ZALE CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner PRITCHARD BETH M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner LOWE JOHN B JR; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner GILMAN KENNETH B; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner DYER DAVID; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | PRITCHARD BETH M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,465 19,465 owned after | $0.00 | 2013-01-04 | |
| 2012-12-31 | LOWE JOHN B JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,465 19,465 owned after | $0.00 | 2013-01-04 | |
| 2012-12-31 | GILMAN KENNETH B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,465 19,465 owned after | $0.00 | 2013-01-04 | |
| 2012-12-31 | DYER DAVID Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,465 19,465 owned after | $0.00 | 2013-01-04 | |
| 2012-12-31 | Braverman Yuval Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,465 19,465 owned after | $0.00 | 2013-01-04 | |
| 2012-12-10 holding as of filing | LOWE JOHN B JR Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,902 owned after | no price filed | 2012-12-10 | |
| 2012-12-10 holding as of filing | Braverman Yuval Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,902 owned after | no price filed | 2012-12-10 | |
| 2012-12-06 | PRITCHARD BETH M Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,259 17,259 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | LOWE JOHN B JR Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,997 0 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | GILMAN KENNETH B Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,997 0 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | DYER DAVID Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,997 0 owned after | $0.00 | 2012-12-10 | |
| 2012-12-06 | Braverman Yuval Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,997 0 owned after | $0.00 | 2012-12-10 | |
| 2012-10-19 holding as of filing | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 30,000 owned after | no price filed | 2012-10-19 | |
| 2012-10-19 holding as of filing | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 30,000 owned after | no price filed | 2012-10-19 | |
| 2012-10-17 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,250 16,750 owned after | $0.00 | 2012-10-19 | |
| 2012-09-26 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 125,000 owned after | no price filed | 2012-09-26 | |
| 2012-09-26 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 125,000 owned after | no price filed | 2012-09-26 | |
| 2012-09-26 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 87,100 owned after | no price filed | 2012-09-26 | |
| 2012-09-24 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 75,000 owned after | $0.00 | 2012-09-26 | |
| 2012-09-06 holding as of filing | Legg John A. Officer (SVP Supply Chain Management) | 4 | Restricted Stock Units Derivative · Direct | Holding | 20,000 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 30,000 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 30,000 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 50,000 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 50,000 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 62,500 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 62,500 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 125,000 owned after | no price filed | 2012-09-06 | |
| 2012-09-06 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 125,000 owned after | no price filed | 2012-09-06 | |
| 2012-09-04 | Legg John A. Officer (SVP Supply Chain Management) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,115 10,385 owned after | $0.00 | 2012-09-06 | |
| 2012-09-04 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,550 23,450 owned after | $0.00 | 2012-09-06 | |
| 2012-09-04 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +24,750 50,250 owned after | $0.00 | 2012-09-06 | |
| 2012-09-04 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,450 43,550 owned after | $0.00 | 2012-09-06 | |
| 2012-09-04 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,900 87,100 owned after | $0.00 | 2012-09-06 | |
| 2012-08-21 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 30,000 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 30,000 owned after | no price filed | 2012-08-21 | |
| 2012-08-21 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 35,000 owned after | no price filed | 2012-08-21 | |
| 2012-08-02 holding as of filing | Legg John A. Officer (SVP Supply Chain Management) | 4 | Restricted Stock Units Derivative · Direct | Holding | 15,500 owned after | no price filed | 2012-08-02 | |
| 2012-08-02 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 75,000 owned after | no price filed | 2012-08-02 | |
| 2012-08-02 holding as of filing | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 25,000 owned after | no price filed | 2012-08-02 | |
| 2012-08-02 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 35,000 owned after | no price filed | 2012-08-02 | |
| 2012-08-02 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 65,000 owned after | no price filed | 2012-08-02 | |
| 2012-08-02 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 130,000 owned after | no price filed | 2012-08-02 | |
| 2012-07-31 | Legg John A. Officer (SVP Supply Chain Management) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units (Performance) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2012-08-02 | |
| 2012-07-31 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2012-08-02 | |
| 2012-05-30 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 65,000 owned after | no price filed | 2012-05-30 | |
| 2012-03-30 | PRITCHARD BETH M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,259 17,259 owned after | $0.00 | 2012-04-03 | |
| 2012-01-25 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 130,000 owned after | no price filed | 2012-01-25 | |
| 2012-01-04 holding as of filing | LOWE JOHN B JR Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,902 owned after | no price filed | 2012-01-04 | |
| 2012-01-04 holding as of filing | Braverman Yuval Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,902 owned after | no price filed | 2012-01-04 |