LADENBURG THALMANN FINANCIAL SERVICES INC. current holdings: Foreign ETF
LADENBURG THALMANN FINANCIAL SERVICES INC. reported $0.01 billion in exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), 2 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are BABA, AADR.
- BABA: Country of operation —; Class SPONSORED ADS; Shares 55,188; Value $5,850,000.
- AADR: Country of operation —; Class ADVISORSHS ETF; Shares 170; Value $7,000.
Form 13F-HR as filed (SEC CIK 1029730): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
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