CETERA INVESTMENT MANAGEMENT LLC historic quarter change: USA Stocks, Added
In share positions in stocks (listed in the US), over 3 quarters from 2015-12-31 to 2016-09-30, CETERA INVESTMENT MANAGEMENT LLC opened 3 positions, added to 4, reduced 134 and sold out of 21.
- Q3 2016: Stock GILD; Country of operation United States; Class COM; Shares before 12,077.
- Q1 2016: Stock CSCO; Country of operation United States; Class COM; Shares before 44,379.
- Q1 2016: Stock KEY; Country of operation United States; Class COM; Shares before 56,973.
- Q1 2016: Stock STT; Country of operation United States; Class COM; Shares before 17,975.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1665979), 3 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-15); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2015-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|---|---|---|---|---|---|---|---|---|---|
| Q3 2016 | GILD GILEAD SCIENCES INC | United States | COM | 12,077 | 13,711 | +1,634 | $1,007,000 | $1,085,000 | +$78,000 | 2016-11-15 |
| Q1 2016 | CSCO CISCO SYS INC | United States | COM | 44,379 | 68,915 | +24,536 | $1,201,000 | $1,970,000 | +$769,000 | 2016-05-12 |
| Q1 2016 | KEY KEYCORP NEW | United States | COM | 56,973 | 117,719 | +60,746 | $760,000 | $1,299,000 | +$539,000 | 2016-05-12 |
| Q1 2016 | STT STATE STR CORP | United States | COM | 17,975 | 18,159 | +184 | $1,193,000 | $1,064,000 | -$129,000 | 2016-05-12 |
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