XFORMITY TECHNOLOGIES, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-23: Reporting owner Ferdowsi Farzin; Form 3; Security Warrants; Transaction Holding.
- 2007-08-23: Reporting owner Ferdowsi Farzin; Form 3; Security Warrants; Transaction Holding.
- 2006-08-07: Reporting owner DROBNY SHELDON; Form 4; Security Warrants; Transaction Holding.
- 2006-08-07: Reporting owner DROBNY SHELDON; Form 4; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-23 holding as of filing | Ferdowsi Farzin 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.14 exercise price | 2007-08-23 | ||
| 2007-08-23 holding as of filing | Ferdowsi Farzin 10% Owner | 3 | Warrants Derivative · Direct | Holding | $0.18 exercise price | 2007-08-23 | ||
| 2006-08-07 holding as of filing | DROBNY SHELDON 10% Owner | 4 | Warrants Derivative · Indirect · Paradigm Group II, LLC | Holding | 2,279,200 owned after | $0.26 exercise price | 2006-08-07 | |
| 2006-08-07 holding as of filing | DROBNY SHELDON 10% Owner | 4 | Warrants Derivative · Indirect · Paradigm Millennium Fund, L.P. | Holding | 3,590,300 owned after | $0.26 exercise price | 2006-08-07 |