UBS AG historic quarter change: USA Everything Else, Reduced
In partnership units, exchange-traded notes and anything else (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 116 positions, added to 327, reduced 307 and sold out of 115.
- Q1 2014: Stock BOARDWALK PIPELINE PARTNERS; Country of operation —; Class UT LTD PARTNER; Shares before 1,858,783.
- Q1 2014: Stock BARCLAYS BK PLC; Country of operation —; Class S&P 500 VEQTOR; Shares before 520,734.
- Q1 2014: Stock ARCELORMITTAL SA LUXEMBOURG; Country of operation —; Class NY REGISTRY SH; Shares before 671,527.
- Q1 2014: Stock SWEDISH EXPT CR CORP; Country of operation —; Class ROG TTL ETN 22; Shares before 1,485,437.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q1 2014 | BOARDWALK PIPELINE PARTNERS
CUSIP 096627104 | | UT LTD PARTNER | 1,858,783 | 303,096 | -1,555,687 | $47,436,000 | $4,064,000 | -$43,372,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06740C337 | | S&P 500 VEQTOR | 520,734 | 372,945 | -147,789 | $76,090,000 | $54,998,000 | -$21,092,000 | 2014-05-16 |
|---|
| Q1 2014 | ARCELORMITTAL SA LUXEMBOURG
CUSIP 03938L104 | | NY REGISTRY SH | 671,527 | 316,839 | -354,688 | $11,980,000 | $5,117,000 | -$6,863,000 | 2014-05-16 |
|---|
| Q1 2014 | SWEDISH EXPT CR CORP
CUSIP 870297801 | | ROG TTL ETN 22 | 1,485,437 | 659,460 | -825,977 | $12,136,000 | $5,645,000 | -$6,491,000 | 2014-05-16 |
|---|
| Q1 2014 | CARNIVAL CORP
CUSIP 143658300 | | PAIRED CTF | 441,526 | 320,318 | -121,208 | $17,736,000 | $12,127,000 | -$5,609,000 | 2014-05-16 |
|---|
| Q1 2014 | LEGACY RESERVES LP
CUSIP 524707304 | | UNIT LP INT | 406,575 | 264,535 | -142,040 | $11,450,000 | $6,571,000 | -$4,879,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06742E711 | | IPATH S&P500 VIX | 73,280 | 16,730 | -56,550 | $3,118,000 | $705,000 | -$2,413,000 | 2014-05-16 |
|---|
| Q1 2014 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B705 | | DB BASE METALS | 173,816 | 55,141 | -118,675 | $2,931,000 | $875,000 | -$2,056,000 | 2014-05-16 |
|---|
| Q1 2014 | JPMORGAN CHASE & CO
CUSIP 46625H365 | | ALERIAN ML ETN | 698,714 | 652,342 | -46,372 | $32,385,000 | $30,360,000 | -$2,025,000 | 2014-05-16 |
|---|
| Q1 2014 | ROYAL BK SCOTLAND PLC
CUSIP 78009L407 | | GOLD TRENDP ETN | 100,772 | 46,653 | -54,119 | $2,817,000 | $1,255,000 | -$1,562,000 | 2014-05-16 |
|---|
| Q1 2014 | AEGON N V
CUSIP 007924103 | | NY REGISTRY SH | 913,252 | 831,540 | -81,712 | $8,658,000 | $7,650,000 | -$1,008,000 | 2014-05-16 |
|---|
| Q1 2014 | SEADRILL PARTNERS LLC
CUSIP Y7545W109 | | COMUNIT REP LB | 442,489 | 426,810 | -15,679 | $13,717,000 | $12,804,000 | -$913,000 | 2014-05-16 |
|---|
| Q1 2014 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D107 | | DOLL INDX BULL | 135,395 | 102,737 | -32,658 | $2,914,000 | $2,205,000 | -$709,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H198 | | ETN DJUBS TIN 38 | 12,000 | 957 | -11,043 | $609,000 | $49,000 | -$560,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H214 | | ETN DJUBS SGAR38 | 12,875 | 2,945 | -9,930 | $714,000 | $174,000 | -$540,000 | 2014-05-16 |
|---|
| Q1 2014 | TEEKAY OFFSHORE PARTNERS L P
CUSIP Y8565J101 | | PARTNERSHIP UN | 612,392 | 606,781 | -5,611 | $20,264,000 | $19,854,000 | -$410,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06738C794 | | IPSPGS TTL ETN | 33,089 | 22,452 | -10,637 | $1,078,000 | $752,000 | -$326,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H412 | | CARRY ETN 38 | 7,434 | 646 | -6,788 | $311,000 | $27,000 | -$284,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H305 | | ETN DJUBS GRNS37 | 23,220 | 16,181 | -7,039 | $1,001,000 | $817,000 | -$184,000 | 2014-05-16 |
|---|
| Q1 2014 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B200 | | DB PREC MTLS | 26,767 | 21,077 | -5,690 | $1,049,000 | $872,000 | -$177,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06739F291 | | IPMS INDIA ETN | 30,964 | 26,600 | -4,364 | $1,765,000 | $1,613,000 | -$152,000 | 2014-05-16 |
|---|
| Q1 2014 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D206 | | DOLL INDX BEAR | 29,531 | 23,956 | -5,575 | $799,000 | $648,000 | -$151,000 | 2014-05-16 |
|---|
| Q1 2014 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B101 | | DB ENERGY FUND | 21,140 | 16,141 | -4,999 | $616,000 | $472,000 | -$144,000 | 2014-05-16 |
|---|
| Q1 2014 | MORGAN STANLEY
CUSIP 61747W257 | | RENMIN/USD ETN | 4,490 | 2,359 | -2,131 | $194,000 | $98,000 | -$96,000 | 2014-05-16 |
|---|
| Q1 2014 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B309 | | DB SILVER FUND | 24,014 | 21,692 | -2,322 | $776,000 | $710,000 | -$66,000 | 2014-05-16 |
|---|
| Q1 2014 | WESTERN GAS EQUITY PARTNERS
CUSIP 95825R103 | | COMUNT LTD PT | 101,478 | 82,705 | -18,773 | $4,010,000 | $4,062,000 | +$52,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06742C152 | | BARC YLD ETN LKD | 1,251 | 787 | -464 | $142,000 | $94,000 | -$48,000 | 2014-05-16 |
|---|
| Q1 2014 | POPE RES DEL LTD PARTNERSHIP
CUSIP 732857107 | | DEPOSITRY RCPT | 49,945 | 49,223 | -722 | $3,346,000 | $3,393,000 | +$47,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06740L493 | | 10 YR TREAS BULL | 2,776 | 1,999 | -777 | $180,000 | $134,000 | -$46,000 | 2014-05-16 |
|---|
| Q1 2014 | CURRENCYSHARES AUSTRALIAN DL
CUSIP 23129U101 | | AUSTRALIAN DOL | 22,822 | 22,468 | -354 | $2,041,000 | $2,087,000 | +$46,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H271 | | ETN DJUBSCOTTN38 | 3,974 | 2,974 | -1,000 | $211,000 | $173,000 | -$38,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06740P643 | | TRES 5YR BEAR | 915 | 18 | -897 | $39,000 | $1,000 | -$38,000 | 2014-05-16 |
|---|
| Q1 2014 | MORGAN STANLEY
CUSIP 617480280 | | SHRT EUR ETN20 | 1,312 | 525 | -787 | $50,000 | $20,000 | -$30,000 | 2014-05-16 |
|---|
| Q1 2014 | CURRENCYSHARES SWEDISH KRONA
CUSIP 23129R108 | | SWEDISH KRONA | 1,182 | 996 | -186 | $183,000 | $153,000 | -$30,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H206 | | ETN DJUBS AGRI37 | 43,779 | 36,853 | -6,926 | $2,037,000 | $2,009,000 | -$28,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06739F119 | | ETN DJUBS NCKL37 | 1,862 | 421 | -1,441 | $34,000 | $9,000 | -$25,000 | 2014-05-16 |
|---|
| Q1 2014 | SUNCOKE ENERGY PARTNERS L P
CUSIP 86722Y101 | | COMUNIT REP LT | 7,496 | 6,120 | -1,376 | $203,000 | $179,000 | -$24,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K809 | | PS CRD OIL ETN | 2,070 | 1,538 | -532 | $73,000 | $50,000 | -$23,000 | 2014-05-16 |
|---|
| Q1 2014 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D589 | | VS 3XLNGNATGAS | 1,458 | 666 | -792 | $45,000 | $23,000 | -$22,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BANK PLC
CUSIP 06739H321 | | ETN DJUBSALUMI38 | 1,995 | 1,096 | -899 | $37,000 | $20,000 | -$17,000 | 2014-05-16 |
|---|
| Q1 2014 | SWEDISH EXPT CR CORP
CUSIP 870297603 | | ROG AGRI ETN22 | 41,017 | 34,553 | -6,464 | $327,000 | $310,000 | -$17,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06740P205 | | RUSS1000 3X LG | 144 | 18 | -126 | $18,000 | $3,000 | -$15,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K858 | | PS MTL DDL ETN | 1,475 | 376 | -1,099 | $20,000 | $6,000 | -$14,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H475 | | PS CMDT DL ETN | 2,856 | 742 | -2,114 | $19,000 | $6,000 | -$13,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06740L444 | | 30 YR TREAS BEAR | 1,349 | 1,206 | -143 | $50,000 | $38,000 | -$12,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06740L527 | | 30 YR TREAS BULL | 246 | 46 | -200 | $15,000 | $3,000 | -$12,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H467 | | PS CMDTY SH ETN | 1,707 | 1,536 | -171 | $36,000 | $47,000 | +$11,000 | 2014-05-16 |
|---|
| Q1 2014 | MORGAN STANLEY
CUSIP 61747W265 | | RUPEE/USD ETN | 670 | 275 | -395 | $21,000 | $10,000 | -$11,000 | 2014-05-16 |
|---|
| Q1 2014 | SWEDISH EXPT CR CORP
CUSIP 870297215 | | MLCX GRN ETN23 | 3,748 | 1,573 | -2,175 | $21,000 | $10,000 | -$11,000 | 2014-05-16 |
|---|
| Q1 2014 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P135 | | BIG PHARMA ETN | 248 | 41 | -207 | $10,000 | $2,000 | -$8,000 | 2014-05-16 |
|---|
| Q1 2014 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P184 | | ROGR ENH AGRIC | 1,503 | 988 | -515 | $31,000 | $23,000 | -$8,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154P188 | | 3X INV JAP GOV | 1,563 | 1,188 | -375 | $27,000 | $20,000 | -$7,000 | 2014-05-16 |
|---|
| Q1 2014 | HSBC USA INC
CUSIP 4042EP602 | | S&P CTI ETN 23 | 1,351 | 217 | -1,134 | $8,000 | $1,000 | -$7,000 | 2014-05-16 |
|---|
| Q1 2014 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P127 | | RBS OIL TRNDPL | 1,852 | 1,495 | -357 | $37,000 | $30,000 | -$7,000 | 2014-05-16 |
|---|
| Q1 2014 | UBS AG LONDON BRH
CUSIP 90268A691 | | FISH GR RK OFF | 635 | 332 | -303 | $12,000 | $6,000 | -$6,000 | 2014-05-16 |
|---|
| Q1 2014 | FIRSTSERVICE CORP
CUSIP 33761N109 | | SUB VTG SH | 781 | 590 | -191 | $33,000 | $28,000 | -$5,000 | 2014-05-16 |
|---|
| Q1 2014 | UBS AG JERSEY BRH
CUSIP 902641752 | | CMCI INDL ETN | 2,414 | 2,268 | -146 | $42,000 | $37,000 | -$5,000 | 2014-05-16 |
|---|
| Q1 2014 | SWEDISH EXPT CR CORP
CUSIP 870297199 | | MLCX BIO ETN23 | 942 | 450 | -492 | $9,000 | $5,000 | -$4,000 | 2014-05-16 |
|---|
| Q1 2014 | BARCLAYS BK PLC
CUSIP 06740P601 | | S&P 500 3X LNG | 696 | 686 | -10 | $101,000 | $103,000 | +$2,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H566 | | PS AGRI DS ETN | 1,339 | 1,280 | -59 | $19,000 | $21,000 | +$2,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K833 | | MTL SHRT ETN38 | 1,938 | 1,317 | -621 | $29,000 | $31,000 | +$2,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LDN BRH
CUSIP 25154H459 | | PS CMDT LG ETN | 2,011 | 1,291 | -720 | $23,000 | $22,000 | -$1,000 | 2014-05-16 |
|---|
| Q1 2014 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W407 | | PWRSHR 3X GERM | 1,383 | 1,273 | -110 | $45,000 | $46,000 | +$1,000 | 2014-05-16 |
|---|
| Q1 2014 | MORGAN STANLEY
CUSIP 617480272 | | LNG EURO ETN20 | 1,433 | 1,421 | -12 | $42,000 | $41,000 | -$1,000 | 2014-05-16 |
|---|
| Q1 2014 | IRSA INVERSIONES Y REP S A
CUSIP 450047204 | | GLOBL DEP RCPT | 42 | 36 | -6 | $1,000 | $0 | -$1,000 | 2014-05-16 |
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