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First Allied Advisory Services, Inc. Current Holdings: Foreign Bonds: Convertible Notes

First Allied Advisory Services, Inc. current holdings: Foreign Bonds: Convertible Notes

First Allied Advisory Services, Inc. reported $0.00 billion in convertible notes that pay a coupon (depositary receipts and foreign shares traded over the counter), 1 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are ROYAL BANK OF CANADA.

  • ROYAL BANK OF CANADA: Country of operation —; Class NOTE 4.650% 1/2; Principal $120,000; Value $131,000.

Form 13F-HR as filed (SEC CIK 1512647): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassPrincipalValueQuarter endFiled
ROYAL BANK OF CANADA
CUSIP 780082AD5
NOTE 4.650% 1/2$120,000$131,0002016-09-302016-11-14

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