FinTrust Investment Advisory Services, LLC Last Quarter Change: USA ETF, Added

FinTrust Investment Advisory Services, LLC quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2013-06-30 to 2013-09-30, FinTrust Investment Advisory Services, LLC opened 0 positions, added to 3, reduced 18, sold out of 5 and left 1 unchanged. The largest increase in value was DGS (+$140,000); the largest decrease was IWD (-$1,227,000).

DGS: Country of operation —; Class EMG MKTS SMCAP; Shares 2013-06-30 20,451; Shares 2013-09-30 23,191.
EEM: Country of operation —; Class MSCI EMERG MKT; Shares 2013-06-30 7,724; Shares 2013-09-30 8,104.
LQD: Country of operation —; Class IBOXX INV CPBD; Shares 2013-06-30 5,219; Shares 2013-09-30 5,220.

Two Form 13F-HR filings compared (SEC CIK 1477812): 2013-06-30 (filed 2013-07-12) and 2013-09-30 (filed 2013-10-02). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2013-06-30	Shares 2013-09-30	Share change	Value 2013-06-30	Value 2013-09-30	Value change
DGS WISDOMTREE TRUST	EMG MKTS SMCAP	20,451	23,191	+2,740	$942,000	$1,082,000	+$140,000
EEM ISHARES TR	MSCI EMERG MKT	7,724	8,104	+380	$297,000	$330,000	+$33,000
LQD ISHARES TR	IBOXX INV CPBD	5,219	5,220	+1	$593,000	$593,000	$0

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