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YODLEE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

YODLEE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 86 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2015-11-19: Reporting owner HACKETT PATRICK T; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-11-19: Reporting owner CROWELL GAYLE A; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-11-19: Reporting owner HARRIS WILLIAM H JR; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-11-19: Reporting owner Lee David T; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2015-11-19HACKETT PATRICK T
Director
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,177
0 owned after
$0.002015-11-23
2015-11-19CROWELL GAYLE A
Director
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,177
0 owned after
$0.002015-11-23
2015-11-19HARRIS WILLIAM H JR
Director
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,177
0 owned after
$0.002015-11-23
2015-11-19Lee David T
Officer (SVP & Chief Mktg Officr)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−11,250
0 owned after
$0.002015-11-23
2015-11-19Lee David T
Officer (SVP & Chief Mktg Officr)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,875
0 owned after
$0.002015-11-23
2015-11-19Lee David T
Officer (SVP & Chief Mktg Officr)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−21,368
0 owned after
$0.002015-11-23
2015-11-19Armsby Michael
Officer (Chief Financial Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,445
0 owned after
$0.002015-11-23
2015-11-19Armsby Michael
Officer (Chief Financial Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−37,900
0 owned after
$0.002015-11-23
2015-11-19JUNG MARK
Director
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,935
0 owned after
$0.002015-11-23
2015-11-19JUNG MARK
Director
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,177
0 owned after
$0.002015-11-23
2015-11-19Felt Bruce C. Jr.
Director
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,935
0 owned after
$0.002015-11-23
2015-11-19Felt Bruce C. Jr.
Director
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,177
0 owned after
$0.002015-11-23
2015-11-19Anur Arun
Officer (SVP Services)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,688
0 owned after
$0.002015-11-23
2015-11-19Anur Arun
Officer (SVP Services)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−8,527
0 owned after
$0.002015-11-23
2015-11-19Anur Arun
Officer (SVP Services)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−20,400
0 owned after
$0.002015-11-23
2015-11-19Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−18,750
0 owned after
$0.002015-11-23
2015-11-19Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−29,325
0 owned after
$0.002015-11-23
2015-11-19Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−96,919
0 owned after
$0.002015-11-23
2015-11-19Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,562
0 owned after
$0.002015-11-23
2015-11-19Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,233
0 owned after
$0.002015-11-23
2015-11-19Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−14,276
0 owned after
$0.002015-11-23
2015-11-19Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,750
0 owned after
$0.002015-11-23
2015-11-19Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−8,527
0 owned after
$0.002015-11-23
2015-11-19Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−20,400
0 owned after
$0.002015-11-23
2015-11-19Polverari Joseph
Officer (Chief Strategy & Dev. Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,625
0 owned after
$0.002015-11-23
2015-11-19Polverari Joseph
Officer (Chief Strategy & Dev. Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,822
0 owned after
$0.002015-11-23
2015-11-19Polverari Joseph
Officer (Chief Strategy & Dev. Officer)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−27,215
0 owned after
$0.002015-11-23
2015-11-19Hempel Thomas
Officer (SVP Engineering)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,750
0 owned after
$0.002015-11-23
2015-11-19Hempel Thomas
Officer (SVP Engineering)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,822
0 owned after
$0.002015-11-23
2015-11-19Hempel Thomas
Officer (SVP Engineering)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−20,400
0 owned after
$0.002015-11-23
2015-11-19O'Brien Timothy
Officer (SVP Operations & Info Security)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,688
0 owned after
$0.002015-11-23
2015-11-19O'Brien Timothy
Officer (SVP Operations & Info Security)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,822
0 owned after
$0.002015-11-23
2015-11-19O'Brien Timothy
Officer (SVP Operations & Info Security)
4Restricted Stock Unit
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−14,498
0 owned after
$0.002015-11-23
2015-11-15JUNG MARK
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,968
3,935 owned after
$0.002015-11-16
2015-10-08Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−625
3,750 owned after
$0.002015-10-13
2015-10-08Polverari Joseph
Officer (Chief Strategy & Dev. Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−937
5,625 owned after
$0.002015-10-13
2015-10-08Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,094
6,562 owned after
$0.002015-10-13
2015-10-08O'Brien Timothy
Officer (SVP Operations & Info Security)
4Restricted Stock Unit
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−781
4,688 owned after
$0.002015-10-13
2015-10-08Hempel Thomas
Officer (SVP Engineering)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−625
3,750 owned after
$0.002015-10-13
2015-10-08Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,125
18,750 owned after
$0.002015-10-13
2015-10-08Anur Arun
Officer (SVP Services)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−781
4,688 owned after
$0.002015-10-13
2015-07-08Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−625
4,375 owned after
$0.002015-07-10
2015-07-08Polverari Joseph
Officer (Chief Strategy & Dev. Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−938
6,562 owned after
$0.002015-07-10
2015-07-08Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,094
7,656 owned after
$0.002015-07-10
2015-07-08O'Brien Timothy
Officer (SVP Operations & Info Security)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−781
5,469 owned after
$0.002015-07-10
2015-07-08Hempel Thomas
Officer (SVP Engineering)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−625
4,375 owned after
$0.002015-07-10
2015-07-08Connors Eric
Officer (SVP Products)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−781
5,469 owned after
$0.002015-07-10
2015-07-08Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,125
21,875 owned after
$0.002015-07-10
2015-07-08Anur Arun
Officer (SVP Services)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−781
5,469 owned after
$0.002015-07-10
2015-05-21JUNG MARK
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,177
3,177 owned after
$0.002015-05-26
2015-05-21HARRIS WILLIAM H JR
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,177
3,177 owned after
$0.002015-05-26
2015-05-21CROWELL GAYLE A
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,177
3,177 owned after
$0.002015-05-26
2015-05-21HACKETT PATRICK T
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,448
0 owned after
$0.002015-05-26
2015-05-21HACKETT PATRICK T
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,177
3,177 owned after
$0.002015-05-26
2015-05-21Felt Bruce C. Jr.
Director
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,177
3,177 owned after
$0.002015-05-26
2015-05-15Anur Arun
Officer (SVP Services)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,843
8,527 owned after
$0.002015-05-19
2015-05-15O'Brien Timothy
Officer (SVP Operations & Info Security)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,274
6,822 owned after
$0.002015-05-19
2015-05-15Lee David T
Officer (SVP & Chief Mktg Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,375
13,125 owned after
$0.002015-05-19
2015-05-15Armsby Michael
Officer (Chief Financial Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,148
6,445 owned after
$0.002015-05-19
2015-05-15CROWELL GAYLE A
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,409
0 owned after
$0.002015-05-19
2015-05-15Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,843
8,527 owned after
$0.002015-05-19
2015-05-15Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,411
10,233 owned after
$0.002015-05-19
2015-05-15Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−9,775
29,325 owned after
$0.002015-05-19
2015-05-15Connors Eric
Officer (SVP Products)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,411
10,233 owned after
$0.002015-05-19
2015-05-15Polverari Joseph
Officer (Chief Strategy & Dev. Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,274
6,822 owned after
$0.002015-05-19
2015-05-15Felt Bruce C. Jr.
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,968
3,935 owned after
$0.002015-05-19
2015-05-15HARRIS WILLIAM H JR
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,409
0 owned after
$0.002015-05-19
2015-05-15Hempel Thomas
Officer (SVP Engineering)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,274
6,822 owned after
$0.002015-05-19
2015-04-08Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
5,000 owned after
$0.002015-04-10
2015-04-08O'Brien Timothy
Officer (SVP Operations & Info Security)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,250
6,250 owned after
$0.002015-04-10
2015-04-08Polverari Joseph
Officer (Chief Strategy & Dev. Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,500
7,500 owned after
$0.002015-04-10
2015-04-08Hempel Thomas
Officer (SVP Engineering)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
5,000 owned after
$0.002015-04-10
2015-04-08Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
25,000 owned after
$0.002015-04-10
2015-04-08Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,750
8,750 owned after
$0.002015-04-10
2015-04-08Anur Arun
Officer (SVP Services)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,250
6,250 owned after
$0.002015-04-10
2015-04-08Connors Eric
Officer (SVP Products)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,250
6,250 owned after
$0.002015-04-10
2015-03-02Connors Eric
Officer (SVP, Products)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,400
20,400 owned after
$0.002015-03-04
2015-03-02Parsons William Christopher
Officer (Chief Customer Officer)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,276
14,276 owned after
$0.002015-03-04
2015-03-02Armsby Michael
Officer (Chief Financial Officer)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+37,900
37,900 owned after
$0.002015-03-04
2015-03-02Polverari Joseph
Officer (Chief Strategy & Dev Officer)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+27,215
27,215 owned after
$0.002015-03-04
2015-03-02Anur Arun
Officer (SVP, Global Services)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,400
20,400 owned after
$0.002015-03-04
2015-03-02Hempel Thomas
Officer (SVP, Engineering)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,400
20,400 owned after
$0.002015-03-04
2015-03-02Arora Anil
Director, Officer (President and CEO)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,919
96,919 owned after
$0.002015-03-04
2015-03-02Lee David T
Officer (SVP & Chief Mktg Officer)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,368
21,368 owned after
$0.002015-03-04
2015-03-02O'Brien Timothy
Officer (SVP Operations & Security)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,498
14,498 owned after
$0.002015-03-04
2015-03-02Singh Arjun
Officer (Managing Director, Asia)
4Restricted Stock Unit
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,400
20,400 owned after
$0.002015-03-04