First Allied Advisory Services, Inc. Last Quarter Change: USA Funds, Added

First Allied Advisory Services, Inc. quarter change: USA Funds, Added

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 3 positions, added to 12, reduced 14, sold out of 3 and left 3 unchanged. The largest increase in value was CLAYMORE EXCHANGE TRD FD TR (+$1,445,000); the largest decrease was POWERSHARES ACT MANG COMM FD (-$2,277,000).

CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class GUGG ENH SHT DUR; Shares 2016-06-30 37,057; Shares 2016-09-30 65,777.
FS INVT CORP: Country of operation —; Class COM; Shares 2016-06-30 430,313; Shares 2016-09-30 437,018.
FQF TR: Country of operation —; Class OSHARS FTSE US; Shares 2016-06-30 45,777; Shares 2016-09-30 51,008.
NEW AMER HIGH INCOME FD INC: Country of operation United States; Class COM NEW; Shares 2016-06-30 38,900; Shares 2016-09-30 48,900.

Two Form 13F-HR filings compared (SEC CIK 1512647): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M654		GUGG ENH SHT DUR	37,057	65,777	+28,720	$1,857,000	$3,302,000	+$1,445,000
FS INVT CORP CUSIP 302635107		COM	430,313	437,018	+6,705	$3,899,000	$4,139,000	+$240,000
FQF TR CUSIP 351680855		OSHARS FTSE US	45,777	51,008	+5,231	$1,272,000	$1,398,000	+$126,000
NEW AMER HIGH INCOME FD INC CUSIP 641876800	United States	COM NEW	38,900	48,900	+10,000	$333,000	$450,000	+$117,000
SELECT INCOME REIT CUSIP 81618T100		COM SH BEN INT	32,008	34,340	+2,332	$829,000	$924,000	+$95,000
BROOKFIELD HIGH INCOME FD IN CUSIP 11272P102		COM	27,606	31,606	+4,000	$197,000	$231,000	+$34,000
UNITED STATES OIL FUND LP CUSIP 91232N108		UNITS	76,254	77,345	+1,091	$878,000	$845,000	-$33,000
BLACKROCK MUNICIPAL BOND TR CUSIP 09249H104		COM	12,006	13,237	+1,231	$217,000	$238,000	+$21,000
CENTRAL FD CDA LTD CUSIP 153501101		CL A	13,227	14,446	+1,219	$185,000	$200,000	+$15,000
VOYA PRIME RATE TR CUSIP 92913A100		SH BEN INT	48,564	48,588	+24	$248,000	$257,000	+$9,000
APOLLO INVT CORP CUSIP 03761U106		COM	10,390	11,566	+1,176	$59,000	$67,000	+$8,000
ASHFORD HOSPITALITY TR INC CUSIP 044103109		COM SHS	12,536	12,742	+206	$69,000	$75,000	+$6,000

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