XFORMITY TECHNOLOGIES, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-28: Reporting owner Shahsavari Michael; Form 4; Security 9% Corporate Debenture; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-09-21: Reporting owner Seale C Drew; Form 4; Security Corporate Debenture; Transaction Holding.
- 2010-09-15: Reporting owner Rabin Jack; Form 4; Security Corporate debenture; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-09-15: Reporting owner Ball Chris; Form 4; Security Corporate debenture; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 | Shahsavari Michael Director | 4 | 9% Corporate Debenture Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 833,333 owned after | $0.12 | 2011-09-15 | |
| 2010-09-21 holding as of filing | Seale C Drew Director, Officer (Chief technical Officer) | 4 | Corporate Debenture Derivative · Direct | Holding | 5,000 owned after | $0.12 exercise price | 2010-09-21 | |
| 2010-09-15 | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | Corporate debenture Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 35,000 owned after | $25,000.00 | 2010-09-21 | |
| 2010-09-15 | Ball Chris Director, Officer (Chief Executive Officer) | 4 | Corporate debenture Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 20,000 owned after | $10,000.00 | 2010-09-21 | |
| 2008-11-26 holding as of filing | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | 9% Secured Convertible Debenture Derivative · Direct | Holding | 10,000 owned after | $0.12 exercise price | 2008-11-26 | |
| 2007-12-14 holding as of filing | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | 7% Secured Convertible Debenture Derivative · Direct | Holding | 10,000 owned after | $0.12 exercise price | 2007-12-14 | |
| 2007-12-14 holding as of filing | Ball Chris Director, Officer (Chief Executive Officer) | 4 | 7% Secured Convertible Debenture Derivative · Direct | Holding | 10,000 owned after | $0.12 exercise price | 2007-12-14 | |
| 2007-08-23 holding as of filing | Ferdowsi Farzin 10% Owner | 3 | Convertible debentures Derivative · Direct | Holding | $0.12 exercise price | 2007-08-23 | ||
| 2007-05-01 | Ball Chris Director, Officer (chief executive officer) | 4 | 7% Secured Convertible Debentures Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $10,000.00 | 2007-05-03 | |
| 2007-04-17 | Rabin Jack Director, Officer (Chief Financial Officer) | 4 | 7% Secured Convertible Debenture Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $10,000.00 | 2007-04-19 |