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Bartlett & Co. LLC Historic Quarter Change: Foreign Stocks, Reduced, 2013 Q3

Bartlett & Co. LLC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 75 positions, added to 79, reduced 146 and sold out of 61.

  • Q3 2013: Stock NVS; Country of operation —; Class ADR; Shares before 500,817.
  • Q3 2013: Stock RIO; Country of operation —; Class ADR; Shares before 335,167.
  • Q3 2013: Stock DEO; Country of operation —; Class ADR; Shares before 185,275.
  • Q3 2013: Stock ABBNY; Country of operation Switzerland; Class ADR; Shares before 981,121.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2013NVS
Novartis AG-ADR
ADR500,817494,215-6,602$35,413,000$37,911,000+$2,498,0002013-11-04
Q3 2013RIO
Rio Tinto PLC Spnsrd ADR
ADR335,167329,241-5,926$13,769,000$16,054,000+$2,285,0002013-11-04
Q3 2013DEO
Diageo PLC Spsd ADR
ADR185,275183,745-1,530$21,297,000$23,350,000+$2,053,0002013-11-04
Q3 2013ABBNY
ABB Ltd-Spon ADR
SwitzerlandADR981,121964,346-16,775$21,251,000$22,749,000+$1,498,0002013-11-04
Q3 2013SNY
Sanofi ADR
ADR1,600107-1,493$82,000$5,000-$77,0002013-11-04
Q3 2013TEVA
Teva Pharmaceutical-SP ADR
ADR6,2864,586-1,700$246,000$173,000-$73,0002013-11-04
Q3 2013CAJPY
Canon Inc. - Spon ADR
JapanADR2,125325-1,800$70,000$10,000-$60,0002013-11-04
Q3 2013BP
BP P.L.C Sponsored ADR
ADR10,8999,434-1,465$455,000$397,000-$58,0002013-11-04
Q3 2013TELFY
Telefonica SA Spons ADR
SpainADR17,88116,381-1,500$229,000$254,000+$25,0002013-11-04
Q3 2013NOK
Nokia Corporation Sponsored AD
ADR5,6151,300-4,315$21,000$8,000-$13,0002013-11-04
Q3 2013SAN
Banco Santander SA ADR
ADR1,544390-1,154$10,000$3,000-$7,0002013-11-04

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