | United States | COM PAR $0.001 · Put | 19,500 | 20,300 | +800 | $74,000 | $147,000 | +$73,000 | 2014-05-16 |
| Q1 2014 | INFY INFOSYS LTD | SPONSORED ADR · Call | 18,400 | 20,300 | +1,900 | $1,041,000 | $1,100,000 | +$59,000 | 2014-05-16 | |
| Q1 2014 | TELEFONICA BRASIL SA CUSIP 87936R106 | SPONSORED ADR · Call | 500 | 3,200 | +2,700 | $10,000 | $68,000 | +$58,000 | 2014-05-16 | |
| Q1 2014 | BITAUTO HLDGS LTD CUSIP 091727107 | SPONSORED ADS · Call | 3,500 | 4,600 | +1,100 | $112,000 | $165,000 | +$53,000 | 2014-05-16 | |
| Q1 2014 | NWBO NORTHWEST BIOTHERAPEUTICS IN | United States | COM PAR $0.001 · Call | 4,100 | 9,000 | +4,900 | $15,000 | $65,000 | +$50,000 | 2014-05-16 |
| Q1 2014 | ULXXXX UNILEVER PLC | SPON ADR NEW · Put | 3,900 | 4,600 | +700 | $161,000 | $197,000 | +$36,000 | 2014-05-16 | |
| Q1 2014 | LUXOTTICA GROUP S P A CUSIP 55068R202 | SPONSORED ADR · Call | 200 | 700 | +500 | $11,000 | $40,000 | +$29,000 | 2014-05-16 | |
| Q1 2014 | SSL SASOL LTD | SPONSORED ADR · Call | 700 | 1,100 | +400 | $35,000 | $61,000 | +$26,000 | 2014-05-16 | |
| Q1 2014 | HOME INNS & HOTELS MGMT INC CUSIP 43713W107 | SPON ADR · Put | 3,500 | 4,000 | +500 | $153,000 | $129,000 | -$24,000 | 2014-05-16 | |
| Q1 2014 | GLOBE SPECIALTY METALS INC CUSIP 37954N206 | COM · Call | 800 | 1,800 | +1,000 | $14,000 | $37,000 | +$23,000 | 2014-05-16 | |
| Q1 2014 | YINGLI GREEN ENERGY HLDG CO CUSIP 98584B103 | ADR · Call | 15,500 | 23,000 | +7,500 | $78,000 | $100,000 | +$22,000 | 2014-05-16 | |
| Q1 2014 | TRANSCANADA CORP CUSIP 89353D107 | COM · Put | 2,400 | 2,900 | +500 | $110,000 | $132,000 | +$22,000 | 2014-05-16 | |
| Q1 2014 | BRFS BRF SA | SPONSORED ADR · Put | 500 | 1,600 | +1,100 | $10,000 | $32,000 | +$22,000 | 2014-05-16 | |
| Q1 2014 | PRANA BIOTECHNOLOGY LTD CUSIP 739727105 | SPONSORED ADR · Put | 8,700 | 13,800 | +5,100 | $61,000 | $39,000 | -$22,000 | 2014-05-16 | |
| Q1 2014 | GOL LINHAS AEREAS INTLG S A CUSIP 38045R107 | SP ADR REP PFD · Call | 5,800 | 9,800 | +4,000 | $27,000 | $48,000 | +$21,000 | 2014-05-16 | |
| Q1 2014 | IRELAND BK CUSIP 46267Q202 | SPNSRD ADR NEW · Call | 3,200 | 3,400 | +200 | $46,000 | $66,000 | +$20,000 | 2014-05-16 | |
| Q1 2014 | CIG COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD · Put | 100 | 2,600 | +2,500 | $1,000 | $18,000 | +$17,000 | 2014-05-16 | |
| Q1 2014 | CHINA NEW BORUN CORP CUSIP 16890T105 | ADR · Call | 2,600 | 7,000 | +4,400 | $7,000 | $23,000 | +$16,000 | 2014-05-16 | |
| Q1 2014 | ERIC ERICSSON | ADR B SEK 10 · Call | 2,000 | 3,000 | +1,000 | $24,000 | $40,000 | +$16,000 | 2014-05-16 | |
| Q1 2014 | LIGHTINTHEBOX HLDG CO LTD CUSIP 53225G102 | SPONSORED ADR · Call | 3,000 | 5,600 | +2,600 | $24,000 | $38,000 | +$14,000 | 2014-05-16 | |
| Q1 2014 | ING ING GROEP N V | SPONSORED ADR · Put | 900 | 1,800 | +900 | $13,000 | $26,000 | +$13,000 | 2014-05-16 | |
| Q1 2014 | HSBC HSBC HLDGS PLC | SPON ADR NEW · Put | 5,200 | 5,900 | +700 | $287,000 | $300,000 | +$13,000 | 2014-05-16 | |
| Q1 2014 | GFI GOLD FIELDS LTD NEW | SPONSORED ADR · Call | 2,100 | 5,500 | +3,400 | $7,000 | $20,000 | +$13,000 | 2014-05-16 | |
| Q1 2014 | REDIFF COM INDIA LTD CUSIP 757479100 | SPONSORED ADR · Call | 300 | 4,000 | +3,700 | $1,000 | $9,000 | +$8,000 | 2014-05-16 | |
| Q1 2014 | NATIONAL GRID PLC CUSIP 636274300 | SPON ADR NEW · Put | 500 | 600 | +100 | $33,000 | $41,000 | +$8,000 | 2014-05-16 | |
| Q1 2014 | SID COMPANHIA SIDERURGICA NACION | SPONSORED ADR · Call | 1,500 | 3,800 | +2,300 | $9,000 | $17,000 | +$8,000 | 2014-05-16 | |
| Q1 2014 | PRANA BIOTECHNOLOGY LTD CUSIP 739727105 | SPONSORED ADR · Call | 5,000 | 15,500 | +10,500 | $35,000 | $43,000 | +$8,000 | 2014-05-16 | |
| Q1 2014 | MECHEL OAO CUSIP 583840103 | SPONSORED ADR · Call | 21,200 | 29,400 | +8,200 | $54,000 | $61,000 | +$7,000 | 2014-05-16 | |
| Q1 2014 | WUXI PHARMATECH CAYMAN INC CUSIP 929352102 | SPONS ADR SHS · Call | 600 | 800 | +200 | $23,000 | $29,000 | +$6,000 | 2014-05-16 | |
| Q1 2014 | QUNAR CAYMAN IS LTD CUSIP 74906P104 | SPNS ADR CL B · Call | 100 | 300 | +200 | $3,000 | $9,000 | +$6,000 | 2014-05-16 | |
| Q1 2014 | NEW ORIENTAL ED & TECH GRP I CUSIP 647581107 | SPON ADR · Put | 200 | 400 | +200 | $6,000 | $12,000 | +$6,000 | 2014-05-16 | |
| Q1 2014 | BCS BARCLAYS PLC | ADR · Call | 15,500 | 17,600 | +2,100 | $281,000 | $276,000 | -$5,000 | 2014-05-16 | |
| Q1 2014 | JA SOLAR HOLDINGS CO LTD CUSIP 466090206 | SPON ADR REP5ORD · Call | 1,200 | 1,500 | +300 | $11,000 | $15,000 | +$4,000 | 2014-05-16 | |
| Q1 2014 | BCS BARCLAYS PLC | ADR · Put | 10,500 | 11,900 | +1,400 | $190,000 | $187,000 | -$3,000 | 2014-05-16 | |
| Q1 2014 | HMY HARMONY GOLD MNG LTD | SPONSORED ADR · Put | 100 | 1,000 | +900 | $0 | $3,000 | +$3,000 | 2014-05-16 | |
| Q1 2014 | ADVANCED SEMICONDUCTOR ENGR CUSIP 00756M404 | SPONSORED ADR · Put | 100 | 300 | +200 | $0 | $2,000 | +$2,000 | 2014-05-16 | |
| Q1 2014 | AXIAY CENTRAIS ELETRICAS BRASILEIR | Brazil | SPONSORED ADR · Call | 100 | 300 | +200 | $0 | $1,000 | +$1,000 | 2014-05-16 |
| Q1 2014 | FOCL EDAP TMS S A | SPONSORED ADR · Call | 600 | 1,100 | +500 | $2,000 | $3,000 | +$1,000 | 2014-05-16 | |
| Q1 2014 | SOUFUN HLDGS LTD CUSIP 836034108 | ADR · Put | 500 | 600 | +100 | $41,000 | $41,000 | $0 | 2014-05-16 |
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| Not available yet | |||