First Allied Advisory Services, Inc. quarter change: USA Stocks, Reduced
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, First Allied Advisory Services, Inc. opened 32 positions, added to 127, reduced 224, sold out of 38 and left 7 unchanged. The largest increase in value was AAPL (+$6,447,000); the largest decrease was TROW (-$2,227,000).
- AAPL: Country of operation United States; Class COM; Shares 2016-06-30 410,014; Shares 2016-09-30 404,149.
- TROW: Country of operation United States; Class COM; Shares 2016-06-30 34,623; Shares 2016-09-30 4,850.
- GIS: Country of operation United States; Class COM; Shares 2016-06-30 133,859; Shares 2016-09-30 123,282.
- ZBH: Country of operation United States; Class COM; Shares 2016-06-30 17,605; Shares 2016-09-30 3,950.
Two Form 13F-HR filings compared (SEC CIK 1512647): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|---|---|---|---|---|---|---|---|
| AAPL APPLE INC | United States | COM | 410,014 | 404,149 | -5,865 | $39,242,000 | $45,689,000 | +$6,447,000 |
| TROW PRICE T ROWE GROUP INC | United States | COM | 34,623 | 4,850 | -29,773 | $2,550,000 | $323,000 | -$2,227,000 |
| GIS GENERAL MLS INC | United States | COM | 133,859 | 123,282 | -10,577 | $9,543,000 | $7,875,000 | -$1,668,000 |
| ZBH ZIMMER BIOMET HLDGS INC | United States | COM | 17,605 | 3,950 | -13,655 | $2,122,000 | $514,000 | -$1,608,000 |
| META FACEBOOK INC | United States | CL A | 122,767 | 120,293 | -2,474 | $13,998,000 | $15,430,000 | +$1,432,000 |
| DUK DUKE ENERGY CORP NEW | United States | COM NEW | 45,849 | 32,624 | -13,225 | $3,940,000 | $2,611,000 | -$1,329,000 |
| MSFT MICROSOFT CORP | United States | COM | 264,755 | 258,106 | -6,649 | $13,541,000 | $14,867,000 | +$1,326,000 |
| PFE PFIZER INC | United States | COM | 287,628 | 262,801 | -24,827 | $10,183,000 | $8,901,000 | -$1,282,000 |
| SCHW SCHWAB CHARLES CORP NEW | United States | COM | 221,805 | 216,970 | -4,835 | $5,606,000 | $6,850,000 | +$1,244,000 |
| QCOM QUALCOMM INC | United States | COM | 94,888 | 90,678 | -4,210 | $5,071,000 | $6,211,000 | +$1,140,000 |
| JNJ JOHNSON & JOHNSON | United States | COM | 125,184 | 120,395 | -4,789 | $15,160,000 | $14,222,000 | -$938,000 |
| MCD MCDONALDS CORP | United States | COM | 30,790 | 23,968 | -6,822 | $3,686,000 | $2,765,000 | -$921,000 |
| SBUX STARBUCKS CORP | United States | COM | 114,882 | 105,542 | -9,340 | $6,555,000 | $5,714,000 | -$841,000 |
| WFC WELLS FARGO & CO NEW | United States | COM | 153,405 | 148,571 | -4,834 | $7,300,000 | $6,579,000 | -$721,000 |
| GLD SPDR GOLD TRUST | United States | GOLD SHS | 42,535 | 37,428 | -5,107 | $5,413,000 | $4,702,000 | -$711,000 |
| KO COCA COLA CO | United States | COM | 73,139 | 63,042 | -10,097 | $3,340,000 | $2,668,000 | -$672,000 |
| GOOGL ALPHABET INC | United States | CAP STK CL A | 10,258 | 9,817 | -441 | $7,231,000 | $7,893,000 | +$662,000 |
| MCK MCKESSON CORP | United States | COM | 12,556 | 10,014 | -2,542 | $2,307,000 | $1,670,000 | -$637,000 |
| EPR EPR PPTYS | United States | COM SH BEN INT | 88,891 | 84,453 | -4,438 | $7,210,000 | $6,650,000 | -$560,000 |
| DY DYCOM INDS INC | United States | COM | 13,360 | 7,877 | -5,483 | $1,201,000 | $644,000 | -$557,000 |
| VRTX VERTEX PHARMACEUTICALS INC | United States | COM | 8,940 | 2,547 | -6,393 | $774,000 | $222,000 | -$552,000 |
| MRK MERCK & CO INC | United States | COM | 190,684 | 185,345 | -5,339 | $11,037,000 | $11,567,000 | +$530,000 |
| KMI KINDER MORGAN INC DEL | United States | COM | 149,969 | 143,903 | -6,066 | $2,811,000 | $3,328,000 | +$517,000 |
| VLO VALERO ENERGY CORP NEW | United States | COM | 48,144 | 36,568 | -11,576 | $2,454,000 | $1,938,000 | -$516,000 |
| OMC OMNICOM GROUP INC | United States | COM | 25,256 | 18,559 | -6,697 | $2,055,000 | $1,578,000 | -$477,000 |
| GPC GENUINE PARTS CO | United States | COM | 17,116 | 12,749 | -4,367 | $1,739,000 | $1,281,000 | -$458,000 |
| BAC BANK AMER CORP | United States | COM | 243,807 | 236,841 | -6,966 | $3,254,000 | $3,707,000 | +$453,000 |
| WMT WAL-MART STORES INC | United States | COM | 77,181 | 72,152 | -5,029 | $5,656,000 | $5,204,000 | -$452,000 |
| PEP PEPSICO INC | United States | COM | 85,418 | 79,285 | -6,133 | $9,059,000 | $8,624,000 | -$435,000 |
| BR BROADRIDGE FINL SOLUTIONS IN | United States | COM | 10,095 | 3,286 | -6,809 | $653,000 | $223,000 | -$430,000 |
| PCAR PACCAR INC | United States | COM | 13,583 | 5,312 | -8,271 | $704,000 | $312,000 | -$392,000 |
| BIIB BIOGEN INC | United States | COM | 9,235 | 8,355 | -880 | $2,224,000 | $2,615,000 | +$391,000 |
| HST HOST HOTELS & RESORTS INC | United States | COM | 349,894 | 342,208 | -7,686 | $5,714,000 | $5,328,000 | -$386,000 |
| HAS HASBRO INC | United States | COM | 9,701 | 5,462 | -4,239 | $816,000 | $433,000 | -$383,000 |
| SLB SCHLUMBERGER LTD | COM | 42,508 | 38,371 | -4,137 | $3,397,000 | $3,017,000 | -$380,000 | |
| CTSH COGNIZANT TECHNOLOGY SOLUTIO | United States | CL A | 21,610 | 17,923 | -3,687 | $1,232,000 | $855,000 | -$377,000 |
| ORCL ORACLE CORP | United States | COM | 83,886 | 77,358 | -6,528 | $3,412,000 | $3,039,000 | -$373,000 |
| CHRW C H ROBINSON WORLDWIDE INC | United States | COM NEW | 95,429 | 95,164 | -265 | $7,069,000 | $6,705,000 | -$364,000 |
| HIG HARTFORD FINL SVCS GROUP INC | United States | COM | 16,105 | 8,346 | -7,759 | $715,000 | $357,000 | -$358,000 |
| SYY SYSCO CORP | United States | COM | 32,374 | 26,452 | -5,922 | $1,638,000 | $1,296,000 | -$342,000 |
| UNP UNION PAC CORP | United States | COM | 22,081 | 16,278 | -5,803 | $1,929,000 | $1,588,000 | -$341,000 |
| CVS CVS HEALTH CORP | United States | COM | 31,757 | 30,494 | -1,263 | $3,049,000 | $2,714,000 | -$335,000 |
| NOC NORTHROP GRUMMAN CORP | United States | COM | 6,979 | 5,729 | -1,250 | $1,547,000 | $1,226,000 | -$321,000 |
| ETR ENTERGY CORP NEW | United States | COM | 20,806 | 17,898 | -2,908 | $1,693,000 | $1,373,000 | -$320,000 |
| WELL WELLTOWER INC | United States | COM | 13,986 | 10,141 | -3,845 | $1,069,000 | $758,000 | -$311,000 |
| SRPT SAREPTA THERAPEUTICS INC | United States | COM | 12,800 | 9,000 | -3,800 | $245,000 | $553,000 | +$308,000 |
| WU WESTERN UN CO | United States | COM | 37,615 | 20,799 | -16,816 | $721,000 | $433,000 | -$288,000 |
| PG PROCTER AND GAMBLE CO | United States | COM | 189,370 | 182,318 | -7,052 | $16,080,000 | $16,363,000 | +$283,000 |
| XEL XCEL ENERGY INC | United States | COM | 24,298 | 19,674 | -4,624 | $1,080,000 | $809,000 | -$271,000 |
| CMCSA COMCAST CORP NEW | United States | CL A | 27,614 | 23,074 | -4,540 | $1,802,000 | $1,531,000 | -$271,000 |
| CAT CATERPILLAR INC DEL | United States | COM | 24,180 | 23,927 | -253 | $1,854,000 | $2,124,000 | +$270,000 |
| EXC EXELON CORP | United States | COM | 30,439 | 25,584 | -4,855 | $1,104,000 | $852,000 | -$252,000 |
| AMGN AMGEN INC | United States | COM | 25,257 | 24,552 | -705 | $3,843,000 | $4,095,000 | +$252,000 |
| CLX CLOROX CO DEL | United States | COM | 11,981 | 11,267 | -714 | $1,662,000 | $1,410,000 | -$252,000 |
| LYB LYONDELLBASELL INDUSTRIES N | SHS - A - | 68,750 | 66,995 | -1,755 | $5,159,000 | $5,404,000 | +$245,000 | |
| CB CHUBB LIMITED | COM | 6,375 | 4,738 | -1,637 | $838,000 | $595,000 | -$243,000 | |
| IP INTL PAPER CO | United States | COM | 60,082 | 57,890 | -2,192 | $2,536,000 | $2,778,000 | +$242,000 |
| HONZZZZ HONEYWELL INTL INC | COM | 17,494 | 15,513 | -1,981 | $2,046,000 | $1,809,000 | -$237,000 | |
| BWXT BWX TECHNOLOGIES INC | United States | COM | 12,335 | 5,479 | -6,856 | $447,000 | $210,000 | -$237,000 |
| AVA AVISTA CORP | United States | COM | 38,682 | 35,953 | -2,729 | $1,729,000 | $1,502,000 | -$227,000 |
| KMB KIMBERLY CLARK CORP | United States | COM | 15,191 | 14,748 | -443 | $2,087,000 | $1,860,000 | -$227,000 |
| PKG PACKAGING CORP AMER | United States | COM | 17,484 | 17,058 | -426 | $1,163,000 | $1,386,000 | +$223,000 |
| AMAT APPLIED MATLS INC | United States | COM | 41,798 | 40,519 | -1,279 | $1,000,000 | $1,222,000 | +$222,000 |
| MTB M & T BK CORP | United States | COM | 6,480 | 4,783 | -1,697 | $767,000 | $555,000 | -$212,000 |
| BRKB BERKSHIRE HATHAWAY INC DEL | CL B NEW | 85,254 | 83,805 | -1,449 | $12,316,000 | $12,107,000 | -$209,000 | |
| KR KROGER CO | United States | COM | 21,946 | 20,426 | -1,520 | $812,000 | $606,000 | -$206,000 |
| BAX BAXTER INTL INC | United States | COM | 19,928 | 14,654 | -5,274 | $899,000 | $698,000 | -$201,000 |
| THO THOR INDS INC | United States | COM | 9,600 | 9,585 | -15 | $621,000 | $812,000 | +$191,000 |
| FAST FASTENAL CO | United States | COM | 14,726 | 11,052 | -3,674 | $652,000 | $462,000 | -$190,000 |
| HSY HERSHEY CO | United States | COM | 4,969 | 3,898 | -1,071 | $560,000 | $373,000 | -$187,000 |
| SPPP SPROTT PHYSICAL PLAT PALLAD | Canada | UNIT | 36,637 | 10,000 | -26,637 | $260,000 | $77,000 | -$183,000 |
| HBAN HUNTINGTON BANCSHARES INC | United States | COM | 42,592 | 19,867 | -22,725 | $375,000 | $196,000 | -$179,000 |
| HUM HUMANA INC | United States | COM | 8,838 | 7,975 | -863 | $1,588,000 | $1,411,000 | -$177,000 |
| DE DEERE & CO | United States | COM | 9,172 | 6,622 | -2,550 | $742,000 | $565,000 | -$177,000 |
| MDT MEDTRONIC PLC | Ireland | SHS | 14,235 | 12,340 | -1,895 | $1,242,000 | $1,066,000 | -$176,000 |
| GOGO GOGO INC | United States | COM | 64,866 | 64,548 | -318 | $545,000 | $713,000 | +$168,000 |
| NEE NEXTERA ENERGY INC | United States | COM | 8,023 | 7,240 | -783 | $1,044,000 | $886,000 | -$158,000 |
| CSCO CISCO SYS INC | United States | COM | 201,979 | 177,790 | -24,189 | $5,793,000 | $5,639,000 | -$154,000 |
| OXY OCCIDENTAL PETE CORP DEL | United States | COM | 14,846 | 13,525 | -1,321 | $1,126,000 | $986,000 | -$140,000 |
| COP CONOCOPHILLIPS | United States | COM | 33,801 | 30,701 | -3,100 | $1,473,000 | $1,335,000 | -$138,000 |
| CMS CMS ENERGY CORP | United States | COM | 15,651 | 13,793 | -1,858 | $716,000 | $579,000 | -$137,000 |
| PYPL PAYPAL HLDGS INC | United States | COM | 23,831 | 17,676 | -6,155 | $859,000 | $724,000 | -$135,000 |
| MS MORGAN STANLEY | United States | COM NEW | 37,772 | 34,802 | -2,970 | $983,000 | $1,116,000 | +$133,000 |
| COST COSTCO WHSL CORP NEW | United States | COM | 21,852 | 21,718 | -134 | $3,443,000 | $3,312,000 | -$131,000 |
| D DOMINION RES INC VA NEW | United States | COM | 26,962 | 26,542 | -420 | $2,097,000 | $1,971,000 | -$126,000 |
| NRG NRG ENERGY INC | United States | COM NEW | 19,594 | 14,727 | -4,867 | $291,000 | $165,000 | -$126,000 |
| EXPD EXPEDITORS INTL WASH INC | United States | COM | 9,940 | 7,072 | -2,868 | $489,000 | $364,000 | -$125,000 |
| IVZ INVESCO LTD | United States | SHS | 14,592 | 7,919 | -6,673 | $373,000 | $248,000 | -$125,000 |
| TJX TJX COS INC NEW | United States | COM | 13,561 | 12,308 | -1,253 | $1,045,000 | $920,000 | -$125,000 |
| WWD WOODWARD INC | United States | COM | 5,646 | 3,210 | -2,436 | $323,000 | $201,000 | -$122,000 |
| NVDA NVIDIA CORP | United States | COM | 7,414 | 6,879 | -535 | $351,000 | $471,000 | +$120,000 |
| EMR EMERSON ELEC CO | United States | COM | 106,186 | 104,386 | -1,800 | $5,572,000 | $5,690,000 | +$118,000 |
| TSEM TOWER SEMICONDUCTOR LTD | SHS NEW | 39,913 | 39,151 | -762 | $478,000 | $594,000 | +$116,000 | |
| AAL AMERICAN AIRLS GROUP INC | United States | COM | 27,999 | 24,652 | -3,347 | $787,000 | $902,000 | +$115,000 |
| PNC PNC FINL SVCS GROUP INC | United States | COM | 6,986 | 5,090 | -1,896 | $573,000 | $459,000 | -$114,000 |
| UA UNDER ARMOUR INC | United States | CL C | 11,965 | 9,509 | -2,456 | $436,000 | $322,000 | -$114,000 |
| ADSK AUTODESK INC | United States | COM | 6,337 | 6,248 | -89 | $339,000 | $452,000 | +$113,000 |
| C CITIGROUP INC | United States | COM NEW | 38,695 | 36,995 | -1,700 | $1,635,000 | $1,747,000 | +$112,000 |
| PSA PUBLIC STORAGE | United States | COM | 2,106 | 1,909 | -197 | $537,000 | $426,000 | -$111,000 |
| CMI CUMMINS INC | United States | COM | 11,742 | 11,139 | -603 | $1,316,000 | $1,427,000 | +$111,000 |
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