ROCKEFELLER FINANCIAL SERVICES INC current holdings: USA Stocks
ROCKEFELLER FINANCIAL SERVICES INC reported $3.42 billion in share positions in stocks (listed in the US), 255 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are MSFT, JPM, CVS.
- MTD: Country of operation —; Class Common; Shares 3,543; Value $1,487,000.
- T: Country of operation United States; Class Common; Shares 34,000; Value $1,381,000.
- BMY: Country of operation United States; Class Common; Shares 25,312; Value $1,365,000.
- DUK: Country of operation United States; Class Common; Shares 17,016; Value $1,362,000.
Form 13F-HR as filed (SEC CIK 869878): quarter ended 2016-09-30, filed 2016-10-28. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| MTD Mettler-Toledo International | Common | 3,543 | $1,487,000 | 0.04% | 2016-09-30 | 2016-10-28 | +266.18% | |
| T AT&T Inc | United States | Common | 34,000 | $1,381,000 | 0.04% | 2016-09-30 | 2016-10-28 | -20.18% |
| BMY Bristol Myers Squibb Co. | United States | Common | 25,312 | $1,365,000 | 0.04% | 2016-09-30 | 2016-10-28 | +16.58% |
| DUK Duke Energy Corporation | United States | Common | 17,016 | $1,362,000 | 0.04% | 2016-09-30 | 2016-10-28 | +42.69% |
| LNG Cheniere Energy, Inc. | United States | Common | 29,876 | $1,303,000 | 0.04% | 2016-09-30 | 2016-10-28 | +513.05% |
| NCLH Norwegian Cruise Line Holdings Ltd. | United States | Common | 33,520 | $1,264,000 | 0.04% | 2016-09-30 | 2016-10-28 | -60.74% |
| OXY Occidental Petroleum Corporation | United States | Common | 16,678 | $1,216,000 | 0.03% | 2016-09-30 | 2016-10-28 | — split 2020-03-09, ratio not on file |
| META Facebook Inc. | United States | Class A | 9,273 | $1,189,000 | 0.03% | 2016-09-30 | 2016-10-28 | +475.96% |
| EPD Enterprise Products Partners MLP | United States | Master Limited Partnership | 41,347 | $1,143,000 | 0.03% | 2016-09-30 | 2016-10-28 | +30.37% |
| XYL Xylem Inc. | United States | Common | 21,593 | $1,133,000 | 0.03% | 2016-09-30 | 2016-10-28 | +92.43% |
| SYK Stryker Corporation | United States | Common | 9,691 | $1,128,000 | 0.03% | 2016-09-30 | 2016-10-28 | +139.47% |
| TGT Target Corporation | United States | Common | 15,730 | $1,080,000 | 0.03% | 2016-09-30 | 2016-10-28 | +127.77% |
| ADP Automatic Data Processing | United States | Common | 11,255 | $993,000 | 0.03% | 2016-09-30 | 2016-10-28 | +196.83% |
| PCG PG&E Corporation | United States | Common | 15,976 | $977,000 | 0.03% | 2016-09-30 | 2016-10-28 | — split 2019-01-14, ratio not on file |
| AOS Smith (A.O.) Corp | United States | Common | 9,804 | $969,000 | 0.03% | 2016-09-30 | 2016-10-28 | +17.45% |
| ALSN Allison Transmission Holdings, Inc. | United States | Common | 33,000 | $946,000 | 0.03% | 2016-09-30 | 2016-10-28 | +294.04% |
| NSC Norfolk Southern Corp. | United States | Common | 9,291 | $902,000 | 0.03% | 2016-09-30 | 2016-10-28 | +222.48% |
| HAL Halliburton Co. | United States | Common | 20,036 | $899,000 | 0.02% | 2016-09-30 | 2016-10-28 | -29.72% |
| GS Goldman Sachs Group, Inc. | United States | Common | 5,481 | $884,000 | 0.02% | 2016-09-30 | 2016-10-28 | +468.14% |
| CHTR Charter Communications Inc. | United States | Class A | 3,189 | $861,000 | 0.02% | 2016-09-30 | 2016-10-28 | -59.01% |
| PAA Plains All American Pipeline, MLP | United States | Master Limited Partnership | 25,956 | $816,000 | 0.02% | 2016-09-30 | 2016-10-28 | -23.81% |
| ADBE Adobe Systems Incorporated | United States | Common | 7,498 | $814,000 | 0.02% | 2016-09-30 | 2016-10-28 | +114.82% |
| EQT EQT Corporation | United States | Common | 11,085 | $805,000 | 0.02% | 2016-09-30 | 2016-10-28 | +23.65% |
| ACN Accenture Plc | Common | 6,375 | $779,000 | 0.02% | 2016-09-30 | 2016-10-28 | +44.98% | |
| SLB Schlumberger Ltd. | Common | 9,577 | $753,000 | 0.02% | 2016-09-30 | 2016-10-28 | -36.58% | |
| DHR Danaher Corporation | United States | Common | 9,393 | $736,000 | 0.02% | 2016-09-30 | 2016-10-28 | +225.38% |
| DVN Devon Energy Corporation | United States | Common | 16,549 | $730,000 | 0.02% | 2016-09-30 | 2016-10-28 | +5.64% |
| USB US Bancorp | United States | Common | 16,567 | $711,000 | 0.02% | 2016-09-30 | 2016-10-28 | +35.56% |
| EL The Estee Lauder Companies Inc. Class A | United States | Class A | 7,785 | $689,000 | 0.02% | 2016-09-30 | 2016-10-28 | +6.56% |
| WAT Waters Corporation | United States | Common | 4,226 | $670,000 | 0.02% | 2016-09-30 | 2016-10-28 | +179.68% |
| HUM Humana Inc. | United States | Common | 3,498 | $619,000 | 0.02% | 2016-09-30 | 2016-10-28 | +118.71% |
| CB Chubb Limited | Common | 4,884 | $614,000 | 0.02% | 2016-09-30 | 2016-10-28 | +164.29% | |
| AMGN Amgen Inc. | United States | Common | 3,669 | $612,000 | 0.02% | 2016-09-30 | 2016-10-28 | +153.97% |
| ZBH Zimmer Biomet Holdings, Inc. | United States | Common | 4,456 | $579,000 | 0.02% | 2016-09-30 | 2016-10-28 | -27.64% |
| MET MetLife, Inc. | United States | Common | 12,715 | $565,000 | 0.02% | 2016-09-30 | 2016-10-28 | +140.41% |
| BAC Bank of America Corporation | United States | Common | 34,088 | $533,000 | 0.01% | 2016-09-30 | 2016-10-28 | +251.18% |
| C Citigroup Inc. | United States | Common | 11,148 | $527,000 | 0.01% | 2016-09-30 | 2016-10-28 | +176.94% |
| TTEK Tetra Tech, Inc. | United States | Common | 14,860 | $527,000 | 0.01% | 2016-09-30 | 2016-10-28 | +375.05% |
| CCK Crown Holdings, Inc. | United States | Common | 9,093 | $519,000 | 0.01% | 2016-09-30 | 2016-10-28 | +86.28% |
| PSX Phillips 66 | United States | Common | 6,417 | $517,000 | 0.01% | 2016-09-30 | 2016-10-28 | +213.16% |
| LLY Eli Lilly & Co. | United States | Common | 6,070 | $487,000 | 0.01% | 2016-09-30 | 2016-10-28 | +1375.99% |
| HP Helmerich & Payne, Inc. | United States | Common | 7,200 | $485,000 | 0.01% | 2016-09-30 | 2016-10-28 | -45.60% |
| DVA DaVita, Inc. | United States | Common | 7,200 | $476,000 | 0.01% | 2016-09-30 | 2016-10-28 | +165.16% |
| VZ Verizon Communications | United States | Common | 9,065 | $471,000 | 0.01% | 2016-09-30 | 2016-10-28 | -11.54% |
| ITRI Itron, Inc. | United States | Common | 8,436 | $470,000 | 0.01% | 2016-09-30 | 2016-10-28 | +56.73% |
| APD Air Products and Chemicals, Inc. | United States | Common | 3,000 | $451,000 | 0.01% | 2016-09-30 | 2016-10-28 | +100.76% |
| GWW Grainger W W Inc. | United States | Common | 2,000 | $450,000 | 0.01% | 2016-09-30 | 2016-10-28 | +455.36% |
| KMB Kimberly-Clark Corp | United States | Common | 3,500 | $441,000 | 0.01% | 2016-09-30 | 2016-10-28 | -21.52% |
| TILE Interface, Inc. | United States | Common | 25,778 | $430,000 | 0.01% | 2016-09-30 | 2016-10-28 | +109.35% |
| SYY SYSCO Corporation | United States | Common | 8,370 | $410,000 | 0.01% | 2016-09-30 | 2016-10-28 | +60.15% |
| OII Oceaneering International, Inc | United States | Common | 14,460 | $398,000 | 0.01% | 2016-09-30 | 2016-10-28 | — split 2020-03-09, ratio not on file |
| CMA Comerica Incorporated | United States | Common | 8,399 | $397,000 | 0.01% | 2016-09-30 | 2016-10-28 | |
| MSGS The Madison Square Garden Company | United States | Class A | 2,325 | $394,000 | 0.01% | 2016-09-30 | 2016-10-28 | +242.50% |
| TD Toronto-Dominion Bank | Common | 8,803 | $391,000 | 0.01% | 2016-09-30 | 2016-10-28 | +168.02% | |
| VLO Valero Energy Corporation | United States | Common | 7,261 | $385,000 | 0.01% | 2016-09-30 | 2016-10-28 | +631.55% |
| AMCX AMC Networks Inc | United States | Class A | 6,975 | $362,000 | 0.01% | 2016-09-30 | 2016-10-28 | -77.75% |
| GILD Gilead Sciences Inc. | United States | Common | 4,557 | $361,000 | 0.01% | 2016-09-30 | 2016-10-28 | +91.20% |
| YUM Yum! Brands, Inc. | United States | Common | 3,892 | $353,000 | 0.01% | 2016-09-30 | 2016-10-28 | +110.98% |
| INTU Intuit Corp. | United States | Common | 3,200 | $352,000 | 0.01% | 2016-09-30 | 2016-10-28 | +143.64% |
| HCA HCA Holdings Inc. | United States | Common | 4,496 | $340,000 | 0.01% | 2016-09-30 | 2016-10-28 | +470.71% |
| HASI Hannon Armstrong Sustainable | United States | Common | 14,258 | $333,000 | 0.01% | 2016-09-30 | 2016-10-28 | +52.16% |
| INCY Incyte Corporation | United States | Common | 3,505 | $330,000 | 0.01% | 2016-09-30 | 2016-10-28 | +30.66% |
| MSEX Middlesex Water Company | United States | Common | 9,047 | $319,000 | 0.01% | 2016-09-30 | 2016-10-28 | +50.96% |
| UNF UniFirst Corporation | United States | Common | 2,335 | $308,000 | 0.01% | 2016-09-30 | 2016-10-28 | +93.04% |
| DGX Quest Diagnostics Incorporated | United States | Common | 3,591 | $304,000 | 0.01% | 2016-09-30 | 2016-10-28 | +174.10% |
| DXCM Dexcom, Inc. | United States | Common | 3,438 | $301,000 | 0.01% | 2016-09-30 | 2016-10-28 | — split 2024-07-26, ratio not on file |
| MHK Mohawk Industries Inc. | United States | Common | 1,395 | $279,000 | 0.01% | 2016-09-30 | 2016-10-28 | -37.69% |
| EXPD Expeditors International of Washington, | United States | Common | 5,230 | $269,000 | 0.01% | 2016-09-30 | 2016-10-28 | +265.22% |
| AIG American International Group | United States | Common | 4,512 | $268,000 | 0.01% | 2016-09-30 | 2016-10-28 | +26.85% |
| ATRC AtriCure Inc. | United States | Common | 16,480 | $261,000 | 0.01% | 2016-09-30 | 2016-10-28 | +266.94% |
| MO Altria Group, Inc. | United States | Common | 4,021 | $254,000 | 0.01% | 2016-09-30 | 2016-10-28 | +8.68% |
| HSIC Henry Schein, Inc. | United States | Common | 1,526 | $249,000 | 0.01% | 2016-09-30 | 2016-10-28 | +32.94% |
| VRSK Verisk Analytics, Inc. | United States | Common | 3,022 | $246,000 | 0.01% | 2016-09-30 | 2016-10-28 | +104.16% |
| ECL Ecolab Inc. | United States | Common | 2,000 | $243,000 | 0.01% | 2016-09-30 | 2016-10-28 | +128.29% |
| BAX Baxter Int'l Inc. | United States | Common | 5,012 | $239,000 | 0.01% | 2016-09-30 | 2016-10-28 | -50.67% |
| BSX Boston Scientific Co. | United States | Common | 9,937 | $237,000 | 0.01% | 2016-09-30 | 2016-10-28 | +84.37% |
| UHS Universal Health Servies-B | United States | Class B | 1,843 | $227,000 | 0.01% | 2016-09-30 | 2016-10-28 | +42.61% |
| SBUX Starbucks Corporation | United States | Common | 4,079 | $221,000 | 0.01% | 2016-09-30 | 2016-10-28 | +76.27% |
| NTRS Northern Trust Corporation | United States | Common | 2,750 | $187,000 | 0.01% | 2016-09-30 | 2016-10-28 | +154.36% |
| STT State Street Corp. | United States | Common | 2,620 | $183,000 | 0.01% | 2016-09-30 | 2016-10-28 | +155.32% |
| TJX The TJX Companies, Inc. | United States | Common | 2,346 | $175,000 | 0.00% | 2016-09-30 | 2016-10-28 | +257.85% |
| KOPN Kopin Corporation | United States | Common | 76,820 | $167,000 | 0.00% | 2016-09-30 | 2016-10-28 | +117.89% |
| WY Weyerhaeuser Company | United States | Common | 4,922 | $157,000 | 0.00% | 2016-09-30 | 2016-10-28 | -38.79% |
| CRM Salesforce.com, Inc. | United States | Common | 2,195 | $157,000 | 0.00% | 2016-09-30 | 2016-10-28 | +215.87% |
| TROW T. Rowe Price Group Inc. | United States | Common | 2,366 | $157,000 | 0.00% | 2016-09-30 | 2016-10-28 | +57.16% |
| MDLZ Mondelez International Inc. | United States | Common | 3,491 | $153,000 | 0.00% | 2016-09-30 | 2016-10-28 | +35.13% |
| TAP Molson Coors Brewing Co. | Common | 1,356 | $149,000 | 0.00% | 2016-09-30 | 2016-10-28 | -67.20% | |
| TRV The Travelers Companies, Inc. | United States | Common | 1,288 | $148,000 | 0.00% | 2016-09-30 | 2016-10-28 | +217.08% |
| EGBN Eagle Bancorp, Inc. | United States | Common | 2,792 | $138,000 | 0.00% | 2016-09-30 | 2016-10-28 | -43.32% |
| JCI Johnson Controls International PLC | Common | 2,873 | $134,000 | 0.00% | 2016-09-30 | 2016-10-28 | +221.13% | |
| ALNY Alnylam Pharmaceuticals Inc. | United States | Common | 1,902 | $129,000 | 0.00% | 2016-09-30 | 2016-10-28 | — split 2016-10-06, ratio not on file |
| MDRX Allscripts Healthcare Solutions, Inc. | United States | Common | 9,346 | $123,000 | 0.00% | 2016-09-30 | 2016-10-28 | |
| DCI Donaldson Company, Inc. | United States | Common | 3,300 | $123,000 | 0.00% | 2016-09-30 | 2016-10-28 | +133.89% |
| CNC Centene Corporation | United States | Common | 1,787 | $120,000 | 0.00% | 2016-09-30 | 2016-10-28 | — split 2025-07-02, ratio not on file |
| PYPL PayPal Holdings Inc. | United States | Common | 2,881 | $118,000 | 0.00% | 2016-09-30 | 2016-10-28 | +31.54% |
| OMC Omnicom Group | United States | Common | 1,335 | $113,000 | 0.00% | 2016-09-30 | 2016-10-28 | -12.78% |
| PNC PNC Financial Services Group | United States | Common | 1,241 | $112,000 | 0.00% | 2016-09-30 | 2016-10-28 | +146.03% |
| HPE Hewlett Packard Enterprise Company | United States | Common | 4,900 | $111,000 | 0.00% | 2016-09-30 | 2016-10-28 | +365.04% |
| ET Energy Transfer Equity MLP | United States | Master Limited Partnership | 6,566 | $110,000 | 0.00% | 2016-09-30 | 2016-10-28 | +18.58% |
| FTV Fortive Corporation | United States | Common | 1,915 | $98,000 | 0.00% | 2016-09-30 | 2016-10-28 | +72.63% |
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