UBS AG historic quarter change: USA Everything Else, Reduced
In partnership units, exchange-traded notes and anything else (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, UBS AG opened 116 positions, added to 327, reduced 307 and sold out of 115.
- Q3 2013: Stock JPMORGAN CHASE & CO; Country of operation —; Class ALERIAN ML ETN; Shares before 949,116.
- Q3 2013: Stock PIONEER SOUTHWST ENRG PRTNR; Country of operation —; Class UNIT LP INT; Shares before 1,395,106.
- Q3 2013: Stock POWERSHS DB US DOLLAR INDEX; Country of operation —; Class DOLL INDX BULL; Shares before 1,915,411.
- Q3 2013: Stock CARNIVAL CORP; Country of operation —; Class PAIRED CTF; Shares before 494,462.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1114446), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-16); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-05-21); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2002-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2013 | JPMORGAN CHASE & CO
CUSIP 46625H365 | | ALERIAN ML ETN | 949,116 | 765,672 | -183,444 | $44,267,000 | $34,149,000 | -$10,118,000 | 2013-11-13 |
|---|
| Q3 2013 | PIONEER SOUTHWST ENRG PRTNR
CUSIP 72388B106 | | UNIT LP INT | 1,395,106 | 868,273 | -526,833 | $47,824,000 | $38,404,000 | -$9,420,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D107 | | DOLL INDX BULL | 1,915,411 | 1,572,062 | -343,349 | $43,212,000 | $34,004,000 | -$9,208,000 | 2013-11-13 |
|---|
| Q3 2013 | CARNIVAL CORP
CUSIP 143658300 | | PAIRED CTF | 494,462 | 366,118 | -128,344 | $16,955,000 | $11,951,000 | -$5,004,000 | 2013-11-13 |
|---|
| Q3 2013 | BOARDWALK PIPELINE PARTNERS
CUSIP 096627104 | | UT LTD PARTNER | 1,735,101 | 1,596,154 | -138,947 | $52,400,000 | $48,475,000 | -$3,925,000 | 2013-11-13 |
|---|
| Q3 2013 | LEGACY RESERVES LP
CUSIP 524707304 | | UNIT LP INT | 603,321 | 485,025 | -118,296 | $16,048,000 | $13,105,000 | -$2,943,000 | 2013-11-13 |
|---|
| Q3 2013 | ARCELORMITTAL SA LUXEMBOURG
CUSIP L0302D178 | | MAND CV NT 16 | 548,240 | 348,713 | -199,527 | $10,290,000 | $7,494,000 | -$2,796,000 | 2013-11-13 |
|---|
| Q3 2013 | LINNCO LLC
CUSIP 535782106 | | COMSHS LTD INT | 212,761 | 185,547 | -27,214 | $7,930,000 | $5,414,000 | -$2,516,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740C519 | | IPATH S&P MT ETN | 103,745 | 18,223 | -85,522 | $2,392,000 | $342,000 | -$2,050,000 | 2013-11-13 |
|---|
| Q3 2013 | INERGY MIDSTREAM LP
CUSIP 45671U106 | | U LTD PARTNERS | 479,378 | 408,057 | -71,321 | $10,662,000 | $9,010,000 | -$1,652,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06739F291 | | IPMS INDIA ETN | 49,824 | 33,969 | -15,855 | $2,667,000 | $1,719,000 | -$948,000 | 2013-11-13 |
|---|
| Q3 2013 | SWEDISH EXPT CR CORP
CUSIP 870297801 | | ROG TTL ETN 22 | 720,461 | 602,657 | -117,804 | $5,742,000 | $4,984,000 | -$758,000 | 2013-11-13 |
|---|
| Q3 2013 | ARCELORMITTAL SA LUXEMBOURG
CUSIP 03938L104 | | NY REGISTRY SH | 926,061 | 809,547 | -116,514 | $10,372,000 | $11,067,000 | +$695,000 | 2013-11-13 |
|---|
| Q3 2013 | ROYAL BK SCOTLAND PLC
CUSIP 78009L407 | | GOLD TRENDP ETN | 104,093 | 81,872 | -22,221 | $2,918,000 | $2,292,000 | -$626,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06739F101 | | ETN DJUBS COPR37 | 37,253 | 20,393 | -16,860 | $1,397,000 | $830,000 | -$567,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06738C786 | | IPSP CROIL ETN | 87,176 | 62,362 | -24,814 | $1,948,000 | $1,511,000 | -$437,000 | 2013-11-13 |
|---|
| Q3 2013 | UBS AG JERSEY BRH
CUSIP 902641646 | | ALERIAN INFRST | 90,784 | 83,131 | -7,653 | $3,566,000 | $3,227,000 | -$339,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H743 | | ETN DJUBSLVSTK37 | 36,817 | 24,662 | -12,155 | $999,000 | $682,000 | -$317,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB US DOLLAR INDEX
CUSIP 73936D206 | | DOLL INDX BEAR | 26,585 | 14,281 | -12,304 | $691,000 | $387,000 | -$304,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H271 | | ETN DJUBSCOTTN38 | 18,853 | 13,756 | -5,097 | $1,021,000 | $767,000 | -$254,000 | 2013-11-13 |
|---|
| Q3 2013 | CURRENCYSHARES SWEDISH KRONA
CUSIP 23129R108 | | SWEDISH KRONA | 2,917 | 1,247 | -1,670 | $433,000 | $193,000 | -$240,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H206 | | ETN DJUBS AGRI37 | 50,209 | 46,831 | -3,378 | $2,545,000 | $2,305,000 | -$240,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H305 | | ETN DJUBS GRNS37 | 65,774 | 64,759 | -1,015 | $3,201,000 | $2,966,000 | -$235,000 | 2013-11-13 |
|---|
| Q3 2013 | CURRENCYSHARES SWISS FRANC T
CUSIP 23129V109 | | SWISS FRANC SH | 4,282 | 2,228 | -2,054 | $445,000 | $242,000 | -$203,000 | 2013-11-13 |
|---|
| Q3 2013 | ALON USA PARTNERS LP
CUSIP 02052T109 | | UT LTDPART INT | 10,334 | 3,813 | -6,521 | $246,000 | $47,000 | -$199,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H750 | | ETN DJUBS ENRG37 | 38,990 | 27,625 | -11,365 | $655,000 | $473,000 | -$182,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B101 | | DB ENERGY FUND | 24,432 | 18,964 | -5,468 | $664,000 | $534,000 | -$130,000 | 2013-11-13 |
|---|
| Q3 2013 | MACQUARIE INFRASTR CO LLC
CUSIP 55608B105 | | MEMBERSHIP INT | 8,175 | 5,789 | -2,386 | $437,000 | $310,000 | -$127,000 | 2013-11-13 |
|---|
| Q3 2013 | MORGAN STANLEY
CUSIP 61747W257 | | RENMIN/USD ETN | 7,413 | 5,059 | -2,354 | $312,000 | $215,000 | -$97,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740L592 | | IPATH INVS&P STF | 7,706 | 6,056 | -1,650 | $294,000 | $232,000 | -$62,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06741L609 | | IPATH DYNM VIX | 1,945 | 541 | -1,404 | $83,000 | $21,000 | -$62,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06739F119 | | ETN DJUBS NCKL37 | 4,621 | 1,410 | -3,211 | $85,000 | $26,000 | -$59,000 | 2013-11-13 |
|---|
| Q3 2013 | GOLDMAN SACHS GROUP INC
CUSIP 38144L852 | | SP ENHCMD37ETN | 1,277 | 80 | -1,197 | $57,000 | $4,000 | -$53,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H255 | | ETN DJUBSPLATM38 | 2,079 | 300 | -1,779 | $62,000 | $9,000 | -$53,000 | 2013-11-13 |
|---|
| Q3 2013 | UBS AG LONDON BRH
CUSIP 90268A717 | | ETRACS FIS GART | 1,936 | 136 | -1,800 | $53,000 | $4,000 | -$49,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K874 | | PS CR OIL SH ETN | 1,457 | 610 | -847 | $60,000 | $23,000 | -$37,000 | 2013-11-13 |
|---|
| Q3 2013 | POWERSHS DB MULTI SECT COMM
CUSIP 73936B200 | | DB PREC MTLS | 45,373 | 42,826 | -2,547 | $1,834,000 | $1,870,000 | +$36,000 | 2013-11-13 |
|---|
| Q3 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D548 | | VS 3XINV CRUDE | 2,045 | 1,585 | -460 | $81,000 | $47,000 | -$34,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740P239 | | IPTH NAT GAS | 5,950 | 4,935 | -1,015 | $168,000 | $134,000 | -$34,000 | 2013-11-13 |
|---|
| Q3 2013 | SUNCOKE ENERGY PARTNERS L P
CUSIP 86722Y101 | | COMUNIT REP LT | 2,783 | 1,391 | -1,392 | $61,000 | $33,000 | -$28,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06738C794 | | IPSPGS TTL ETN | 64,112 | 61,732 | -2,380 | $1,995,000 | $2,022,000 | +$27,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154P188 | | 3X INV JAP GOV | 2,116 | 809 | -1,307 | $40,000 | $14,000 | -$26,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739G851 | | IPTH JPY/USD ETN | 3,876 | 3,360 | -516 | $222,000 | $196,000 | -$26,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W506 | | PWRSHR DB GERM | 2,040 | 991 | -1,049 | $49,000 | $24,000 | -$25,000 | 2013-11-13 |
|---|
| Q3 2013 | MORGAN STANLEY TRUSTS
CUSIP 61745P874 | | INCOME SECS INC | 13,789 | 12,586 | -1,203 | $234,000 | $209,000 | -$25,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K866 | | PS CR OIL LG ETN | 2,134 | 262 | -1,872 | $27,000 | $4,000 | -$23,000 | 2013-11-13 |
|---|
| Q3 2013 | CREDIT SUISSE NASSAU BRH
CUSIP 22542D530 | | VS 3XLNGNATGAS | 1,637 | 191 | -1,446 | $24,000 | $3,000 | -$21,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740P270 | | IPT GRAINS ETN | 978 | 593 | -385 | $46,000 | $27,000 | -$19,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740L485 | | US TRES FLATT | 2,138 | 1,825 | -313 | $123,000 | $105,000 | -$18,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740H666 | | LNGC S&P500 14 | 197 | 102 | -95 | $40,000 | $23,000 | -$17,000 | 2013-11-13 |
|---|
| Q3 2013 | GS FIN CORP
CUSIP 362273104 | | ETN CLAYMORE37 | 1,035 | 178 | -857 | $18,000 | $3,000 | -$15,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W407 | | PWRSHR 3X GERM | 1,033 | 583 | -450 | $34,000 | $20,000 | -$14,000 | 2013-11-13 |
|---|
| Q3 2013 | UBS AG LONDON BRH
CUSIP 90268A691 | | FISH GR RK OFF | 3,710 | 3,410 | -300 | $76,000 | $65,000 | -$11,000 | 2013-11-13 |
|---|
| Q3 2013 | MORGAN STANLEY
CUSIP 61747W265 | | RUPEE/USD ETN | 462 | 165 | -297 | $16,000 | $5,000 | -$11,000 | 2013-11-13 |
|---|
| Q3 2013 | JPMORGAN CHASE & CO
CUSIP 46625H761 | | ETN 130/30 23 | 806 | 677 | -129 | $28,000 | $20,000 | -$8,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154K858 | | PS MTL DDL ETN | 2,414 | 2,147 | -267 | $38,000 | $31,000 | -$7,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H297 | | ETN DJUBSCOFFE38 | 2,482 | 2,409 | -73 | $63,000 | $56,000 | -$7,000 | 2013-11-13 |
|---|
| Q3 2013 | UBS AG LONDON BRH
CUSIP 90267B815 | | DLY LNGSHT OIL | 774 | 574 | -200 | $19,000 | $14,000 | -$5,000 | 2013-11-13 |
|---|
| Q3 2013 | DEUTSCHE BK AG LONDON BRH
CUSIP 25154W605 | | PWSH 3X ITL TR | 1,058 | 858 | -200 | $32,000 | $28,000 | -$4,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H248 | | ETN DJUBS PMET38 | 155 | 82 | -73 | $10,000 | $6,000 | -$4,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06740P197 | | IPTH LEAD ETN | 161 | 61 | -100 | $6,000 | $2,000 | -$4,000 | 2013-11-13 |
|---|
| Q3 2013 | UBS AG JERSEY BRH
CUSIP 902641661 | | S&P500 GLD ETN | 498 | 470 | -28 | $20,000 | $23,000 | +$3,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BANK PLC
CUSIP 06739H164 | | ETN GLB CARB38 | 840 | 281 | -559 | $5,000 | $2,000 | -$3,000 | 2013-11-13 |
|---|
| Q3 2013 | SWEDISH EXPT CR CORP
CUSIP 870297405 | | RG METAL ETN22 | 12,175 | 11,722 | -453 | $105,000 | $107,000 | +$2,000 | 2013-11-13 |
|---|
| Q3 2013 | SWEDISH EXPT CR CORP
CUSIP 870297215 | | MLCX GRN ETN23 | 2,397 | 2,167 | -230 | $15,000 | $13,000 | -$2,000 | 2013-11-13 |
|---|
| Q3 2013 | BARCLAYS BK PLC
CUSIP 06741K486 | | IPATH LN ENHAN | 1,286 | 1,186 | -100 | $47,000 | $45,000 | -$2,000 | 2013-11-13 |
|---|
| Q3 2013 | MORGAN STANLEY
CUSIP 617480272 | | LNG EURO ETN20 | 685 | 665 | -20 | $18,000 | $19,000 | +$1,000 | 2013-11-13 |
|---|
| Q3 2013 | ROYAL BK OF SCOTLAND PLC
CUSIP 78009P218 | | ROGR ENH INMET | 1,535 | 1,449 | -86 | $35,000 | $34,000 | -$1,000 | 2013-11-13 |
|---|
| Q3 2013 | LEHIGH GAS PARTNERS LP
CUSIP 524814100 | | UT LTD PTN INT | 646 | 565 | -81 | $16,000 | $16,000 | $0 | 2013-11-13 |
|---|
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