YODLEE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-02: Reporting owner O'Brien Timothy; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-02: Reporting owner Polverari Joseph; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-02: Reporting owner Parsons William Christopher; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-21: Reporting owner Anur Arun; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | O'Brien Timothy Officer (SVP Operations & Info Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 4,448 owned after | $3.30 exercise price | 2015-11-03 | |
| 2015-11-02 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,874 33,692 owned after | $3.30 exercise price | 2015-11-03 | |
| 2015-11-02 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 72,605 owned after | $3.30 exercise price | 2015-11-03 | |
| 2015-10-21 | Anur Arun Officer (SVP Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,506 28,745 owned after | $3.30 exercise price | 2015-10-23 | |
| 2015-10-21 | Armsby Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,988 337,082 owned after | $8.50 exercise price | 2015-10-23 | |
| 2015-10-01 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,874 36,566 owned after | $3.30 exercise price | 2015-10-05 | |
| 2015-10-01 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 78,160 owned after | $3.30 exercise price | 2015-10-05 | |
| 2015-10-01 | O'Brien Timothy Officer (SVP Operations & Info Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 6,392 owned after | $3.30 exercise price | 2015-10-05 | |
| 2015-09-23 | Armsby Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,989 346,070 owned after | $8.50 exercise price | 2015-09-24 | |
| 2015-09-21 | Anur Arun Officer (SVP Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 32,251 owned after | $3.30 exercise price | 2015-09-23 | |
| 2015-09-14 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,306 0 owned after | $3.30 exercise price | 2015-09-14 | |
| 2015-09-01 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,874 39,440 owned after | $3.30 exercise price | 2015-09-02 | |
| 2015-09-01 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 83,715 owned after | $3.30 exercise price | 2015-09-02 | |
| 2015-09-01 | O'Brien Timothy Officer (SVP Operations & Info Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 8,336 owned after | $3.30 exercise price | 2015-09-02 | |
| 2015-09-01 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,364 21,306 owned after | $3.30 exercise price | 2015-09-02 | |
| 2015-08-28 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 24,000 owned after | $3.30 exercise price | 2015-08-31 | |
| 2015-08-27 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 26,100 owned after | $3.30 exercise price | 2015-08-31 | |
| 2015-08-21 | Anur Arun Officer (SVP Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 36,251 owned after | $3.30 exercise price | 2015-08-24 | |
| 2015-08-19 | Armsby Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,988 355,059 owned after | $8.50 exercise price | 2015-08-20 | |
| 2015-08-14 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,302 41,670 owned after | $3.30 exercise price | 2015-08-18 | |
| 2015-08-14 | Armsby Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,988 364,047 owned after | $8.50 exercise price | 2015-08-18 | |
| 2015-08-03 | O'Brien Timothy Officer (SVP Operations & Info Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 10,280 owned after | $3.30 exercise price | 2015-08-05 | |
| 2015-08-03 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 89,270 owned after | $3.30 exercise price | 2015-08-05 | |
| 2015-08-03 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,874 42,314 owned after | $3.30 exercise price | 2015-08-05 | |
| 2015-08-03 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,364 62,972 owned after | $3.30 exercise price | 2015-08-05 | |
| 2015-07-29 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 28,200 owned after | $3.30 exercise price | 2015-07-30 | |
| 2015-07-28 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 30,300 owned after | $3.30 exercise price | 2015-07-30 | |
| 2015-07-21 | Anur Arun Officer (SVP Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,749 40,251 owned after | $3.30 exercise price | 2015-07-22 | |
| 2015-07-10 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,302 83,336 owned after | $3.30 exercise price | 2015-07-10 | |
| 2015-07-01 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −562 12,072 owned after | $3.30 exercise price | 2015-07-02 | |
| 2015-07-01 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,312 45,188 owned after | $3.30 exercise price | 2015-07-02 | |
| 2015-07-01 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 94,825 owned after | $3.30 exercise price | 2015-07-02 | |
| 2015-07-01 | O'Brien Timothy Officer (SVP Operations & Info Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 12,224 owned after | $3.30 exercise price | 2015-07-02 | |
| 2015-07-01 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,364 104,638 owned after | $3.30 exercise price | 2015-07-02 | |
| 2015-06-18 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 32,400 owned after | $3.30 exercise price | 2015-06-19 | |
| 2015-06-17 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 34,500 owned after | $3.30 exercise price | 2015-06-19 | |
| 2015-06-17 | Armsby Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,989 373,035 owned after | $8.50 exercise price | 2015-06-19 | |
| 2015-06-12 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,302 125,002 owned after | $3.30 exercise price | 2015-06-16 | |
| 2015-06-01 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,555 100,380 owned after | $3.30 exercise price | 2015-06-03 | |
| 2015-06-01 | Arora Anil Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,364 146,304 owned after | $3.30 exercise price | 2015-06-03 | |
| 2015-06-01 | O'Brien Timothy Officer (SVP Operations & Info Security) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 14,168 owned after | $3.30 exercise price | 2015-06-03 | |
| 2015-06-01 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,874 12,634 owned after | $3.30 exercise price | 2015-06-03 | |
| 2015-05-28 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 36,600 owned after | $3.30 exercise price | 2015-05-29 | |
| 2015-05-27 | Connors Eric Officer (SVP Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 38,700 owned after | $3.30 exercise price | 2015-05-29 | |
| 2015-05-21 | JUNG MARK Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,434 11,434 owned after | $13.71 exercise price | 2015-05-26 | |
| 2015-05-21 | HARRIS WILLIAM H JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,434 11,434 owned after | $13.71 exercise price | 2015-05-26 | |
| 2015-05-21 | CROWELL GAYLE A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,434 11,434 owned after | $13.71 exercise price | 2015-05-26 | |
| 2015-05-21 | HACKETT PATRICK T Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,434 11,434 owned after | $13.71 exercise price | 2015-05-26 | |
| 2015-05-21 | Felt Bruce C. Jr. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,434 11,434 owned after | $13.71 exercise price | 2015-05-26 | |
| 2015-05-21 | Anur Arun Officer (SVP Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 46,000 owned after | $3.30 exercise price | 2015-05-22 | |
| 2015-05-21 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,302 166,668 owned after | $3.30 exercise price | 2015-05-22 | |
| 2015-05-20 | Armsby Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,988 382,024 owned after | $8.50 exercise price | 2015-05-22 | |
| 2015-05-19 | Singh Arjun Officer (Managing Director, Asia) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,332 11,667 owned after | $6.90 exercise price | 2015-05-20 | |
| 2015-05-19 | Singh Arjun Officer (Managing Director, Asia) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,210 9,790 owned after | $8.50 exercise price | 2015-05-20 | |
| 2015-05-19 | Singh Arjun Officer (Managing Director, Asia) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,458 3,542 owned after | $8.50 exercise price | 2015-05-20 | |
| 2015-05-14 | Armsby Michael Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,988 391,012 owned after | $8.50 exercise price | 2015-05-18 | |
| 2015-05-14 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,558 105,935 owned after | $3.30 exercise price | 2015-05-18 | |
| 2015-05-14 | Polverari Joseph Officer (Chief Strategy & Dev. Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,874 15,508 owned after | $3.30 exercise price | 2015-05-18 | |
| 2015-05-14 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,364 187,970 owned after | $3.30 exercise price | 2015-05-18 | |
| 2015-04-21 | Anur Arun Officer (SVP Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 46,000 owned after | $3.30 exercise price | 2015-04-23 | |
| 2015-04-07 | Connors Eric Officer (SVP, Products) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 40,800 owned after | $3.30 exercise price | 2015-04-08 | |
| 2015-04-06 | Arora Anil Director, Officer (President and CEO) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,666 208,334 owned after | $3.30 exercise price | 2015-04-08 | |
| 2015-04-06 | O'Brien Timothy Officer (See Remarks) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,944 18,056 owned after | $3.30 exercise price | 2015-04-08 | |
| 2015-04-06 | Connors Eric Officer (SVP, Products) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 42,900 owned after | $3.30 exercise price | 2015-04-08 | |
| 2015-04-06 | Polverari Joseph Officer (Chief Strategy & Dev Officer) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.30 exercise price | 2015-04-08 | |
| 2015-04-06 | Polverari Joseph Officer (Chief Strategy & Dev Officer) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,618 18,382 owned after | $3.30 exercise price | 2015-04-08 | |
| 2015-03-02 | Connors Eric Officer (SVP, Products) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,300 49,300 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Parsons William Christopher Officer (Chief Customer Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,528 34,528 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Armsby Michael Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,800 91,800 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Polverari Joseph Officer (Chief Strategy & Dev Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,817 65,817 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Anur Arun Officer (SVP, Global Services) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,300 49,300 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Hempel Thomas Officer (SVP, Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,300 49,300 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Arora Anil Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +234,386 234,386 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Lee David T Officer (SVP & Chief Mktg Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,677 51,677 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | O'Brien Timothy Officer (SVP Operations & Security) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,061 35,061 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-03-02 | Singh Arjun Officer (Managing Director, Asia) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,300 49,300 owned after | $13.00 exercise price | 2015-03-04 | |
| 2015-02-12 | CROWELL GAYLE A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.30 exercise price | 2015-05-20 | |
| 2015-01-20 | HARRIS WILLIAM H JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.30 exercise price | 2015-05-20 | |
| 2015-01-16 | Arora Anil Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $3.30 exercise price | 2015-01-21 | |
| 2015-01-12 | O'Brien Timothy Officer (SVP, Ops & Info. Security) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.30 exercise price | 2015-01-14 |