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First Allied Advisory Services, Inc. Current Holdings: Foreign ADRs

First Allied Advisory Services, Inc. current holdings: Foreign ADRs

First Allied Advisory Services, Inc. reported $0.01 billion in depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), 10 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are GLAXOSMITHKLINE PLC, NATIONAL GRID PLC, ROYAL DUTCH SHELL PLC.

  • GLAXOSMITHKLINE PLC: Country of operation —; Class SPONSORED ADR; Shares 55,160; Value $2,379,000.
  • NATIONAL GRID PLC: Country of operation —; Class SPON ADR NEW; Shares 16,920; Value $1,203,000.
  • ROYAL DUTCH SHELL PLC: Country of operation —; Class SPONS ADR A; Shares 14,588; Value $730,000.
  • ASTRAZENECA PLC: Country of operation —; Class SPONSORED ADR; Shares 18,316; Value $602,000.

Form 13F-HR as filed (SEC CIK 1512647): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
GLAXOSMITHKLINE PLC
CUSIP 37733W105
SPONSORED ADR55,160$2,379,0002016-09-302016-11-14
NATIONAL GRID PLC
CUSIP 636274300
SPON ADR NEW16,920$1,203,0002016-09-302016-11-14
ROYAL DUTCH SHELL PLC
CUSIP 780259206
SPONS ADR A14,588$730,0002016-09-302016-11-14
ASTRAZENECA PLC
CUSIP 046353108
SPONSORED ADR18,316$602,0002016-09-302016-11-14
SHIRE PLC
CUSIP 82481R106
SPONSORED ADR2,308$447,0002016-09-302016-11-14
TOTAL S A
CUSIP 89151E109
SPONSORED ADR7,816$373,0002016-09-302016-11-14
ROYAL DUTCH SHELL PLC
CUSIP 780259107
SPON ADR B5,181$274,0002016-09-302016-11-14
STATOIL ASA
CUSIP 85771P102
SPONSORED ADR10,970$184,0002016-09-302016-11-14
AMERICA MOVIL SAB DE CV
CUSIP 02364W105
SPON ADR L SHS10,728$123,0002016-09-302016-11-14
TRINA SOLAR LIMITED
CUSIP 89628E104
SPON ADR10,953$112,0002016-09-302016-11-14

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