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Bartlett & Co. LLC Historic Quarter Change: Foreign Stocks, Reduced, 2014 Q2

Bartlett & Co. LLC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 75 positions, added to 79, reduced 146 and sold out of 61.

  • Q2 2014: Stock ABBNY; Country of operation Switzerland; Class ADR; Shares before 967,022.
  • Q2 2014: Stock NVS; Country of operation —; Class ADR; Shares before 483,581.
  • Q2 2014: Stock RIO; Country of operation —; Class ADR; Shares before 320,946.
  • Q2 2014: Stock DEO; Country of operation —; Class ADR; Shares before 184,698.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2014ABBNY
ABB Ltd-Spon ADR
SwitzerlandADR967,022858,417-108,605$24,939,000$19,761,000-$5,178,0002014-08-01
Q2 2014NVS
Novartis AG-ADR
ADR483,581468,414-15,167$41,114,000$42,406,000+$1,292,0002014-08-01
Q2 2014RIO
Rio Tinto PLC Spnsrd ADR
ADR320,946318,011-2,935$17,918,000$17,262,000-$656,0002014-08-01
Q2 2014DEO
Diageo P L C Spon ADR
ADR184,698184,270-428$23,012,000$23,452,000+$440,0002014-08-01
Q2 2014NSRGY
Nestle SA Sponsored ADR
ADR73,39972,508-891$5,521,000$5,632,000+$111,0002014-08-01
Q2 2014TM
Toyota Motor Corporation
ADR1,4801,100-380$167,000$132,000-$35,0002014-08-01
Q2 2014SAN
Banco Santander SA ADR
ADR2,03743-1,994$20,000$0-$20,0002014-08-01
Q2 2014VOD
Vodafone Group PLC New
ADR1,281920-361$47,000$31,000-$16,0002014-08-01

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