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Bartlett & Co. LLC Historic Quarter Change: Foreign Stocks, Reduced, 2014 Q4

Bartlett & Co. LLC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 75 positions, added to 79, reduced 146 and sold out of 61.

  • Q4 2014: Stock RIO; Country of operation —; Class ADR; Shares before 311,155.
  • Q4 2014: Stock NVS; Country of operation —; Class ADR; Shares before 461,896.
  • Q4 2014: Stock NSRGY; Country of operation —; Class ADR; Shares before 74,760.
  • Q4 2014: Stock DEO; Country of operation —; Class ADR; Shares before 183,839.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2014RIO
Rio Tinto PLC Spnsrd ADR
ADR311,155254,010-57,145$15,303,000$11,700,000-$3,603,0002015-01-30
Q4 2014NVS
Novartis AG-ADR
ADR461,896451,049-10,847$43,478,000$41,794,000-$1,684,0002015-01-30
Q4 2014NSRGY
Nestle SA Sponsored ADR
ADR74,76068,900-5,860$5,505,000$5,026,000-$479,0002015-01-30
Q4 2014DEO
Diageo P L C Spon ADR
ADR183,839181,811-2,028$21,215,000$20,743,000-$472,0002015-01-30
Q4 2014NVO
Novo-Nordisk A/S ADR
ADR70,79070,740-50$3,371,000$2,994,000-$377,0002015-01-30
Q4 2014BP
BP P.L.C Sponsored ADR
ADR6,2706,000-270$276,000$229,000-$47,0002015-01-30
Q4 2014TELFY
Telefonica SA Spons ADR
SpainADR13,14912,750-399$202,000$181,000-$21,0002015-01-30
Q4 2014FRFHF
Fairfax Financial Holdings Ltd
CanadaCOM120110-10$54,000$58,000+$4,0002015-01-30

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