CETERA INVESTMENT MANAGEMENT LLC current holdings: Foreign Stocks
CETERA INVESTMENT MANAGEMENT LLC reported $0.00 billion in share positions in stocks (depositary receipts and foreign shares traded over the counter), 2 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are BTI, NTTYY.
- BTI: Country of operation —; Class SPONSORED ADR; Shares 1,843; Value $235,000.
- NTTYY: Country of operation Japan; Class SPONSORED ADR; Shares 4,439; Value $203,000.
Form 13F-HR as filed (SEC CIK 1665979): quarter ended 2016-09-30, filed 2016-11-15. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
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