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EQUITEC SPECIALISTS, LLC Historic Quarter Change: USA ETF, New

EQUITEC SPECIALISTS, LLC historic quarter change: USA ETF, New

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 7 quarters from 2014-12-31 to 2016-09-30, EQUITEC SPECIALISTS, LLC opened 5 positions, added to 0, reduced 2 and sold out of 5.

  • Q3 2016: Stock SPY; Country of operation —; Class TR UNIT; Shares before 0.
  • Q2 2016: Stock XLF; Country of operation —; Class SBI INT-FINL; Shares before 0.
  • Q4 2015: Stock SPY; Country of operation —; Class TR UNIT; Shares before 0.
  • Q3 2015: Stock XLE; Country of operation —; Class SBI INT-ENERGY; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1108829), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-21); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-22); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-05); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016SPY
SPDR S&P 500 ETF TR
TR UNIT0100+100$0$22,000+$22,0002016-10-24
Q2 2016XLF
SELECT SECTOR SPDR TR
SBI INT-FINL025,000+25,000$0$571,000+$571,0002016-07-21
Q4 2015SPY
SPDR S&P 500 ETF TR
TR UNIT0200+200$0$41,000+$41,0002016-01-22
Q3 2015XLE
SELECT SECTOR SPDR TR
SBI INT-ENERGY05,000+5,000$0$306,000+$306,0002015-10-28
Q3 2015CALY
CALLAWAY GOLF CO
COM02,124+2,124$0$18,000+$18,0002015-10-28

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