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Bartlett & Co. LLC Historic Quarter Change: Foreign Stocks, Reduced, 2013 Q4

Bartlett & Co. LLC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2023-12-31, Bartlett & Co. LLC opened 75 positions, added to 79, reduced 146 and sold out of 61.

  • Q4 2013: Stock ABBNY; Country of operation Switzerland; Class ADR; Shares before 964,346.
  • Q4 2013: Stock NVS; Country of operation —; Class ADR; Shares before 494,215.
  • Q4 2013: Stock NSRGY; Country of operation —; Class ADR; Shares before 73,568.
  • Q4 2013: Stock NVO; Country of operation —; Class ADR; Shares before 14,660.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1550075), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-24); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-27); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-02); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-02); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-30); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-27); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2013ABBNY
ABB Ltd-Spon ADR
SwitzerlandADR964,346952,546-11,800$22,749,000$25,300,000+$2,551,0002014-02-05
Q4 2013NVS
Novartis AG-ADR
ADR494,215487,746-6,469$37,911,000$39,205,000+$1,294,0002014-02-05
Q4 2013NSRGY
Nestle SA Sponsored ADR
ADR73,56873,399-169$5,120,000$5,401,000+$281,0002014-02-05
Q4 2013NVO
Novo-Nordisk A/S ADR
ADR14,66014,148-512$2,481,000$2,614,000+$133,0002014-02-05
Q4 2013AXAHY
AXA-UAP - Sponsored ADR
ADR5,2455,200-45$121,000$145,000+$24,0002014-02-05
Q4 2013HMC
Honda Motor LTD AMER SHS
ADR7,1377,100-37$272,000$294,000+$22,0002014-02-05
Q4 2013BAESY
Bae Systems Plc
United KingdomADR363316-47$11,000$9,000-$2,0002014-02-05
Q4 2013BASFY
BASF SE Sponsored ADR
ADR212175-37$20,000$19,000-$1,0002014-02-05
Q4 2013DBSDY
DBS Group Hldgs LTD Sponsored
ADR1,8461,800-46$97,000$98,000+$1,0002014-02-05
Q4 2013SIEGY
Siemens AG Sponsored ADR
ADR111103-8$13,000$14,000+$1,0002014-02-05
Q4 2013TEVA
Teva Pharmaceutical-SP ADR
ADR4,5864,297-289$173,000$172,000-$1,0002014-02-05
Q4 2013ULXXXX
Unilever PLC
ADR906880-26$35,000$36,000+$1,0002014-02-05
Q4 2013FMX
Fomento Economico Mexicano SAB
ADR709700-9$69,000$69,000$02014-02-05
Q4 2013HSBC
HSBC Holdings PLC Sponsored AD
ADR1,1861,155-31$64,000$64,000$02014-02-05

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