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SYMPHONY ASSET MANAGEMENT LLC Historic Quarter Change: Foreign Stocks, Added

SYMPHONY ASSET MANAGEMENT LLC historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, SYMPHONY ASSET MANAGEMENT LLC opened 86 positions, added to 33, reduced 63 and sold out of 78.

  • Q4 2015: Stock ING; Country of operation —; Class ADR; Shares before 76,541.
  • Q4 2015: Stock LYG; Country of operation —; Class ADR; Shares before 48,052.
  • Q3 2015: Stock PAC; Country of operation —; Class ADR; Shares before 6,063.
  • Q3 2015: Stock NVO; Country of operation —; Class ADR; Shares before 18,883.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1030815), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-10); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-12); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-13). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-06-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015ING
ING GROEP N.V.-SPONSORED ADR
ADR76,541129,850+53,309$1,082,000$1,747,000+$665,0002016-02-12
Q4 2015LYG
LLOYDS BANKING GROUP PLC-ADR
ADR48,05268,065+20,013$221,000$296,000+$75,0002016-02-12
Q3 2015PAC
GRUPO AEROPORTUARIO PAC-ADR
ADR6,0637,277+1,214$415,000$632,000+$217,0002015-11-10
Q3 2015NVO
NOVO-NORDISK A/S-SPONS ADR
ADR18,88322,654+3,771$1,034,000$1,229,000+$195,0002015-11-10
Q3 2015NTES
NETEASE INC-ADR
ADR3,5195,521+2,002$510,000$663,000+$153,0002015-11-10
Q3 2015TLK
TELEKOMUNIK INDONESIA-SP ADR
ADR11,78318,428+6,645$511,000$657,000+$146,0002015-11-10
Q3 2015SNY
SANOFI-ADR
ADR19,25823,106+3,848$954,000$1,097,000+$143,0002015-11-10
Q3 2015CUK
CARNIVAL PLC-ADR
ADR12,41414,891+2,477$636,000$770,000+$134,0002015-11-10
Q3 2015KEP
KOREA ELEC POWER CORP-SP ADR
ADR32,94038,631+5,691$671,000$792,000+$121,0002015-11-10
Q3 2015NTTYY
NIPPON TELEGRAPH & TELE-ADR
JapanADR17,24820,697+3,449$626,000$730,000+$104,0002015-11-10
Q3 2015ULXXXX
UNILEVER PLC-SPONSORED ADR
ADR15,93219,109+3,177$684,000$780,000+$96,0002015-11-10
Q3 2015GRFS
GRIFOLS SA-ADR
ADR16,11319,340+3,227$499,000$588,000+$89,0002015-11-10
Q3 2015BHP
BHP BILLITON LTD-SPON ADR
ADR18,91821,626+2,708$770,000$684,000-$86,0002015-11-10
Q3 2015BP
BP PLC-SPONS ADR
ADR24,16528,985+4,820$966,000$886,000-$80,0002015-11-10
Q3 2015TM
TOYOTA MOTOR CORP -SPON ADR
ADR8,86410,633+1,769$1,185,000$1,247,000+$62,0002015-11-10
Q3 2015CHT
CHUNGHWA TELECOM LT-SPON ADR
ADR21,17224,233+3,061$676,000$733,000+$57,0002015-11-10
Q3 2015TEVA
TEVA PHARMACEUTICAL-SP ADR
ADR13,09614,133+1,037$774,000$798,000+$24,0002015-11-10
Q3 2015SMFG
SUMITOMO MITSUI-SPONS ADR
ADR88,130105,727+17,597$783,000$806,000+$23,0002015-11-10
Q3 2015NMR
NOMURA HOLDINGS INC-SPON ADR
ADR91,338109,565+18,227$618,000$638,000+$20,0002015-11-10
Q3 2015MUFG
MITSUBISHI UFJ FINL-SPON ADR
ADR136,580163,843+27,263$986,000$997,000+$11,0002015-11-10
Q1 2015NVS
NOVARTIS AG-SPONSORED ADR
ADR2,34114,514+12,173$217,000$1,431,000+$1,214,0002015-05-13
Q1 2015TEVA
TEVA PHARMACEUTICAL-SP ADR
ADR9,18921,989+12,800$528,000$1,369,000+$841,0002015-05-13
Q1 2015VIPS
VIPSHOP HOLDINGS LTD - ADS
COM10,20028,591+18,391$200,000$841,000+$641,0002015-05-13
Q1 2015TSM
TAIWAN SEMICONDUCTOR-SP ADR
ADR9,71831,982+22,264$218,000$751,000+$533,0002015-05-13
Q1 2015LPL
LG DISPLAY CO LTD-ADR
ADR14,61749,026+34,409$221,000$701,000+$480,0002015-05-13
Q1 2015BBD
BANCO BRADESCO-ADR
ADR14,88059,378+44,498$198,000$551,000+$353,0002015-05-13
Q4 2014SNY
SANOFI-ADR
ADR4,06542,315+38,250$230,000$1,930,000+$1,700,0002015-02-09
Q4 2014SAN
BANCO SANTANDER SA-SPON ADR
ADR102,512110,025+7,513$974,000$916,000-$58,0002015-02-09
Q4 2014NVS
NOVARTIS AG-ADR
ADR2,1412,341+200$202,000$217,000+$15,0002015-02-09
Q4 2014LPL
LG DISPLAY CO LTD-ADR
ADR13,23014,617+1,387$208,000$221,000+$13,0002015-02-09
Q3 2014ING
ING GROEP N.V.-SPONSORED ADR
ADR136,434138,757+2,323$1,913,000$1,969,000+$56,0002014-11-12
Q2 2014ING
ING GROEP N.V.-SPONSORED ADR
ADR68,436136,434+67,998$975,000$1,913,000+$938,0002014-08-14
Q4 2013ING
ING GROEP N.V.-SPONSORED ADR
ADR106,120192,450+86,330$1,204,000$2,696,000+$1,492,0002014-02-11

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