ZALE CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-18: Reporting owner GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. | GGC Opportunity Fund Management GP, Ltd. | GGC Opportunity Fund Management, L.P. | GGCOF THIRD-PARTY CO-INVEST, L.P. | Z Investment Holdings, LLC | GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | GGCOF Co-Invest Management, L.P. | GGCOF CO-INVEST, L.P.; Form 4; Security Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2010-05-20: Reporting owner GGCOF CO-INVEST, L.P. | GGC Opportunity Fund Management GP, Ltd. | GGCOF THIRD-PARTY CO-INVEST, L.P. | Z Investment Holdings, LLC | Golden Gate Capital Opportunity Fund-A LP | GGC Opportunity Fund Management, L.P. | GGCOF Co-Invest Management, L.P. | GOLDEN GATE CAPITAL OPPORTUNITY FUND LP; Form 3; Security Common Stock Warrants (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | GOLDEN GATE CAPITAL OPPORTUNITY FUND, L.P. | GGC Opportunity Fund Management GP, Ltd. | GGC Opportunity Fund Management, L.P. | GGCOF THIRD-PARTY CO-INVEST, L.P. | Z Investment Holdings, LLC | GOLDEN GATE CAPITAL OPPORTUNITY FUND-A, L.P. | GGCOF Co-Invest Management, L.P. | GGCOF CO-INVEST, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +11,064,584 0 owned after | $2.00 exercise price | 2014-03-20 | |
| 2010-05-20 holding as of filing | GGCOF CO-INVEST, L.P. | GGC Opportunity Fund Management GP, Ltd. | GGCOF THIRD-PARTY CO-INVEST, L.P. | Z Investment Holdings, LLC | Golden Gate Capital Opportunity Fund-A LP | GGC Opportunity Fund Management, L.P. | GGCOF Co-Invest Management, L.P. | GOLDEN GATE CAPITAL OPPORTUNITY FUND LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrants (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2010-05-20 |