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FT Options LLC Historic Quarter Change: USA ETF, New

FT Options LLC historic quarter change: USA ETF, New

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 3 quarters from 2015-12-31 to 2016-09-30, FT Options LLC opened 3 positions, added to 0, reduced 0 and sold out of 2.

  • Q3 2016: Stock IBB; Country of operation —; Class NASDQ BIOTEC ETF; Shares before 0.
  • Q2 2016: Stock FXI; Country of operation —; Class CHINA LG-CAP ETF; Shares before 0.
  • Q1 2016: Stock XBI; Country of operation —; Class S&P BIOTECH; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1594954), 3 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-09). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016IBB
ISHARES TR
NASDQ BIOTEC ETF07,000+7,000$0$2,026,000+$2,026,0002016-11-10
Q2 2016FXI
ISHARES TR
CHINA LG-CAP ETF011,100+11,100$0$380,000+$380,0002016-08-12
Q1 2016XBI
SPDR SERIES TRUST
S&P BIOTECH015,000+15,000$0$775,000+$775,0002016-05-09

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