SYMPHONY ASSET MANAGEMENT LLC Historic Quarter Change: USA Options, Added

SYMPHONY ASSET MANAGEMENT LLC historic quarter change: USA Options, Added

In put and call options, at their filed underlying value (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, SYMPHONY ASSET MANAGEMENT LLC opened 59 positions, added to 6, reduced 5 and sold out of 70.

Q4 2014: Stock RIG; Country of operation —; Class COM · Put; Shares before 65,000.
Q4 2014: Stock HYG; Country of operation —; Class COM · Put; Shares before 12,500.
Q1 2014: Stock Sears Holdings Corporation; Country of operation —; Class COM · Put; Shares before 10,000.
Q4 2013: Stock SPY; Country of operation —; Class COM · Put; Shares before 40,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1030815), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-12); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-06-30.

Quarter	Stock	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q4 2014	RIG TRANSOCEAN LTD	COM · Put	65,000	75,000	+10,000	$2,078,000	$1,375,000	-$703,000	2015-02-09
Q4 2014	HYG ISHARES IBOXX HIGH YIELD COR	COM · Put	12,500	15,000	+2,500	$1,149,000	$1,344,000	+$195,000	2015-02-09
Q1 2014	Sears Holdings Corporation CUSIP 812350106	COM · Put	10,000	12,500	+2,500	$490,000	$597,000	+$107,000	2014-05-15
Q4 2013	SPY SPDR S&P 500	COM · Put	40,000	55,000	+15,000	$6,720,000	$10,158,000	+$3,438,000	2014-02-11
Q3 2013	XME SPDR S&P Metals & Mining	COM · Put	30,000	70,500	+40,500	$995,000	$2,584,000	+$1,589,000	2013-11-13
Q3 2013	SPY SPDR S&P 500	COM · Put	32,500	40,000	+7,500	$5,214,000	$6,720,000	+$1,506,000	2013-11-13

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