UBS AG historic quarter change: USA Everything Else, Reduced
In partnership units, exchange-traded notes and anything else (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 116 positions, added to 327, reduced 307 and sold out of 115.
- Q4 2013: Stock POWERSHS DB US DOLLAR INDEX; Country of operation —; Class DOLL INDX BULL; Shares before 1,572,062.
- Q4 2013: Stock BARCLAYS BK PLC; Country of operation —; Class S&P 500 VEQTOR; Shares before 578,912.
- Q4 2013: Stock CVR REFNG LP; Country of operation —; Class COMUNIT REP LT; Shares before 229,784.
- Q4 2013: Stock BARCLAYS BANK PLC; Country of operation —; Class ETN DJUBS GRNS37; Shares before 64,759.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q4 2013 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D107 | | DOLL INDX BULL | 1,572,062 | 135,395 | -1,436,667 | $34,004,000 | $2,914,000 | -$31,090,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740C337 | | S&P 500 VEQTOR | 578,912 | 520,734 | -58,178 | $80,735,000 | $76,090,000 | -$4,645,000 | 2014-05-21 |
|---|
| Q4 2013 | CVR REFNG LP
CUSIP 12663P107 | | COMUNIT REP LT | 229,784 | 83,239 | -146,545 | $5,730,000 | $1,883,000 | -$3,847,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H305 | | ETN DJUBS GRNS37 | 64,759 | 23,220 | -41,539 | $2,966,000 | $1,001,000 | -$1,965,000 | 2014-05-21 |
|---|
| Q4 2013 | JPMORGAN CHASE & CO
CUSIP 46625H365 | | ALERIAN ML ETN | 765,672 | 698,714 | -66,958 | $34,149,000 | $32,385,000 | -$1,764,000 | 2014-05-21 |
|---|
| Q4 2013 | LEGACY RESERVES LP
CUSIP 524707304 | | UNIT LP INT | 485,025 | 406,575 | -78,450 | $13,105,000 | $11,450,000 | -$1,655,000 | 2014-05-21 |
|---|
| Q4 2013 | SWEDISH EXPT CR CORP
CUSIP 870297306 | | RG ENRGY ETN22 | 171,021 | 5,991 | -165,030 | $1,181,000 | $42,000 | -$1,139,000 | 2014-05-21 |
|---|
| Q4 2013 | ARCELORMITTAL SA LUXEMBOURG
CUSIP L0302D178 | | MAND CV NT 16 | 348,713 | 249,424 | -99,289 | $7,494,000 | $6,485,000 | -$1,009,000 | 2014-05-21 |
|---|
| Q4 2013 | SWEDISH EXPT CR CORP
CUSIP 870297603 | | ROG AGRI ETN22 | 158,373 | 41,017 | -117,356 | $1,308,000 | $327,000 | -$981,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06738C794 | | IPSPGS TTL ETN | 61,732 | 33,089 | -28,643 | $2,022,000 | $1,078,000 | -$944,000 | 2014-05-21 |
|---|
| Q4 2013 | ARCELORMITTAL SA LUXEMBOURG
CUSIP 03938L104 | | NY REGISTRY SH | 809,547 | 671,527 | -138,020 | $11,067,000 | $11,980,000 | +$913,000 | 2014-05-21 |
|---|
| Q4 2013 | TEEKAY OFFSHORE PARTNERS L P
CUSIP Y8565J101 | | PARTNERSHIP UN | 632,890 | 612,392 | -20,498 | $21,113,000 | $20,264,000 | -$849,000 | 2014-05-21 |
|---|
| Q4 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B200 | | DB PREC MTLS | 42,826 | 26,767 | -16,059 | $1,870,000 | $1,049,000 | -$821,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06739F101 | | ETN DJUBS COPR37 | 20,393 | 888 | -19,505 | $830,000 | $37,000 | -$793,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06738C786 | | IPSP CROIL ETN | 62,362 | 41,004 | -21,358 | $1,511,000 | $948,000 | -$563,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H271 | | ETN DJUBSCOTTN38 | 13,756 | 3,974 | -9,782 | $767,000 | $211,000 | -$556,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740C519 | | IPATH S&P MT ETN | 18,223 | 652 | -17,571 | $342,000 | $10,000 | -$332,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H743 | | ETN DJUBSLVSTK37 | 24,662 | 13,730 | -10,932 | $682,000 | $373,000 | -$309,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H206 | | ETN DJUBS AGRI37 | 46,831 | 43,779 | -3,052 | $2,305,000 | $2,037,000 | -$268,000 | 2014-05-21 |
|---|
| Q4 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B309 | | DB SILVER FUND | 25,357 | 24,014 | -1,343 | $924,000 | $776,000 | -$148,000 | 2014-05-21 |
|---|
| Q4 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B705 | | DB BASE METALS | 183,619 | 173,816 | -9,803 | $3,072,000 | $2,931,000 | -$141,000 | 2014-05-21 |
|---|
| Q4 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B606 | | DB GOLD FUND | 4,261 | 1,832 | -2,429 | $190,000 | $74,000 | -$116,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06739F135 | | ETN CBOE SPBUY | 2,853 | 959 | -1,894 | $157,000 | $56,000 | -$101,000 | 2014-05-21 |
|---|
| Q4 2013 | SWEDISH EXPT CR CORP
CUSIP 870297405 | | RG METAL ETN22 | 11,722 | 1,630 | -10,092 | $107,000 | $14,000 | -$93,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H412 | | CARRY ETN 38 | 8,782 | 7,434 | -1,348 | $387,000 | $311,000 | -$76,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG LONDON BRH
CUSIP 90268A691 | | FISH GR RK OFF | 3,410 | 635 | -2,775 | $65,000 | $12,000 | -$53,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740L477 | | US TRES STEEP | 1,609 | 344 | -1,265 | $64,000 | $14,000 | -$50,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06739F176 | | IP GBP/USD ETN | 1,333 | 173 | -1,160 | $57,000 | $8,000 | -$49,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06739F291 | | IPMS INDIA ETN | 33,969 | 30,964 | -3,005 | $1,719,000 | $1,765,000 | +$46,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG JERSEY BRH
CUSIP 902641646 | | ALERIAN INFRST | 83,131 | 83,017 | -114 | $3,227,000 | $3,273,000 | +$46,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE AG NASSAU BRH
CUSIP 22539T100 | | EXCH TRAD SPVXSP | 1,144 | 436 | -708 | $57,000 | $15,000 | -$42,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06738G407 | | ETN DJUBS IND MT | 1,643 | 600 | -1,043 | $49,000 | $18,000 | -$31,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740L592 | | IPATH INVS&P STF | 6,056 | 5,396 | -660 | $232,000 | $208,000 | -$24,000 | 2014-05-21 |
|---|
| Q4 2013 | MORGAN STANLEY
CUSIP 61747W257 | | RENMIN/USD ETN | 5,059 | 4,490 | -569 | $215,000 | $194,000 | -$21,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D688 | | 3X LONG GOLD | 1,275 | 147 | -1,128 | $23,000 | $2,000 | -$21,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W506 | | PWRSHR DB GERM | 991 | 143 | -848 | $24,000 | $3,000 | -$21,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739G851 | | IPTH JPY/USD ETN | 3,360 | 3,260 | -100 | $196,000 | $177,000 | -$19,000 | 2014-05-21 |
|---|
| Q4 2013 | HANCOCK JOHN INV TRUST
CUSIP 41013P749 | United States | TAX ADV GLB SH | 26,795 | 23,458 | -3,337 | $309,000 | $292,000 | -$17,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K809 | | PS CRD OIL ETN | 2,621 | 2,070 | -551 | $88,000 | $73,000 | -$15,000 | 2014-05-21 |
|---|
| Q4 2013 | UBS AG LONDON BRH
CUSIP 90267B815 | | DLY LNGSHT OIL | 574 | 188 | -386 | $14,000 | $2,000 | -$12,000 | 2014-05-21 |
|---|
| Q4 2013 | LEHIGH GAS PARTNERS LP
CUSIP 524814100 | | UT LTD PTN INT | 565 | 142 | -423 | $16,000 | $4,000 | -$12,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K858 | | PS MTL DDL ETN | 2,147 | 1,475 | -672 | $31,000 | $20,000 | -$11,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K874 | | PS CR OIL SH ETN | 610 | 300 | -310 | $23,000 | $12,000 | -$11,000 | 2014-05-21 |
|---|
| Q4 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D548 | | VS 3XINV CRUDE | 1,585 | 1,147 | -438 | $47,000 | $37,000 | -$10,000 | 2014-05-21 |
|---|
| Q4 2013 | CURRENCYSHARES SWEDISH KRONA
CUSIP 23129R108 | | SWEDISH KRONA | 1,247 | 1,182 | -65 | $193,000 | $183,000 | -$10,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740H674 | | LNGB S&P500 14 | 425 | 412 | -13 | $61,000 | $70,000 | +$9,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P239 | | IPTH NAT GAS | 4,935 | 4,895 | -40 | $134,000 | $142,000 | +$8,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740L485 | | US TRES FLATT | 1,825 | 1,780 | -45 | $105,000 | $97,000 | -$8,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H255 | | ETN DJUBSPLATM38 | 300 | 50 | -250 | $9,000 | $2,000 | -$7,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P262 | | IPTH AGRIC ETN | 1,722 | 1,599 | -123 | $73,000 | $66,000 | -$7,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H230 | | ETN DJUBSSOFT 38 | 999 | 949 | -50 | $47,000 | $41,000 | -$6,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06739F184 | | IP EUR/USD ETN | 450 | 356 | -94 | $24,000 | $19,000 | -$5,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BK PLC
CUSIP 06740P403 | | RUSS2000 3X LG | 677 | 559 | -118 | $85,000 | $81,000 | -$4,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154N522 | | DB 3X LONG UST | 597 | 563 | -34 | $20,000 | $16,000 | -$4,000 | 2014-05-21 |
|---|
| Q4 2013 | FIRSTSERVICE CORP
CUSIP 33761N109 | | SUB VTG SH | 925 | 781 | -144 | $36,000 | $33,000 | -$3,000 | 2014-05-21 |
|---|
| Q4 2013 | BARCLAYS BANK PLC
CUSIP 06739H164 | | ETN GLB CARB38 | 281 | 15 | -266 | $2,000 | $0 | -$2,000 | 2014-05-21 |
|---|
| Q4 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W209 | | PWSH 3X JAP GV | 303 | 233 | -70 | $7,000 | $5,000 | -$2,000 | 2014-05-21 |
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