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Bartlett & Co. LLC Historic Quarter Change: Foreign Stocks, Reduced, 2015 Q3

Bartlett & Co. LLC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 75 positions, added to 79, reduced 146 and sold out of 61.

  • Q3 2015: Stock ABBNY; Country of operation Switzerland; Class ADR; Shares before 794,720.
  • Q3 2015: Stock NVS; Country of operation —; Class ADR; Shares before 434,737.
  • Q3 2015: Stock RIO; Country of operation —; Class ADR; Shares before 23,857.
  • Q3 2015: Stock NVO; Country of operation —; Class ADR; Shares before 70,115.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2015ABBNY
ABB Ltd-Spon ADR
SwitzerlandADR794,72050,880-743,840$16,594,000$899,000-$15,695,0002015-11-02
Q3 2015NVS
Novartis AG-ADR
ADR434,737433,523-1,214$42,752,000$39,849,000-$2,903,0002015-11-02
Q3 2015RIO
Rio Tinto PLC Spnsrd ADR
ADR23,8579,227-14,630$983,000$312,000-$671,0002015-11-02
Q3 2015NVO
Novo-Nordisk A/S ADR
ADR70,11569,140-975$3,839,000$3,750,000-$89,0002015-11-02
Q3 2015NSRGY
Nestle SA Sponsored ADR
ADR68,45164,501-3,950$4,939,000$4,853,000-$86,0002015-11-02
Q3 2015BP
BP P.L.C Sponsored ADR
ADR5,0004,750-250$200,000$145,000-$55,0002015-11-02
Q3 2015HSBC
HSBC Holdings PLC Sponsored AD
ADR1,121901-220$50,000$34,000-$16,0002015-11-02
Q3 2015TEVA
Teva Pharmaceutical-SP ADR
ADR4,0384,037-1$239,000$228,000-$11,0002015-11-02

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