EQUITEC SPECIALISTS, LLC historic quarter change: USA Bonds: Convertible Notes, Added
In convertible notes that pay a coupon (listed in the US), over 7 quarters from 2014-12-31 to 2016-09-30, EQUITEC SPECIALISTS, LLC opened 42 positions, added to 40, reduced 23 and sold out of 61.
- Q3 2016: Stock ISIS PHARMACEUTICALS INC DEL; Country of operation —; Class NOTE 2.750%10/0; Principal before $5,112,000.
- Q2 2016: Stock MEDICINES CO; Country of operation —; Class DBCV 1.375% 6/0; Principal before $500,000.
- Q2 2016: Stock XPO LOGISTICS INC; Country of operation —; Class NOTE 4.500%10/0; Principal before $4,544,000.
- Q2 2016: Stock ISIS PHARMACEUTICALS INC DEL; Country of operation —; Class NOTE 2.750%10/0; Principal before $3,112,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1108829), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-21); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-22); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-28); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-05); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | ISIS PHARMACEUTICALS INC DEL
CUSIP 464337AG9 | | NOTE 2.750%10/0 | $5,112,000 | $6,112,000 | +1,000,000 | $7,726,000 | $13,576,000 | +$5,850,000 | 2016-10-24 |
|---|
| Q2 2016 | MEDICINES CO
CUSIP 584688AC9 | | DBCV 1.375% 6/0 | $500,000 | $880,000 | +380,000 | $635,000 | $1,178,000 | +$543,000 | 2016-07-21 |
|---|
| Q2 2016 | XPO LOGISTICS INC
CUSIP 983793AA8 | | NOTE 4.500%10/0 | $4,544,000 | $5,365,000 | +821,000 | $8,571,000 | $8,644,000 | +$73,000 | 2016-07-21 |
|---|
| Q2 2016 | ISIS PHARMACEUTICALS INC DEL
CUSIP 464337AG9 | | NOTE 2.750%10/0 | $3,112,000 | $5,112,000 | +2,000,000 | $7,761,000 | $7,726,000 | -$35,000 | 2016-07-21 |
|---|
| Q1 2016 | JETBLUE AIRWAYS CORP
CUSIP 477143AG6 | | DBCV 6.750%10/1 | $3,020,000 | $11,501,000 | +8,481,000 | $14,056,000 | $49,727,000 | +$35,671,000 | 2016-04-29 |
|---|
| Q1 2016 | EQUINIX INC
CUSIP 29444UAH9 | | NOTE 4.750% 6/1 | $5,767,000 | $11,620,000 | +5,853,000 | $22,783,000 | $50,090,000 | +$27,307,000 | 2016-04-29 |
|---|
| Q1 2016 | ALERE INC
CUSIP 01449JAA3 | | NOTE 3.000% 5/1 | $1,390,000 | $11,428,000 | +10,038,000 | $1,430,000 | $13,242,000 | +$11,812,000 | 2016-04-29 |
|---|
| Q1 2016 | AIRTRAN HLDGS INC
CUSIP 00949PAD0 | | NOTE 5.250%11/0 | $12,218,000 | $13,912,000 | +1,694,000 | $36,020,000 | $42,284,000 | +$6,264,000 | 2016-04-29 |
|---|
| Q1 2016 | XPO LOGISTICS INC
CUSIP 983793AA8 | | NOTE 4.500%10/0 | $1,626,000 | $4,544,000 | +2,918,000 | $2,774,000 | $8,571,000 | +$5,797,000 | 2016-04-29 |
|---|
| Q1 2016 | XILINX INC
CUSIP 983919AF8 | | NOTE 2.625% 6/1 | $2,070,000 | $4,070,000 | +2,000,000 | $3,360,000 | $6,690,000 | +$3,330,000 | 2016-04-29 |
|---|
| Q1 2016 | ANACOR PHARMACEUTICALS INC
CUSIP 032420AC5 | | NOTE 2.000%10/1 | $1,050,000 | $3,550,000 | +2,500,000 | $3,803,000 | $6,510,000 | +$2,707,000 | 2016-04-29 |
|---|
| Q1 2016 | RUDOLPH TECHNOLOGIES INC
CUSIP 781268AB3 | | NOTE 3.750% 7/1 | $1,000,000 | $2,000,000 | +1,000,000 | $1,145,000 | $2,224,000 | +$1,079,000 | 2016-04-29 |
|---|
| Q1 2016 | ISTAR INC
CUSIP 45031UBR1 | | NOTE 3.000%11/1 | $1,210,000 | $1,500,000 | +290,000 | $1,302,000 | $1,554,000 | +$252,000 | 2016-04-29 |
|---|
| Q1 2016 | ISIS PHARMACEUTICALS INC DEL
CUSIP 464337AG9 | | NOTE 2.750%10/0 | $2,112,000 | $3,112,000 | +1,000,000 | $7,892,000 | $7,761,000 | -$131,000 | 2016-04-29 |
|---|
| Q4 2015 | EQUINIX INC
CUSIP 29444UAH9 | | NOTE 4.750% 6/1 | $340,000 | $5,767,000 | +5,427,000 | $1,159,000 | $22,783,000 | +$21,624,000 | 2016-01-22 |
|---|
| Q4 2015 | AIRTRAN HLDGS INC
CUSIP 00949PAD0 | | NOTE 5.250%11/0 | $9,590,000 | $12,218,000 | +2,628,000 | $25,875,000 | $36,020,000 | +$10,145,000 | 2016-01-22 |
|---|
| Q4 2015 | JARDEN CORP
CUSIP 471109AH1 | | NOTE 1.875% 9/1 | $11,000 | $1,511,000 | +1,500,000 | $18,000 | $2,747,000 | +$2,729,000 | 2016-01-22 |
|---|
| Q4 2015 | MEDICINES CO
CUSIP 584688AC9 | | DBCV 1.375% 6/0 | $1,000,000 | $2,500,000 | +1,500,000 | $1,456,000 | $3,558,000 | +$2,102,000 | 2016-01-22 |
|---|
| Q4 2015 | XPO LOGISTICS INC
CUSIP 983793AA8 | | NOTE 4.500%10/0 | $500,000 | $1,626,000 | +1,126,000 | $745,000 | $2,774,000 | +$2,029,000 | 2016-01-22 |
|---|
| Q4 2015 | WESCO INTL INC
CUSIP 95082PAH8 | | DBCV 6.000% 9/1 | $3,171,000 | $3,671,000 | +500,000 | $5,250,000 | $5,681,000 | +$431,000 | 2016-01-22 |
|---|
| Q4 2015 | ENCORE CAP GROUP INC
CUSIP 292554AD4 | | NOTE 3.000%11/2 | $1,000,000 | $1,500,000 | +500,000 | $1,261,000 | $1,577,000 | +$316,000 | 2016-01-22 |
|---|
| Q3 2015 | AIRTRAN HLDGS INC
CUSIP 00949PAD0 | | NOTE 5.250%11/0 | $7,430,000 | $9,590,000 | +2,160,000 | $18,182,000 | $25,875,000 | +$7,693,000 | 2015-10-28 |
|---|
| Q3 2015 | WESCO INTL INC
CUSIP 95082PAH8 | | DBCV 6.000% 9/1 | $35,000 | $3,171,000 | +3,136,000 | $85,000 | $5,250,000 | +$5,165,000 | 2015-10-28 |
|---|
| Q3 2015 | BGC PARTNERS INC
CUSIP 05541TAD3 | | NOTE 4.500% 7/1 | $1,751,000 | $2,808,000 | +1,057,000 | $1,850,000 | $2,896,000 | +$1,046,000 | 2015-10-28 |
|---|
| Q3 2015 | JANUS CAP GROUP INC
CUSIP 47102XAH8 | | NOTE 0.750% 7/1 | $999,000 | $1,000,000 | +1,000 | $1,616,000 | $1,329,000 | -$287,000 | 2015-10-28 |
|---|
| Q3 2015 | STARWOOD PPTY TR INC
CUSIP 85571BAA3 | | NOTE 4.550% 3/0 | $1,000,000 | $1,087,000 | +87,000 | $1,039,000 | $1,106,000 | +$67,000 | 2015-10-28 |
|---|
| Q3 2015 | SOLARCITY CORP
CUSIP 83416TAA8 | | NOTE 2.750%11/0 | $33,000 | $98,000 | +65,000 | $36,000 | $88,000 | +$52,000 | 2015-10-28 |
|---|
| Q2 2015 | EQUINIX INC
CUSIP 29444UAH9 | | NOTE 4.750% 6/1 | $9,193,000 | $11,803,000 | +2,610,000 | $26,562,000 | $37,367,000 | +$10,805,000 | 2015-08-05 |
|---|
| Q2 2015 | AIRTRAN HLDGS INC
CUSIP 00949PAD0 | | NOTE 5.250%11/0 | $7,180,000 | $7,430,000 | +250,000 | $21,697,000 | $18,182,000 | -$3,515,000 | 2015-08-05 |
|---|
| Q2 2015 | MANNKIND CORP
CUSIP 56400PAC6 | | NOTE 5.750% 8/1 | $430,000 | $1,930,000 | +1,500,000 | $438,000 | $1,946,000 | +$1,508,000 | 2015-08-05 |
|---|
| Q2 2015 | CALLAWAY GOLF CO
CUSIP 131193AC8 | | NOTE 3.750% 8/1 | $840,000 | $1,340,000 | +500,000 | $1,076,000 | $1,617,000 | +$541,000 | 2015-08-05 |
|---|
| Q2 2015 | BGC PARTNERS INC
CUSIP 05541TAD3 | | NOTE 4.500% 7/1 | $1,250,000 | $1,751,000 | +501,000 | $1,356,000 | $1,850,000 | +$494,000 | 2015-08-05 |
|---|
| Q2 2015 | JARDEN CORP
CUSIP 471109AH1 | | NOTE 1.875% 9/1 | $46,000 | $57,000 | +11,000 | $79,000 | $96,000 | +$17,000 | 2015-08-05 |
|---|
| Q1 2015 | JETBLUE AIRWAYS CORP
CUSIP 477143AG6 | | DBCV 6.750%10/1 | $2,000,000 | $6,000,000 | +4,000,000 | $6,574,000 | $23,794,000 | +$17,220,000 | 2015-05-07 |
|---|
| Q1 2015 | MEDIVATION INC
CUSIP 58501NAA9 | | NOTE 2.625% 4/0 | $9,000 | $4,008,000 | +3,999,000 | $17,000 | $10,063,000 | +$10,046,000 | 2015-05-07 |
|---|
| Q1 2015 | ENDO HEALTH SOLUTIONS INC
CUSIP 29264FAB2 | | NOTE 1.750% 4/1 | $2,563,000 | $3,966,000 | +1,403,000 | $6,308,000 | $12,015,000 | +$5,707,000 | 2015-05-07 |
|---|
| Q1 2015 | EQUINIX INC
CUSIP 29444UAH9 | | NOTE 4.750% 6/1 | $7,967,000 | $9,193,000 | +1,226,000 | $22,397,000 | $26,562,000 | +$4,165,000 | 2015-05-07 |
|---|
| Q1 2015 | MICRON TECHNOLOGY INC
CUSIP 595112AU7 | | NOTE 1.625% 2/1 | $2,570,000 | $3,993,000 | +1,423,000 | $8,211,000 | $9,987,000 | +$1,776,000 | 2015-05-07 |
|---|
| Q1 2015 | CADENCE DESIGN SYSTEM INC
CUSIP 127387AJ7 | | NOTE 2.625% 6/0 | $75,000 | $419,000 | +344,000 | $188,000 | $1,021,000 | +$833,000 | 2015-05-07 |
|---|
| Q1 2015 | JARDEN CORP
CUSIP 471109AH1 | | NOTE 1.875% 9/1 | $18,000 | $46,000 | +28,000 | $28,000 | $79,000 | +$51,000 | 2015-05-07 |
|---|
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