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ALPINE ASSOCIATES ADVISORS Historic Quarter Change: USA ETF, Added

ALPINE ASSOCIATES ADVISORS historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, ALPINE ASSOCIATES ADVISORS opened 5 positions, added to 2, reduced 3 and sold out of 9.

  • Q4 2013: Stock IWM; Country of operation —; Class RUSSELL 2000 ETF; Shares before 14,200.
  • Q3 2013: Stock XLI; Country of operation —; Class SBI INT-INDS; Shares before 510,700.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1317329), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-12-18); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-09); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2013IWM
ISHARES
RUSSELL 2000 ETF14,20015,300+1,100$1,514,000$1,765,000+$251,0002014-02-11
Q3 2013XLI
SELECT SECTOR SPDR TR
SBI INT-INDS510,700546,900+36,200$21,776,000$25,376,000+$3,600,0002013-11-12

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