First Allied Advisory Services, Inc. quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 32 positions, added to 127, reduced 224, sold out of 38 and left 7 unchanged. The largest increase in value was AAPL (+$6,447,000); the largest decrease was TROW (-$2,227,000).
- OGE: Country of operation United States; Class COM; Shares 2016-06-30 6,652; Shares 2016-09-30 7,737.
- TRV: Country of operation United States; Class COM; Shares 2016-06-30 16,379; Shares 2016-09-30 17,460.
- AXP: Country of operation United States; Class COM; Shares 2016-06-30 8,787; Shares 2016-09-30 8,805.
- MOS: Country of operation United States; Class COM; Shares 2016-06-30 17,873; Shares 2016-09-30 18,087.
Two Form 13F-HR filings compared (SEC CIK 1512647): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
OGE
OGE ENERGY CORP | United States | COM | 6,652 | 7,737 | +1,085 | $219,000 | $245,000 | +$26,000 |
|---|
TRV
TRAVELERS COMPANIES INC | United States | COM | 16,379 | 17,460 | +1,081 | $1,974,000 | $2,000,000 | +$26,000 |
|---|
AXP
AMERICAN EXPRESS CO | United States | COM | 8,787 | 8,805 | +18 | $540,000 | $564,000 | +$24,000 |
|---|
MOS
MOSAIC CO NEW | United States | COM | 17,873 | 18,087 | +214 | $466,000 | $442,000 | -$24,000 |
|---|
CRM
SALESFORCE COM INC | United States | COM | 4,891 | 5,075 | +184 | $385,000 | $362,000 | -$23,000 |
|---|
LUV
SOUTHWEST AIRLS CO | United States | COM | 16,038 | 16,894 | +856 | $635,000 | $657,000 | +$22,000 |
|---|
DCI
DONALDSON INC | United States | COM | 6,016 | 6,038 | +22 | $206,000 | $225,000 | +$19,000 |
|---|
GILD
GILEAD SCIENCES INC | United States | COM | 92,778 | 97,897 | +5,119 | $7,728,000 | $7,746,000 | +$18,000 |
|---|
SPG
SIMON PPTY GROUP INC NEW | United States | COM | 4,364 | 4,643 | +279 | $943,000 | $961,000 | +$18,000 |
|---|
DHR
DANAHER CORP DEL | United States | COM | 3,991 | 4,953 | +962 | $406,000 | $388,000 | -$18,000 |
|---|
ADP
AUTOMATIC DATA PROCESSING IN | United States | COM | 28,162 | 29,714 | +1,552 | $2,604,000 | $2,621,000 | +$17,000 |
|---|
VTR
VENTAS INC | United States | COM | 16,149 | 16,369 | +220 | $1,173,000 | $1,156,000 | -$17,000 |
|---|
AJG
GALLAGHER ARTHUR J & CO | United States | COM | 4,617 | 4,662 | +45 | $221,000 | $237,000 | +$16,000 |
|---|
PM
PHILIP MORRIS INTL INC | United States | COM | 39,450 | 41,465 | +2,015 | $4,015,000 | $4,031,000 | +$16,000 |
|---|
TSCO
TRACTOR SUPPLY CO | United States | COM | 2,650 | 3,335 | +685 | $240,000 | $225,000 | -$15,000 |
|---|
ED
CONSOLIDATED EDISON INC | United States | COM | 12,374 | 12,952 | +578 | $987,000 | $975,000 | -$12,000 |
|---|
FE
FIRSTENERGY CORP | United States | COM | 6,429 | 6,514 | +85 | $225,000 | $215,000 | -$10,000 |
|---|
PAYX
PAYCHEX INC | United States | COM | 14,631 | 14,852 | +221 | $869,000 | $859,000 | -$10,000 |
|---|
EPD
ENTERPRISE PRODS PARTNERS L | United States | COM | 77,680 | 82,987 | +5,307 | $2,284,000 | $2,293,000 | +$9,000 |
|---|
DJP
BARCLAYS BK PLC | United Kingdom | DJUBS CMDT ETN36 | 18,555 | 19,214 | +659 | $460,000 | $451,000 | -$9,000 |
|---|
UAA
UNDER ARMOUR INC | United States | CL A | 24,255 | 25,254 | +999 | $969,000 | $977,000 | +$8,000 |
|---|
GROW
U S GLOBAL INVS INC | United States | CL A | 26,500 | 27,500 | +1,000 | $45,000 | $51,000 | +$6,000 |
|---|
FCX
FREEPORT-MCMORAN INC | United States | CL B | 114,488 | 117,312 | +2,824 | $1,269,000 | $1,274,000 | +$5,000 |
|---|
PHYS
SPROTT PHYSICAL GOLD TRUST | Canada | UNIT | 39,141 | 39,541 | +400 | $428,000 | $433,000 | +$5,000 |
|---|
LNT
ALLIANT ENERGY CORP | United States | COM | 8,714 | 8,930 | +216 | $347,000 | $342,000 | -$5,000 |
|---|
MPT
MEDICAL PPTYS TRUST INC | United States | COM | 69,582 | 71,511 | +1,929 | $1,061,000 | $1,056,000 | -$5,000 |
|---|
IRM
IRON MTN INC NEW | United States | COM | 5,151 | 5,535 | +384 | $205,000 | $208,000 | +$3,000 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |