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Bartlett & Co. LLC Historic Quarter Change: Foreign Stocks, Reduced, 2014 Q1

Bartlett & Co. LLC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 75 positions, added to 79, reduced 146 and sold out of 61.

  • Q1 2014: Stock NVS; Country of operation —; Class ADR; Shares before 487,746.
  • Q1 2014: Stock RIO; Country of operation —; Class ADR; Shares before 330,204.
  • Q1 2014: Stock HMC; Country of operation —; Class ADR; Shares before 7,100.
  • Q1 2014: Stock AXAHY; Country of operation —; Class ADR; Shares before 5,200.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2014NVS
Novartis AG-ADR
ADR487,746483,581-4,165$39,205,000$41,114,000+$1,909,0002014-05-05
Q1 2014RIO
Rio Tinto PLC Spnsrd ADR
ADR330,204320,946-9,258$18,633,000$17,918,000-$715,0002014-05-05
Q1 2014HMC
Honda Motor LTD AMER SHS
ADR7,1004,900-2,200$294,000$173,000-$121,0002014-05-05
Q1 2014AXAHY
AXA-UAP - Sponsored ADR
ADR5,2002,900-2,300$145,000$75,000-$70,0002014-05-05
Q1 2014BP
BP P.L.C Sponsored ADR
ADR9,4348,196-1,238$459,000$394,000-$65,0002014-05-05
Q1 2014TELFY
Telefonica SA Spons ADR
SpainADR16,38113,149-3,232$268,000$208,000-$60,0002014-05-05
Q1 2014TEVA
Teva Pharmaceutical-SP ADR
ADR4,2974,062-235$172,000$215,000+$43,0002014-05-05
Q1 2014BAP
Credicorp LTD ADR
ADR700565-135$93,000$78,000-$15,0002014-05-05
Q1 2014CAJPY
Canon Inc. - Spon ADR
JapanADR325200-125$10,000$6,000-$4,0002014-05-05
Q1 2014ULXXXX
Unilever PLC
ADR880780-100$36,000$33,000-$3,0002014-05-05

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