XFORMITY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows, 32 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-11: Reporting owner Ferdowsi Farsheed; Form 4; Security Option Grant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-02-11: Reporting owner Johnson Kenneth; Form 4; Security Option Grant; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-02-11: Reporting owner Ball Chris; Form 4; Security Option Grant; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-02-11: Reporting owner Seale C Drew; Form 4; Security Option Grant; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-11 | Ferdowsi Farsheed Director | 4 | Option Grant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | −250,000 0 owned after | $0.08 | 2011-09-15 | |
| 2011-02-11 | Johnson Kenneth Director | 4 | Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $0.16 | 2011-09-15 | |
| 2011-02-11 | Ball Chris Director, Officer (Chief Executive officer) | 4 | Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $0.16 | 2011-09-15 | |
| 2011-02-11 | Seale C Drew Director, Officer (Chief Technical Officer) | 4 | Option Grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $0.16 | 2011-09-15 | |
| 2011-02-11 | Shahsavari Michael Director | 4 | Option grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $0.16 | 2011-09-15 | |
| 2011-02-11 | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | Option grant Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 291,666 owned after | $0.16 | 2011-09-15 | |
| 2009-05-29 holding as of filing | Ball Chris Director, Officer (Chief Executive Officer) | 4 | Option Grant Derivative · Direct | Holding | 2,000,000 owned after | $0.16 exercise price | 2009-05-29 | |
| 2009-05-29 holding as of filing | Johnson Kenneth Director | 4 | Option Grant Derivative · Direct | Holding | 250,000 owned after | $0.16 exercise price | 2009-05-29 | |
| 2009-05-12 holding as of filing | Johnson Kenneth Director | 4 | Option Grant Derivative · Direct | Holding | 250,000 owned after | $0.16 exercise price | 2009-05-12 | |
| 2009-03-12 holding as of filing | Ball Chris Director, Officer (Chief Executive Officer) | 4 | Option Grant Derivative · Direct | Holding | 2,000,000 owned after | $0.16 exercise price | 2009-03-12 | |
| 2009-02-17 holding as of filing | Ball Chris Director, Officer (Chief Executive Officer) | 4 | Option Grant Derivative · Direct | Holding | 2,000,000 owned after | $0.16 exercise price | 2009-02-17 | |
| 2008-12-29 holding as of filing | Johnson Kenneth Director | 4 | Option Grant Derivative · Direct | Holding | 250,000 owned after | $0.16 exercise price | 2008-12-29 | |
| 2008-12-23 holding as of filing | Seale C Drew Director, Officer (Chief TechnicalOfficer) | 4 | Option Grant Derivative · Direct | Holding | 2,000,000 owned after | $0.16 exercise price | 2008-12-23 | |
| 2008-11-26 holding as of filing | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | Option Grant Derivative · Direct | Holding | 1,010,000 owned after | $0.16 exercise price | 2008-11-26 | |
| 2008-01-03 holding as of filing | Dwyer Paul Director | 3 | Option Grant Derivative · Direct | Holding | $0.16 exercise price | 2008-01-03 | ||
| 2008-01-03 holding as of filing | Dwyer Paul Director | 3 | Option Grant Derivative · Direct | Holding | $0.16 exercise price | 2008-01-03 | ||
| 2008-01-03 holding as of filing | Dwyer Paul Director | 3 | Option Grant Derivative · Direct | Holding | $0.16 exercise price | 2008-01-03 | ||
| 2007-12-18 holding as of filing | Johnson Kenneth Director | 3 | Option Grant Derivative · Direct | Holding | $0.16 exercise price | 2007-12-18 | ||
| 2007-12-18 holding as of filing | Johnson Kenneth Director | 3 | Option Grant Derivative · Direct | Holding | $0.16 exercise price | 2007-12-18 | ||
| 2007-12-18 holding as of filing | Johnson Kenneth Director | 3 | Option Grant Derivative · Direct | Holding | $0.16 exercise price | 2007-12-18 | ||
| 2007-12-12 | Shahsavari Michael Director | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,334 83,334 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Shahsavari Michael Director | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,333 166,667 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Shahsavari Michael Director | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,333 250,000 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,334 343,334 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,333 676,667 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +333,333 2,010,000 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Seale C Drew Director, Officer (Chief technical Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +666,667 666,667 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Seale C Drew Director, Officer (Chief technical Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +666,667 1,333,334 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Seale C Drew Director, Officer (Chief technical Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +666,667 2,000,000 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Ball Chris Director, Officer (Chief Executive Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +666,667 676,667 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Ball Chris Director, Officer (Chief Executive Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +666,667 1,343,334 owned after | $0.16 | 2007-12-14 | |
| 2007-12-12 | Ball Chris Director, Officer (Chief Executive Officer) | 4 | Option Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +666,666 2,010,000 owned after | $0.16 | 2007-12-14 |