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CETERA INVESTMENT MANAGEMENT LLC Current Holdings: USA Other Stocks

CETERA INVESTMENT MANAGEMENT LLC current holdings: USA Other Stocks

CETERA INVESTMENT MANAGEMENT LLC reported $0.01 billion in shares no fund filing gives a ticker for, so this site has no page for them (listed in the US), 8 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are NATIONAL OILWELL VARCO INC, DR PEPPER SNAPPLE GROUP INC, LINEAR TECHNOLOGY CORP.

  • NATIONAL OILWELL VARCO INC: Country of operation —; Class COM; Shares 35,163; Value $1,292,000.
  • DR PEPPER SNAPPLE GROUP INC: Country of operation —; Class COM; Shares 13,633; Value $1,245,000.
  • LINEAR TECHNOLOGY CORP: Country of operation —; Class COM; Shares 20,851; Value $1,236,000.
  • ST JUDE MED INC: Country of operation —; Class COM; Shares 10,981; Value $876,000.

Form 13F-HR as filed (SEC CIK 1665979): quarter ended 2016-09-30, filed 2016-11-15. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
NATIONAL OILWELL VARCO INC
CUSIP 637071101
COM35,163$1,292,0002016-09-302016-11-15
DR PEPPER SNAPPLE GROUP INC
CUSIP 26138E109
COM13,633$1,245,0002016-09-302016-11-15
LINEAR TECHNOLOGY CORP
CUSIP 535678106
COM20,851$1,236,0002016-09-302016-11-15
ST JUDE MED INC
CUSIP 790849103
COM10,981$876,0002016-09-302016-11-15
STAPLES INC
CUSIP 855030102
COM96,301$823,0002016-09-302016-11-15
WYNDHAM WORLDWIDE CORP
CUSIP 98310W108
COM7,495$505,0002016-09-302016-11-15
RAYTHEON CO
CUSIP 755111507
COM NEW2,082$283,0002016-09-302016-11-15
DEUTSCHE MUN INCOME
CUSIP 25160C106
COM19,950$281,0002016-09-302016-11-15

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