CETERA INVESTMENT MANAGEMENT LLC current holdings: USA Stocks
CETERA INVESTMENT MANAGEMENT LLC reported $0.05 billion in share positions in stocks (listed in the US), 48 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are META, AAPL, PG.
- META: Country of operation United States; Class CL A; Shares 31,422; Value $4,031,000.
- AAPL: Country of operation United States; Class COM; Shares 28,909; Value $3,268,000.
- PG: Country of operation United States; Class COM; Shares 21,378; Value $1,919,000.
- CSCO: Country of operation United States; Class COM; Shares 53,873; Value $1,709,000.
Form 13F-HR as filed (SEC CIK 1665979): quarter ended 2016-09-30, filed 2016-11-15. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|
META
FACEBOOK INC | United States | CL A | 31,422 | $4,031,000 | 7.62% | 2016-09-30 | 2016-11-15 | +475.96% |
|---|
AAPL
APPLE INC | United States | COM | 28,909 | $3,268,000 | 6.18% | 2016-09-30 | 2016-11-15 | |
|---|
PG
PROCTER AND GAMBLE CO | United States | COM | 21,378 | $1,919,000 | 3.63% | 2016-09-30 | 2016-11-15 | +65.26% |
|---|
CSCO
CISCO SYS INC | United States | COM | 53,873 | $1,709,000 | 3.23% | 2016-09-30 | 2016-11-15 | +237.14% |
|---|
JNJ
JOHNSON & JOHNSON | United States | COM | 11,294 | $1,334,000 | 2.52% | 2016-09-30 | 2016-11-15 | +126.50% |
|---|
JPM
JPMORGAN CHASE & CO | United States | COM | 19,974 | $1,330,000 | 2.51% | 2016-09-30 | 2016-11-15 | +403.05% |
|---|
IBM
INTERNATIONAL BUSINESS MACHS | United States | COM | 8,242 | $1,309,000 | 2.47% | 2016-09-30 | 2016-11-15 | +44.86% |
|---|
GIS
GENERAL MLS INC | United States | COM | 20,465 | $1,307,000 | 2.47% | 2016-09-30 | 2016-11-15 | -47.06% |
|---|
EPR
EPR PPTYS | United States | COM SH BEN INT | 16,507 | $1,300,000 | 2.46% | 2016-09-30 | 2016-11-15 | -27.37% |
|---|
MRK
MERCK & CO INC | United States | COM | 20,071 | $1,253,000 | 2.37% | 2016-09-30 | 2016-11-15 | +150.68% |
|---|
PFE
PFIZER INC | United States | COM | 36,088 | $1,222,000 | 2.31% | 2016-09-30 | 2016-11-15 | -10.63% |
|---|
FFIV
F5 NETWORKS INC | United States | COM | 9,799 | $1,221,000 | 2.31% | 2016-09-30 | 2016-11-15 | +251.47% |
|---|
SLB
SCHLUMBERGER LTD | | COM | 15,382 | $1,210,000 | 2.29% | 2016-09-30 | 2016-11-15 | -36.58% |
|---|
SON
SONOCO PRODS CO | United States | COM | 22,101 | $1,168,000 | 2.21% | 2016-09-30 | 2016-11-15 | -6.10% |
|---|
KEY
KEYCORP NEW | United States | COM | 95,302 | $1,160,000 | 2.19% | 2016-09-30 | 2016-11-15 | +65.32% |
|---|
EMR
EMERSON ELEC CO | United States | COM | 20,680 | $1,127,000 | 2.13% | 2016-09-30 | 2016-11-15 | +188.46% |
|---|
VZ
VERIZON COMMUNICATIONS INC | United States | COM | 21,389 | $1,112,000 | 2.10% | 2016-09-30 | 2016-11-15 | -11.54% |
|---|
BA
BOEING CO | United States | COM | 8,339 | $1,099,000 | 2.08% | 2016-09-30 | 2016-11-15 | +42.46% |
|---|
SO
SOUTHERN CO | United States | COM | 21,321 | $1,094,000 | 2.07% | 2016-09-30 | 2016-11-15 | +62.67% |
|---|
MSFT
MICROSOFT CORP | United States | COM | 18,864 | $1,087,000 | 2.05% | 2016-09-30 | 2016-11-15 | +783.61% |
|---|
GILD
GILEAD SCIENCES INC | United States | COM | 13,711 | $1,085,000 | 2.05% | 2016-09-30 | 2016-11-15 | +91.20% |
|---|
FRCB
FIRST REP BK SAN FRANCISCO C | United States | COM | 13,589 | $1,048,000 | 1.98% | 2016-09-30 | 2016-11-15 | |
|---|
STT
STATE STR CORP | United States | COM | 15,028 | $1,046,000 | 1.98% | 2016-09-30 | 2016-11-15 | +155.32% |
|---|
LYB
LYONDELLBASELL INDUSTRIES N | | SHS - A - | 12,261 | $989,000 | 1.87% | 2016-09-30 | 2016-11-15 | -27.87% |
|---|
HST
HOST HOTELS & RESORTS INC | United States | COM | 62,323 | $970,000 | 1.83% | 2016-09-30 | 2016-11-15 | +44.12% |
|---|
VLO
VALERO ENERGY CORP NEW | United States | COM | 17,704 | $938,000 | 1.77% | 2016-09-30 | 2016-11-15 | +631.55% |
|---|
GD
GENERAL DYNAMICS CORP | United States | COM | 5,869 | $911,000 | 1.72% | 2016-09-30 | 2016-11-15 | +114.19% |
|---|
MMM
3M CO | United States | COM | 5,076 | $895,000 | 1.69% | 2016-09-30 | 2016-11-15 | +14.35% |
|---|
WFC
WELLS FARGO & CO NEW | United States | COM | 20,044 | $888,000 | 1.68% | 2016-09-30 | 2016-11-15 | +81.75% |
|---|
IP
INTL PAPER CO | United States | COM | 18,269 | $877,000 | 1.66% | 2016-09-30 | 2016-11-15 | -26.67% |
|---|
AFL
AFLAC INC | United States | COM | 12,049 | $866,000 | 1.64% | 2016-09-30 | 2016-11-15 | +216.25% |
|---|
HUM
HUMANA INC | United States | COM | 4,829 | $854,000 | 1.61% | 2016-09-30 | 2016-11-15 | +118.71% |
|---|
AMGN
AMGEN INC | United States | COM | 5,092 | $849,000 | 1.60% | 2016-09-30 | 2016-11-15 | +153.97% |
|---|
PEP
PEPSICO INC | United States | COM | 7,704 | $838,000 | 1.58% | 2016-09-30 | 2016-11-15 | +18.31% |
|---|
GPC
GENUINE PARTS CO | United States | COM | 8,158 | $819,000 | 1.55% | 2016-09-30 | 2016-11-15 | +26.38% |
|---|
ORCL
ORACLE CORP | United States | COM | 20,708 | $813,000 | 1.54% | 2016-09-30 | 2016-11-15 | +250.79% |
|---|
GLD
SPDR GOLD TRUST | United States | GOLD SHS | 6,457 | $811,000 | 1.53% | 2016-09-30 | 2016-11-15 | +204.75% |
|---|
CHRW
C H ROBINSON WORLDWIDE INC | United States | COM NEW | 11,331 | $798,000 | 1.51% | 2016-09-30 | 2016-11-15 | +112.48% |
|---|
ABBV
ABBVIE INC | United States | COM | 11,433 | $721,000 | 1.36% | 2016-09-30 | 2016-11-15 | +317.46% |
|---|
BEN
FRANKLIN RES INC | United States | COM | 20,088 | $715,000 | 1.35% | 2016-09-30 | 2016-11-15 | -8.15% |
|---|
SJM
SMUCKER J M CO | United States | COM NEW | 5,246 | $711,000 | 1.34% | 2016-09-30 | 2016-11-15 | -10.95% |
|---|
WLK
WESTLAKE CHEM CORP | United States | COM | 12,831 | $686,000 | 1.30% | 2016-09-30 | 2016-11-15 | +18.49% |
|---|
MCK
MCKESSON CORP | United States | COM | 4,087 | $682,000 | 1.29% | 2016-09-30 | 2016-11-15 | +418.63% |
|---|
ETR
ENTERGY CORP NEW | United States | COM | 8,783 | $674,000 | 1.27% | 2016-09-30 | 2016-11-15 | +159.99% |
|---|
CAH
CARDINAL HEALTH INC | United States | COM | 8,412 | $654,000 | 1.24% | 2016-09-30 | 2016-11-15 | +188.17% |
|---|
OMC
OMNICOM GROUP INC | United States | COM | 7,551 | $642,000 | 1.21% | 2016-09-30 | 2016-11-15 | -12.78% |
|---|
XOMXXXX
EXXON MOBIL CORP | | COM | 2,460 | $215,000 | 0.41% | 2016-09-30 | 2016-11-15 | |
|---|
DUK
DUKE ENERGY CORP NEW | United States | COM NEW | 2,636 | $211,000 | 0.40% | 2016-09-30 | 2016-11-15 | +42.69% |
|---|
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