ZALE CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-29: Reporting owner PRITCHARD BETH M; Form 4; Security Restricted Stock Units (Common Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-05-29: Reporting owner LOWE JOHN B JR; Form 4; Security Restricted Stock Units (Common Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-05-29: Reporting owner LOWE JOHN B JR; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-05-29: Reporting owner GILMAN KENNETH B; Form 4; Security Restricted Stock Units (Common Stock); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | PRITCHARD BETH M Director | 4 | Restricted Stock Units (Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,073 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | LOWE JOHN B JR Director | 4 | Restricted Stock Units (Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,073 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | LOWE JOHN B JR Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,902 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | GILMAN KENNETH B Director | 4 | Restricted Stock Units (Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,073 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | DYER DAVID Director | 4 | Restricted Stock Units (Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,073 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Braverman Yuval Director | 4 | Restricted Stock Units (Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,073 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Braverman Yuval Director | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,902 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | BURMAN TERRY LEE Director | 4 | Restricted Stock Units (Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,073 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | BURMAN TERRY LEE Director | 4 | Restricted Stock Units (Common Stock) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,341 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,620 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,100 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,500 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,100 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,900 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units (Performance) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,500 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,500 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,600 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −41,875 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,100 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,500 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −70,500 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −83,750 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,200 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-29 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | no price filed | 2014-06-02 | |
| 2014-05-21 holding as of filing | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 9,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 9,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 20,100 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 8,500 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 9,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 9,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 20,100 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 11,900 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 17,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 17,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 33,500 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units Derivative · Direct | Holding | 25,500 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 21,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 21,600 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 41,875 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 22,100 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | Holding | 70,500 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 70,500 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 83,750 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 44,200 owned after | no price filed | 2014-05-21 | |
| 2014-05-21 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | Holding | 50,000 owned after | no price filed | 2014-05-21 | |
| 2014-05-19 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $0.00 | 2014-05-21 | |
| 2014-05-19 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $0.00 | 2014-05-21 | |
| 2014-05-19 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Restricted Stock Units (Performance) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.00 | 2014-05-21 | |
| 2014-05-19 | APPEL MATTHEW Officer (Chief Administrative Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $0.00 | 2014-05-21 | |
| 2014-05-19 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units (Performance) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 0 owned after | $0.00 | 2014-05-21 | |
| 2014-01-31 | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,620 6,620 owned after | $0.00 | 2014-02-04 | |
| 2014-01-03 holding as of filing | LOWE JOHN B JR Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,902 owned after | no price filed | 2014-01-03 | |
| 2014-01-03 holding as of filing | Braverman Yuval Director | 4 | Restricted Stock Units Derivative · Direct | Holding | 4,902 owned after | no price filed | 2014-01-03 |