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Opus Point Partners Management, LLC Historic Quarter Change: USA ETF, Added

Opus Point Partners Management, LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 7 quarters from 2014-12-31 to 2016-09-30, Opus Point Partners Management, LLC opened 9 positions, added to 6, reduced 3 and sold out of 6.

  • Q3 2016: Stock XBI; Country of operation —; Class S&P BIOTECH; Shares before 58,857.
  • Q3 2016: Stock IBB; Country of operation —; Class NASDQ BIOTEC ETF; Shares before 17,681.
  • Q2 2016: Stock DIREXION SHS ETF TR; Country of operation —; Class SP BIOTCH BL NEW; Shares before 11,988.
  • Q1 2016: Stock BIB; Country of operation —; Class PSHS ULT NASB; Shares before 14,919.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1600175), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-18). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016XBI
SPDR SERIES TRUST
S&P BIOTECH58,857130,000+71,143$3,183,000$8,618,000+$5,435,0002016-11-14
Q3 2016IBB
ISHARES TR
NASDQ BIOTEC ETF17,68125,000+7,319$4,550,000$7,236,000+$2,686,0002016-11-14
Q2 2016DIREXION SHS ETF TR
CUSIP 25490K323
SP BIOTCH BL NEW11,98814,640+2,652$329,000$413,000+$84,0002016-08-15
Q1 2016BIB
PROSHARES TR
PSHS ULT NASB14,91964,462+49,543$1,067,000$2,635,000+$1,568,0002016-05-16
Q4 2015IBB
ISHARES TR
NASDQ BIOTEC ETF20,00031,600+11,600$6,067,000$10,691,000+$4,624,0002016-02-16
Q2 2015BIB
PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF
ETF17,78453,568+35,784$2,817,000$4,842,000+$2,025,0002015-08-14

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