YODLEE INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-08: Reporting owner HACKETT PATRICK T; Form 4; Security Series AA Preferred Stock; Transaction C Conversion of derivative security.
- 2014-10-08: Reporting owner HACKETT PATRICK T; Form 4; Security Series BB Preferred Stock; Transaction C Conversion of derivative security.
- 2014-10-08: Reporting owner HACKETT PATRICK T; Form 4; Security Series DD Preferred Stock; Transaction C Conversion of derivative security.
- 2014-10-08: Reporting owner Warburg Pincus Partners GP LLC | WPVIII GP, L.P. | Warburg Pincus Private Equity VIII, L.P. | Landy Joseph P. | Warburg Pincus Partners, L.P. | WP VIII Finance, L.P. | KAYE CHARLES R | WARBURG PINCUS & CO. | WARBURG PINCUS LLC; Form 4; Security Series AA Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-08 | HACKETT PATRICK T Director | 4 | Series AA Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −4,137,383 0 owned after | no price filed | 2014-10-09 | |
| 2014-10-08 | HACKETT PATRICK T Director | 4 | Series BB Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,701,689 0 owned after | no price filed | 2014-10-09 | |
| 2014-10-08 | HACKETT PATRICK T Director | 4 | Series DD Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −421,622 0 owned after | no price filed | 2014-10-09 | |
| 2014-10-08 | Warburg Pincus Partners GP LLC | WPVIII GP, L.P. | Warburg Pincus Private Equity VIII, L.P. | Landy Joseph P. | Warburg Pincus Partners, L.P. | WP VIII Finance, L.P. | KAYE CHARLES R | WARBURG PINCUS & CO. | WARBURG PINCUS LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series AA Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −4,137,383 0 owned after | no price filed | 2014-10-09 | |
| 2014-10-08 | Warburg Pincus Partners GP LLC | WPVIII GP, L.P. | Warburg Pincus Private Equity VIII, L.P. | Landy Joseph P. | Warburg Pincus Partners, L.P. | WP VIII Finance, L.P. | KAYE CHARLES R | WARBURG PINCUS & CO. | WARBURG PINCUS LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series BB Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −1,701,689 0 owned after | no price filed | 2014-10-09 | |
| 2014-10-08 | Warburg Pincus Partners GP LLC | WPVIII GP, L.P. | Warburg Pincus Private Equity VIII, L.P. | Landy Joseph P. | Warburg Pincus Partners, L.P. | WP VIII Finance, L.P. | KAYE CHARLES R | WARBURG PINCUS & CO. | WARBURG PINCUS LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series DD Preferred Stock Derivative · Indirect · See Footnotes | C Conversion of derivative security | −421,622 0 owned after | no price filed | 2014-10-09 | |
| 2014-10-08 | HARRIS WILLIAM H JR Director | 4 | Series DD Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,000 0 owned after | no price filed | 2014-10-08 | |
| 2014-10-02 holding as of filing | WARBURG PINCUS & CO. | Warburg Pincus Partners GP LLC | Warburg Pincus Private Equity VIII, L.P. | WPVIII GP, L.P. | Landy Joseph P. | WP VIII Finance, L.P. | WARBURG PINCUS LLC | Warburg Pincus Partners, L.P. | KAYE CHARLES R Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series AA Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-10-02 | ||
| 2014-10-02 holding as of filing | WARBURG PINCUS & CO. | Warburg Pincus Partners GP LLC | Warburg Pincus Private Equity VIII, L.P. | WPVIII GP, L.P. | Landy Joseph P. | WP VIII Finance, L.P. | WARBURG PINCUS LLC | Warburg Pincus Partners, L.P. | KAYE CHARLES R Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series BB Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-10-02 | ||
| 2014-10-02 holding as of filing | WARBURG PINCUS & CO. | Warburg Pincus Partners GP LLC | Warburg Pincus Private Equity VIII, L.P. | WPVIII GP, L.P. | Landy Joseph P. | WP VIII Finance, L.P. | WARBURG PINCUS LLC | Warburg Pincus Partners, L.P. | KAYE CHARLES R Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 3 | Series DD Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-10-02 | ||
| 2014-10-02 holding as of filing | HACKETT PATRICK T Director | 3 | Series AA Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-10-02 | ||
| 2014-10-02 holding as of filing | HACKETT PATRICK T Director | 3 | Series BB Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-10-02 | ||
| 2014-10-02 holding as of filing | HACKETT PATRICK T Director | 3 | Series DD Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2014-10-02 | ||
| 2014-10-02 holding as of filing | HARRIS WILLIAM H JR Director | 3 | Series DD Preferred Stock Derivative · Direct | Holding | no price filed | 2014-10-02 |