ALPINE ASSOCIATES ADVISORS Historic Quarter Change: USA Bonds: Convertible Notes, Added

ALPINE ASSOCIATES ADVISORS historic quarter change: USA Bonds: Convertible Notes, Added

In convertible notes that pay a coupon (listed in the US), over 5 quarters from 2013-06-30 to 2014-09-30, ALPINE ASSOCIATES ADVISORS opened 5 positions, added to 3, reduced 6 and sold out of 8.

Q4 2013: Stock AFFYMETRIX INC; Country of operation —; Class NOTE 4.000% 7/0; Principal before $6,000,000.
Q3 2013: Stock OMNICARE INC; Country of operation —; Class NOTE 3.750% 4/0; Principal before $3,100,000.
Q3 2013: Stock COVANTA HLDG CORP; Country of operation —; Class NOTE 3.250% 6/0; Principal before $28,147,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1317329), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-12-18); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-09); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-11); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2004-12-31.

Quarter	Stock	Class	Principal before	Principal after	Share change	Value before	Value after	Value change	Filed
Q4 2013	AFFYMETRIX INC CUSIP 00826TAH1	NOTE 4.000% 7/0	$6,000,000	$7,931,000	+1,931,000	$7,508,000	$12,863,000	+$5,355,000	2014-02-11
Q3 2013	OMNICARE INC CUSIP 681904AP3	NOTE 3.750% 4/0	$3,100,000	$27,410,000	+24,310,000	$3,848,000	$38,580,000	+$34,732,000	2013-11-12
Q3 2013	COVANTA HLDG CORP CUSIP 22282EAC6	NOTE 3.250% 6/0	$28,147,000	$30,147,000	+2,000,000	$36,310,000	$41,509,000	+$5,199,000	2013-11-12

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