Carroll Financial Associates, Inc. current holdings: USA Stocks
Carroll Financial Associates, Inc. reported $0.21 billion in share positions in stocks (listed in the US), 511 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are XOMXXXX, MSFT, AAPL.
- CMCSA: Country of operation United States; Class Stock; Shares 4,233; Value $280,000.
- SSBXXXX: Country of operation United States; Class Stock; Shares 3,685; Value $276,000.
- NWL: Country of operation United States; Class Stock; Shares 5,160; Value $271,000.
- O: Country of operation United States; Class REIT; Shares 4,052; Value $271,000.
Form 13F-HR as filed (SEC CIK 1567784): quarter ended 2016-09-30, filed 2016-10-11. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| CMCSA COMCAST CORP NEW CL A | United States | Stock | 4,233 | $280,000 | 0.13% | 2016-09-30 | 2016-10-11 | -30.52% |
| SSBXXXX SOUTH ST CORP COM | United States | Stock | 3,685 | $276,000 | 0.13% | 2016-09-30 | 2016-10-11 | |
| NWL NEWELL BRANDS INC COM | United States | Stock | 5,160 | $271,000 | 0.13% | 2016-09-30 | 2016-10-11 | -89.90% |
| O REALTY INCOME CORP COM | United States | REIT | 4,052 | $271,000 | 0.13% | 2016-09-30 | 2016-10-11 | -14.97% |
| NEE NEXTERA ENERGY INC COM | United States | Stock | 2,178 | $266,000 | 0.13% | 2016-09-30 | 2016-10-11 | +148.17% |
| ABBV ABBVIE INC COM | United States | Stock | 4,158 | $262,000 | 0.12% | 2016-09-30 | 2016-10-11 | +317.46% |
| RJF RAYMOND JAMES FINANCIAL INC COM | United States | Stock | 4,500 | $261,000 | 0.12% | 2016-09-30 | 2016-10-11 | +311.88% |
| UNH UNITEDHEALTH GROUP INC COM | United States | Stock | 1,858 | $260,000 | 0.12% | 2016-09-30 | 2016-10-11 | +167.81% |
| CAT CATERPILLAR INC DEL COM | United States | Stock | 2,879 | $255,000 | 0.12% | 2016-09-30 | 2016-10-11 | +831.22% |
| FITB FIFTH THIRD BANCORP COM | United States | Stock | 12,163 | $248,000 | 0.12% | 2016-09-30 | 2016-10-11 | +149.12% |
| ABT ABBOTT LABS COM | United States | Stock | 5,864 | $247,000 | 0.12% | 2016-09-30 | 2016-10-11 | +138.71% |
| SLV ISHARES SILVER TRUST | United States | ETF | 13,495 | $245,000 | 0.12% | 2016-09-30 | 2016-10-11 | +204.84% |
| EOG EOG RES INC COM | United States | Stock | 2,464 | $238,000 | 0.11% | 2016-09-30 | 2016-10-11 | +44.41% |
| AXP AMERICAN EXPRESS CO COM | United States | Stock | 3,527 | $225,000 | 0.11% | 2016-09-30 | 2016-10-11 | +376.89% |
| PHYS SPROTT PHYSICAL GOLD TRUST UNIT | Canada | CEF | 20,500 | $224,000 | 0.11% | 2016-09-30 | 2016-10-11 | +187.21% |
| KMI KINDER MORGAN INC DEL COM | United States | Stock | 9,356 | $216,000 | 0.10% | 2016-09-30 | 2016-10-11 | +31.65% |
| C CITIGROUP INC | United States | Stock | 4,559 | $215,000 | 0.10% | 2016-09-30 | 2016-10-11 | +176.94% |
| GLD SPDR GOLD SHARES | United States | ETF | 1,675 | $210,000 | 0.10% | 2016-09-30 | 2016-10-11 | +204.75% |
| STT STATE STR CORP COM | United States | Stock | 3,000 | $208,000 | 0.10% | 2016-09-30 | 2016-10-11 | +155.32% |
| ARCC ARES CAP CORP COM | United States | CEF | 13,400 | $207,000 | 0.10% | 2016-09-30 | 2016-10-11 | +24.90% |
| ADBE ADOBE SYS INC COM | United States | Stock | 1,904 | $206,000 | 0.10% | 2016-09-30 | 2016-10-11 | +114.82% |
| GD GENERAL DYNAMICS CORP COM | United States | Stock | 1,327 | $205,000 | 0.10% | 2016-09-30 | 2016-10-11 | +114.19% |
| ALGN ALIGN TECHNOLOGY INC COM | United States | Stock | 2,180 | $204,000 | 0.10% | 2016-09-30 | 2016-10-11 | +53.61% |
| RF REGIONS FINL CORP NEW COM | United States | Stock | 20,185 | $199,000 | 0.09% | 2016-09-30 | 2016-10-11 | +172.44% |
| ALL ALLSTATE CORP COM | United States | Stock | 2,868 | $198,000 | 0.09% | 2016-09-30 | 2016-10-11 | +225.85% |
| ET ENERGY TRANSFER EQUITY L P COM UT LTD PTN | United States | MLP | 11,776 | $197,000 | 0.09% | 2016-09-30 | 2016-10-11 | +18.58% |
| META FACEBOOK INC CLASS A | United States | Stock | 1,390 | $178,000 | 0.08% | 2016-09-30 | 2016-10-11 | +475.96% |
| CB CHUBB LIMITED COM | Stock | 1,388 | $174,000 | 0.08% | 2016-09-30 | 2016-10-11 | +164.29% | |
| PNC PNC FINL SVCS GROUP INC COM | United States | Stock | 1,929 | $173,000 | 0.08% | 2016-09-30 | 2016-10-11 | +146.03% |
| SYK STRYKER CORP COM | United States | Stock | 1,486 | $172,000 | 0.08% | 2016-09-30 | 2016-10-11 | +139.47% |
| TMO THERMO FISHER SCIENTIFIC INC COM | United States | Stock | 1,076 | $171,000 | 0.08% | 2016-09-30 | 2016-10-11 | +327.27% |
| TGT TARGET CORP COM | United States | Stock | 2,492 | $171,000 | 0.08% | 2016-09-30 | 2016-10-11 | +127.77% |
| ROST ROSS STORES INC COM | United States | Stock | 2,605 | $167,000 | 0.08% | 2016-09-30 | 2016-10-11 | +264.54% |
| HSY HERSHEY CO COM | United States | Stock | 1,706 | $163,000 | 0.08% | 2016-09-30 | 2016-10-11 | +68.84% |
| VMC VULCAN MATLS CO COM | United States | Stock | 1,416 | $161,000 | 0.08% | 2016-09-30 | 2016-10-11 | +113.44% |
| TXN TEXAS INSTRS INC COM | United States | Stock | 2,212 | $155,000 | 0.07% | 2016-09-30 | 2016-10-11 | +301.38% |
| MCK MCKESSON CORP COM | United States | Stock | 928 | $154,000 | 0.07% | 2016-09-30 | 2016-10-11 | +418.63% |
| F FORD MTR CO DEL COM PAR $0.01 | United States | Stock | 12,806 | $154,000 | 0.07% | 2016-09-30 | 2016-10-11 | +1.91% |
| USB US BANCORP DEL COM NEW | United States | Stock | 3,592 | $154,000 | 0.07% | 2016-09-30 | 2016-10-11 | +35.56% |
| BIIB BIOGEN INC COM | United States | Stock | 490 | $153,000 | 0.07% | 2016-09-30 | 2016-10-11 | -27.46% |
| RNST RENASANT CORP COM | United States | Stock | 4,509 | $151,000 | 0.07% | 2016-09-30 | 2016-10-11 | +16.98% |
| RGLD ROYAL GOLD INC COM | United States | Stock | 1,932 | $149,000 | 0.07% | 2016-09-30 | 2016-10-11 | +208.58% |
| SCHW SCHWAB CHARLES CORP NEW COM | United States | Stock | 4,600 | $145,000 | 0.07% | 2016-09-30 | 2016-10-11 | +213.91% |
| FNB FNB CORP PA COM | United States | Stock | 11,295 | $138,000 | 0.06% | 2016-09-30 | 2016-10-11 | +40.81% |
| PRK PARK NATL CORP COM | United States | Stock | 1,428 | $137,000 | 0.06% | 2016-09-30 | 2016-10-11 | +87.40% |
| MLM MARTIN MARIETTA MATLS INC COM | United States | Stock | 750 | $134,000 | 0.06% | 2016-09-30 | 2016-10-11 | +167.48% |
| WMB WILLIAMS COS INC DEL COM | United States | Stock | 4,390 | $134,000 | 0.06% | 2016-09-30 | 2016-10-11 | +123.33% |
| ADM ARCHER DANIELS MIDLAND CO COM | United States | Stock | 3,090 | $130,000 | 0.06% | 2016-09-30 | 2016-10-11 | +88.29% |
| NVR NVR INC COM | United States | Stock | 79 | $129,000 | 0.06% | 2016-09-30 | 2016-10-11 | +280.19% |
| GLW CORNING INC COM | United States | Stock | 5,464 | $129,000 | 0.06% | 2016-09-30 | 2016-10-11 | +571.08% |
| SHW SHERWIN WILLIAMS CO COM | United States | Stock | 465 | $128,000 | 0.06% | 2016-09-30 | 2016-10-11 | +258.32% |
| NKSH NATIONAL BANKSHARES INC VA COM | United States | Stock | 3,500 | $128,000 | 0.06% | 2016-09-30 | 2016-10-11 | +14.87% |
| ORLY O REILLY AUTOMOTIVE INC NEW COM | United States | Stock | 444 | $124,000 | 0.06% | 2016-09-30 | 2016-10-11 | +361.01% |
| IMKTA INGLES MKTS INC CL A | United States | Stock | 3,100 | $122,000 | 0.06% | 2016-09-30 | 2016-10-11 | +114.87% |
| PRU PRUDENTIAL FINL INC COM | United States | Stock | 1,499 | $122,000 | 0.06% | 2016-09-30 | 2016-10-11 | +40.92% |
| HBI HANESBRANDS INC COM | United States | Stock | 4,820 | $121,000 | 0.06% | 2016-09-30 | 2016-10-11 | |
| TRV TRAVELERS COMPANIES INC COM | United States | Stock | 1,044 | $119,000 | 0.06% | 2016-09-30 | 2016-10-11 | +217.08% |
| ALB ALBEMARLE CORP COM | United States | Stock | 1,381 | $118,000 | 0.06% | 2016-09-30 | 2016-10-11 | +25.89% |
| MET METLIFE INC COM | United States | Stock | 2,625 | $116,000 | 0.05% | 2016-09-30 | 2016-10-11 | +140.41% |
| KEQU KEWAUNEE SCIENTIFIC CORP COM | United States | Stock | 4,800 | $114,000 | 0.05% | 2016-09-30 | 2016-10-11 | +42.68% |
| NI NISOURCE INC COM | United States | Stock | 4,685 | $112,000 | 0.05% | 2016-09-30 | 2016-10-11 | +63.09% |
| CNI CANADIAN NATL RY CO COM | Stock | 1,638 | $107,000 | 0.05% | 2016-09-30 | 2016-10-11 | +84.33% | |
| FHN FIRST HORIZON NATL CORP COM | United States | Stock | 7,000 | $106,000 | 0.05% | 2016-09-30 | 2016-10-11 | +51.67% |
| GS GOLDMAN SACHS GROUP INC COM | United States | Stock | 650 | $104,000 | 0.05% | 2016-09-30 | 2016-10-11 | +468.14% |
| ATO ATMOS ENERGY CORP COM | United States | Stock | 1,378 | $102,000 | 0.05% | 2016-09-30 | 2016-10-11 | +111.63% |
| FBIN FORTUNE BRANDS HOME & SEC INC COM | United States | Stock | 1,740 | $101,000 | 0.05% | 2016-09-30 | 2016-10-11 | -22.65% |
| AHRT ARMADA HOFFLER PPTYS INC COM | United States | REIT | 7,385 | $98,000 | 0.05% | 2016-09-30 | 2016-10-11 | -55.07% |
| EW EDWARDS LIFESCIENCES CORP COM | United States | Stock | 800 | $96,000 | 0.05% | 2016-09-30 | 2016-10-11 | +119.16% |
| L LOEWS CORP COM | United States | Stock | 2,355 | $96,000 | 0.05% | 2016-09-30 | 2016-10-11 | +157.42% |
| OGE OGE ENERGY CORP COM | United States | Stock | 3,026 | $95,000 | 0.04% | 2016-09-30 | 2016-10-11 | +43.52% |
| ACN ACCENTURE PLC IRELAND SHS CLASS A | Stock | 775 | $94,000 | 0.04% | 2016-09-30 | 2016-10-11 | +44.98% | |
| FDUS FIDUS INVT CORP COM | United States | CEF | 5,960 | $93,000 | 0.04% | 2016-09-30 | 2016-10-11 | +24.00% |
| PSA PUBLIC STORAGE COM | United States | REIT | 415 | $92,000 | 0.04% | 2016-09-30 | 2016-10-11 | +27.98% |
| CHTR CHARTER COMMUNICATIONS INC NEW CL A | United States | Stock | 344 | $92,000 | 0.04% | 2016-09-30 | 2016-10-11 | -59.01% |
| SJM SMUCKER J M CO COM NEW | United States | Stock | 679 | $92,000 | 0.04% | 2016-09-30 | 2016-10-11 | -10.95% |
| SPGI S&P GLOBAL INC COM | United States | Stock | 726 | $91,000 | 0.04% | 2016-09-30 | 2016-10-11 | +227.77% |
| AAP ADVANCE AUTO PARTS INC COM | United States | Stock | 600 | $89,000 | 0.04% | 2016-09-30 | 2016-10-11 | -73.36% |
| CMI CUMMINS INC COM | United States | Stock | 694 | $88,000 | 0.04% | 2016-09-30 | 2016-10-11 | +306.84% |
| TAP MOLSON COORS BREWING CO CL B | Stock | 805 | $88,000 | 0.04% | 2016-09-30 | 2016-10-11 | -67.20% | |
| NEM NEWMONT MINING CORP COM | United States | Stock | 2,248 | $88,000 | 0.04% | 2016-09-30 | 2016-10-11 | +198.01% |
| ROK ROCKWELL AUTOMATION INC COM | United States | Stock | 726 | $88,000 | 0.04% | 2016-09-30 | 2016-10-11 | +252.73% |
| HIG HARTFORD FINL SVCS GROUP INC COM | United States | Stock | 2,041 | $87,000 | 0.04% | 2016-09-30 | 2016-10-11 | +193.90% |
| ETN EATON CORP PLC SHS | Stock | 1,313 | $86,000 | 0.04% | 2016-09-30 | 2016-10-11 | +559.37% | |
| DHR DANAHER CORP DEL COM | United States | Stock | 1,083 | $84,000 | 0.04% | 2016-09-30 | 2016-10-11 | +225.38% |
| XEL XCEL ENERGY INC COM | United States | Stock | 2,065 | $84,000 | 0.04% | 2016-09-30 | 2016-10-11 | +71.83% |
| COR AMERISOURCEBERGEN CORP COM | United States | Stock | 1,045 | $84,000 | 0.04% | 2016-09-30 | 2016-10-11 | +280.79% |
| DTE DTE ENERGY CO COM | United States | Stock | 900 | $84,000 | 0.04% | 2016-09-30 | 2016-10-11 | +53.52% |
| FCX FREEPORT-MCMORAN INC CL B | United States | Stock | 7,693 | $83,000 | 0.04% | 2016-09-30 | 2016-10-11 | +551.84% |
| MPC MARATHON PETE CORP COM | United States | Stock | 2,037 | $82,000 | 0.04% | 2016-09-30 | 2016-10-11 | +865.83% |
| DE DEERE & CO COM | United States | Stock | 945 | $80,000 | 0.04% | 2016-09-30 | 2016-10-11 | +697.31% |
| WY WEYERHAEUSER CO COM | United States | REIT | 2,388 | $76,000 | 0.04% | 2016-09-30 | 2016-10-11 | -38.79% |
| PYPL PAYPAL HLDGS INC COM | United States | Stock | 1,829 | $74,000 | 0.03% | 2016-09-30 | 2016-10-11 | +31.54% |
| XYL XYLEM INC COM | United States | Stock | 1,400 | $73,000 | 0.03% | 2016-09-30 | 2016-10-11 | +92.43% |
| CCI CROWN CASTLE INTL CORP NEW COM | United States | REIT | 779 | $73,000 | 0.03% | 2016-09-30 | 2016-10-11 | -28.81% |
| HAL HALLIBURTON CO COM | United States | Stock | 1,561 | $70,000 | 0.03% | 2016-09-30 | 2016-10-11 | -29.72% |
| EXC EXELON CORP COM | United States | Stock | 2,085 | $69,000 | 0.03% | 2016-09-30 | 2016-10-11 | +71.23% |
| CINF CINCINNATI FINL CORP COM | United States | Stock | 907 | $68,000 | 0.03% | 2016-09-30 | 2016-10-11 | +113.64% |
| CMS CMS ENERGY CORP COM | United States | Stock | 1,619 | $68,000 | 0.03% | 2016-09-30 | 2016-10-11 | +51.04% |
| COF CAPITAL ONE FINL CORP COM | United States | Stock | 938 | $67,000 | 0.03% | 2016-09-30 | 2016-10-11 | +173.51% |
| MRSH MARSH & MCLENNAN COS INC COM | United States | Stock | 998 | $67,000 | 0.03% | 2016-09-30 | 2016-10-11 | +153.41% |
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