ZALE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-16: Reporting owner Sullivan Jim; Form 4; Security Stock Options (right to buy); Transaction Holding.
- 2011-11-16: Reporting owner Sullivan Jim; Form 4; Security Stock Options (right to buy); Transaction Holding.
- 2011-11-16: Reporting owner Sullivan Jim; Form 4; Security Stock Options (right to buy); Transaction Holding.
- 2011-11-16: Reporting owner Sullivan Jim; Form 4; Security Stock Options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.06 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 8,000 owned after | $2.00 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 6,000 owned after | $2.37 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 6,000 owned after | $5.02 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.93 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 4,900 owned after | $26.14 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $21.29 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.37 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 85,000 owned after | $3.95 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 55,000 owned after | $2.00 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 70,000 owned after | $2.37 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 48,000 owned after | $5.02 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 56,000 owned after | $26.14 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 55,000 owned after | $21.29 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $27.89 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 15,000 owned after | $27.24 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 25,000 owned after | $24.10 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $27.52 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $26.33 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $27.44 exercise price | 2011-11-16 | |
| 2011-11-16 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 8,524 owned after | $23.23 exercise price | 2011-11-16 | |
| 2011-11-02 holding as of filing | DYER DAVID Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 7,700 owned after | $4.26 exercise price | 2011-11-02 | |
| 2011-10-31 | DYER DAVID Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $3.69 exercise price | 2011-11-02 | |
| 2011-10-17 | Haubenstricker Thomas A Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $2.88 exercise price | 2011-10-19 | |
| 2011-10-05 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $3.07 exercise price | 2011-10-05 | |
| 2011-10-05 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.99 exercise price | 2011-10-05 | |
| 2011-09-27 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 8,000 owned after | $2.00 exercise price | 2011-09-27 | |
| 2011-09-27 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 6,000 owned after | $2.37 exercise price | 2011-09-27 | |
| 2011-09-27 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 6,000 owned after | $5.02 exercise price | 2011-09-27 | |
| 2011-09-27 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 3,000 owned after | $3.93 exercise price | 2011-09-27 | |
| 2011-09-27 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 4,900 owned after | $26.14 exercise price | 2011-09-27 | |
| 2011-09-27 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $21.29 exercise price | 2011-09-27 | |
| 2011-09-27 holding as of filing | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 5,000 owned after | $27.37 exercise price | 2011-09-27 | |
| 2011-09-23 | Sullivan Jim Officer (VP, Controller & CAO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $3.06 | 2011-09-27 | |
| 2011-09-13 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $3.07 exercise price | 2011-09-13 | |
| 2011-09-13 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.99 exercise price | 2011-09-13 | |
| 2011-09-06 holding as of filing | Legg John A. Officer (SVP Supply Chain Management) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $2.00 exercise price | 2011-09-06 | ||
| 2011-09-06 holding as of filing | Legg John A. Officer (SVP Supply Chain Management) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 35,000 owned after | $2.00 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 55,000 owned after | $2.00 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 70,000 owned after | $2.37 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $5.66 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 55,000 owned after | $2.00 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 70,000 owned after | $2.37 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 48,000 owned after | $5.02 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 56,000 owned after | $26.14 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 55,000 owned after | $21.29 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $27.89 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 15,000 owned after | $27.24 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 25,000 owned after | $24.10 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $27.52 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $26.33 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $27.44 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 8,524 owned after | $23.23 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | APPEL MATTHEW Officer (CAO & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 60,000 owned after | $2.00 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | APPEL MATTHEW Officer (CAO & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $2.37 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | APPEL MATTHEW Officer (CAO & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $4.01 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 200,000 owned after | $2.00 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $2.37 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 82,000 owned after | $26.14 exercise price | 2011-09-06 | |
| 2011-09-06 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $15.69 exercise price | 2011-09-06 | |
| 2011-09-02 | Legg John A. Officer (SVP Supply Chain Management) | 4 | Stock Options (right to boy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.95 | 2011-09-06 | |
| 2011-09-02 | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.95 | 2011-09-06 | |
| 2011-09-02 | Hollander Gilbert P Officer (EVP, CSO & CMO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $3.95 | 2011-09-06 | |
| 2011-09-02 | APPEL MATTHEW Officer (CAO & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $3.95 | 2011-09-06 | |
| 2011-09-02 | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.95 | 2011-09-06 | |
| 2011-08-19 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 55,000 owned after | $2.00 exercise price | 2011-08-19 | |
| 2011-08-19 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 70,000 owned after | $2.37 exercise price | 2011-08-19 | |
| 2011-08-19 holding as of filing | Lennox Richard A Officer (EVP, Chief Marketing Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $5.66 exercise price | 2011-08-19 | |
| 2011-06-01 holding as of filing | APPEL MATTHEW Officer (CAO & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 60,000 owned after | $2.00 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | APPEL MATTHEW Officer (CAO & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $2.37 exercise price | 2011-06-01 | |
| 2011-06-01 holding as of filing | APPEL MATTHEW Officer (CAO & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $4.01 exercise price | 2011-06-01 | |
| 2011-04-04 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $3.07 exercise price | 2011-04-04 | |
| 2011-04-04 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.99 exercise price | 2011-04-04 | |
| 2011-02-28 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 10,000 owned after | $3.07 exercise price | 2011-02-28 | |
| 2011-02-28 holding as of filing | GILMAN KENNETH B Director | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 50,000 owned after | $1.99 exercise price | 2011-02-28 | |
| 2011-02-22 | DYER DAVID Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,700 7,700 owned after | $4.26 exercise price | 2011-02-24 | |
| 2011-01-26 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 200,000 owned after | $2.00 exercise price | 2011-01-26 | |
| 2011-01-26 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $2.37 exercise price | 2011-01-26 | |
| 2011-01-26 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 82,000 owned after | $26.14 exercise price | 2011-01-26 | |
| 2011-01-26 holding as of filing | Killion Theo Director, Officer (Chief Executive Officer) | 4 | Stock Options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $15.69 exercise price | 2011-01-26 |